DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Practices
What each practice looks like, from what it filed
A practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several. The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| SARA-BAY FINANCIAL CORP. independent RIA | $397M | +25% | 3 | $132M | 100% | 31% | 108 | 1 | |
| GRAVITALIX FINANCIAL independent RIA | $395M | 85% | 33% | 1 | |||||
| KEY CAPITAL MANAGEMENT, INC. independent RIA | $393M | +34% | 12 | $32.7M | 99% | 29% | 167 | 5 | |
| FISCAL WISDOM WEALTH MANAGEMENT LLC independent RIA | $386M | +49% | 12 | $32.2M | 96% | 24% | 223 | 9 | |
| ALTERNATIVE INVESTMENT ADVISORS, LLC independent RIA | $386M | +13% | 10 | $38.6M | 97% | 33% | 142 | 2 | |
| ALDEN INVESTMENT GROUP independent RIA | $386M | +21% | 40 | $9.6M | 90% | 7.3% | 36 | 2 | |
| ATS WEALTH MANAGEMENT independent RIA | $384M | +31% | 3 | $128M | 100% | 10% | 157 | 1 | |
| CLARAPHI ADVISORY NETWORK, LLC independent RIA | $383M | -61% | 8 | $47.8M | 94% | 35% | 183 | 21 | |
| CARTER FINANCIAL GROUP, INC. independent RIA | $382M | +18% | 5 | $76.4M | 98% | 37% | 165 | 3 | |
| DEAN FINANCIAL SERVICES independent RIA | $382M | +20% | 4 | $95.5M | 60% | 37% | 61 | 1 | |
| SNYDER WEALTH GROUP independent RIA | $382M | +1.7% | 7 | $54.6M | 98% | 28% | 86 | 5 | |
| MKT AND ASSOCIATES LLC independent RIA | $379M | +37% | 3 | $126M | 98% | 6.1% | 49 | 3 | |
| CHRISTY CAPITAL MANAGEMENT, INC. independent RIA | $376M | +27% | 13 | $28.9M | 100% | 39% | 59 | 3 | |
| RETIREMENT PLANNING GROUP, LLC independent RIA | $375M | +33% | 4 | $93.8M | 99% | 31% | 261 | 3 | |
| TONY WALKER FINANCIAL independent RIA | $374M | +19% | 5 | $74.7M | 100% | 11% | 366 | 3 | |
| UNITED BROKERAGE SERVICES INC BD affiliated | $372M | -4.3% | 56 | $6.6M | 93% | 18% | 24 | 81 | |
| HELM INVESTMENT MANAGEMENT, LLC independent RIA | $371M | +15% | 2 | $185M | 100% | 7.0% | 70 | 1 | |
| RUGGAARD & ASSOCIATES independent RIA | $369M | +6.2% | 6 | $61.4M | 96% | 19% | 52 | 4 | |
| HIGHLAND INVESTMENT ADVISORS LLC independent RIA | $368M | +19% | 10 | $36.8M | 94% | 33% | 59 | 2 | |
| ROYAL OAK FINANCIAL ADVISORS, LLC independent RIA | $366M | +18% | 10 | $36.6M | 100% | 20% | 76 | 3 | |
| MARIPAU WEALTH MANAGEMENT LLC independent RIA | $364M | +23% | 22 | $16.5M | 100% | 33% | 48 | 13 | |
| MARKETRIDERS independent RIA | $363M | -25% | 3 | $121M | 100% | 2.2% | 159 | 1 | |
| STRATEGIC INCOME GROUP LLC independent RIA | $362M | +2.1% | 5 | $72.5M | 86% | 22% | 73 | 2 | 2 |
| PACE FINANCIAL ADVISORS independent RIA | $362M | -7.2% | 12 | $30.2M | 99% | 39% | 103 | 3 | |
| BLUE RIDGE WEALTH PLANNERS independent RIA | $362M | +31% | 15 | $24.1M | 99% | 35% | 53 | 4 | |
| DECKER RETIREMENT PLANNING INC. independent RIA | $360M | +26% | 10 | $36.0M | 99% | 37% | 77 | 6 | |
| BULL HARBOR CAPITAL LLC. independent RIA | $355M | +3.2% | 27 | $13.1M | 99% | 30% | 16 | 2 | |
| WILLIAMS FINANCIAL GROUP independent RIA | $355M | +21% | 3 | $118M | 97% | 39% | 195 | 2 | |
| R.T. JONES CAPITAL EQUITIES MANAGEMENT INC. independent RIA | $352M | +3.8% | 5 | $70.4M | 85% | 19% | 821 | 1 | |
| FWG INVESTMENTS, LLC independent RIA | $349M | +40% | 9 | $38.8M | 96% | 12% | 201 | 6 | |
| PFLUG KOORY, LLC independent RIA | $347M | +11% | 2 | $173M | 89% | 8.7% | 61 | 1 | |
| EUKLES ASSET MANAGEMENT, LLC independent RIA | $341M | -6.4% | 4 | $85.3M | 97% | 33% | 118 | 1 | |
| TUCKER FINANCIAL GROUP independent RIA | $339M | +25% | 3 | $113M | 94% | 29% | 810 | 1 | |
| CRESAP, INC. independent RIA | $339M | +0.0% | 5 | $67.8M | 100% | 0.0% | 121 | 2 | |
| LONESTAR REGISTERED INVESTMENT ADVISORS, LLC independent RIA | $336M | +53% | 11 | $30.6M | 99% | 33% | 109 | 11 | |
| MID-AMERICAN WEALTH ADVISORY GROUP independent RIA | $336M | +18% | 6 | $55.9M | 98% | 26% | 158 | 3 | |
| BLACKSTON FINANCIAL ADVISORY GROUP, LLC independent RIA | $333M | +11% | 6 | $55.5M | 100% | 36% | 157 | 2 | |
| CHARLES FISH INVESTMENTS, INC. independent RIA | $331M | -3.1% | 4 | $82.8M | 99% | 1.7% | 1 | ||
| INSIGHT FOLIOS independent RIA | $331M | +19% | 19 | $17.4M | 100% | 35% | 65 | 12 | |
| COPLEY FINANCIAL GROUP, INC. independent RIA | $331M | +21% | 10 | $33.1M | 100% | 0.2% | 269 | 2 | |
| SIGNATURE EQUITY PARTNERS, LLC independent RIA | $331M | +32% | 34 | $9.7M | 100% | 23% | 31 | 15 | |
| UNIPLAN INVESTMENT COUNSEL, INC. independent RIA | $330M | -7.8% | 3 | $110M | 70% | 0.0% | 135 | 6 | |
| MONEYWATCH ADVISORS, INC. independent RIA | $330M | +13% | 2 | $165M | 100% | 0.0% | 1 | ||
| FLUENT FINANCIAL, LLC independent RIA | $330M | +11% | 5 | $65.9M | 98% | 35% | 50 | 1 | |
| COLLIERS SECURITIES LLC BD affiliated | $330M | +17% | 26 | $12.7M | 83% | 37% | 31 | 8 | |
| OXFORD WEALTH GROUP, LLC independent RIA | $328M | +39% | 7 | $46.8M | 100% | 39% | 130 | 10 | |
| BASE WEALTH MANAGEMENT independent RIA | $326M | +21% | 7 | $46.6M | 100% | 24% | 123 | 3 | |
| SILVER LAKE ADVISORY PARTNERS, LLC independent RIA | $325M | +1.5% | 4 | $81.3M | 100% | 25% | 38 | 3 | |
| AWM FINANCIAL SERVICES INC. independent RIA | $321M | +37% | 7 | $45.8M | 98% | 24% | 29 | 1 | |
| PROMONTORY FINANCIAL PLANNING, LLC independent RIA | $319M | +14% | 12 | $26.6M | 99% | 35% | 47 | 7 | |
| INVESTMENTS & FINANCIAL PLANNING, LLC independent RIA | $319M | +14% | 3 | $106M | 100% | 26% | 250 | 2 | |
| MARCELLUS INVESTMENT MANAGERS PRIVATE LIMITED independent RIA | $315M | -41% | 87% | 24% | 2 | ||||
| MAGNATE ADVISORY SERVICES, LLC independent RIA | $314M | +20% | 7 | $44.9M | 97% | 38% | 225 | 4 | |
| INVICTA ADVISORS LLC independent RIA | $310M | +69% | 11 | $28.2M | 95% | 30% | 105 | 5 | |
| MFA WEALTH SERVICES independent RIA | $310M | +18% | 2 | $155M | 100% | 20% | 112 | 2 | |
| MARDIN CAPITAL GROUP independent RIA | $306M | 3 | $102M | 100% | 24% | 79 | 4 | ||
| ONEAMERICA SECURITIES, INC. BD affiliated | $306M | +2.1% | 335 | $913,757 | 100% | 7.4% | 7 | 121 | |
| HANCOCK WHITNEY INVESTMENT SERVICES INC. independent RIA | $306M | +45% | 8 | $38.3M | 92% | 4.1% | 108 | 4 | |
| ROCKWALL WEALTH MANAGEMENT independent RIA | $305M | 3 | $102M | 100% | 29% | 204 | 1 | ||
| CLARUS WEALTH ADVISORS, LLC independent RIA | $305M | +19% | 12 | $25.4M | 100% | 23% | 42 | 2 |
799 practices match (Mass-affluent RIA). Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.