DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Practices
What each practice looks like, from what it filed
A practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several. The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| AAM institutional | $27B | +14% | 0.7% | 100% | 4 | ||||
| AQUARIAN HOLDINGS INVESTMENT MANAGEMENT LLC institutional | $27B | +29% | 0.0% | 1 | 12 | ||||
| WELLTH ADVISORY SERVICES, LLC institutional | $27B | +13% | 74 | $361M | 2.9% | 51% | 33 | 32 | |
| BLUE OWL INSURANCE SOLUTIONS institutional | $26B | +14% | 0.0% | 4 | |||||
| CIGNA INVESTMENTS, INC. institutional | $26B | -6.4% | 0.0% | 1 | 2 | ||||
| ONEAMERICA ASSET MANAGEMENT, LLC institutional | $24B | -6.7% | 2 | $12B | 0.0% | 1 | |||
| XPONANCE LLC institutional | $24B | +18% | 1 | $24B | 0.2% | 93% | 7 | 2 | |
| FEG institutional | $24B | +16% | 2 | $12B | 0.7% | 95% | 23 | 3 | |
| PRUDENTIAL SELECT STRATEGIES LLC institutional | $23B | +4.9% | 0.0% | 1 | |||||
| MPC CAPITAL ADVISORS, LLC institutional | $23B | +12% | 0.0% | 1 | |||||
| BARING INTERNATIONAL INVESTMENT LTD institutional | $23B | +32% | 0.0% | 1 | 1 | ||||
| HIGHLAND CONSULTING ASSOCIATES INC. institutional | $22B | +8.4% | 3 | $7.3B | 1.4% | 99% | 15 | 1 | |
| GOLDMAN SACHS ASSET MANAGEMENT (HONG KONG) LIMITED institutional | $21B | +64% | 0.0% | 1 | |||||
| CERITY PARTNERS OCIO LLC institutional | $21B | +22% | 2 | $11B | 0.0% | 100% | 3 | 1 | |
| FIDUCIARY COUNSELORS INC. institutional | $20B | +20% | 0.0% | 4 | |||||
| MEKETA FIDUCIARY MANAGEMENT, LLC institutional | $20B | +16% | 0.1% | 100% | 6 | ||||
| RECORD CURRENCY MANAGEMENT INC institutional | $20B | -9.9% | 0.0% | 1 | |||||
| TOWNSEND HOLDINGS LLC institutional | $20B | 1 | $20B | 0.0% | 5 | 37 | |||
| ENVESTNET RETIREMENT SOLUTIONS, LLC institutional | $16B | +12% | 4 | $4.1B | 0.0% | 1 | |||
| FIDUCIARY CONSULTING GROUP institutional | $15B | +66% | 26 | $567M | 0.0% | 4 | |||
| ATLANTA CONSULTING GROUP ADVISORS, LLC mixed wealth | $15B | +8.2% | 8 | $1.8B | 22% | 91% | 35 | 12 | |
| PRIME BUCHHOLZ LLC other | $14B | +29% | 6 | $2.3B | 19% | 100% | 5 | 3 | |
| CBIZ INVESTMENT ADVISORY SERVICES, LLC institutional | $13B | +22% | 91 | $140M | 5.7% | 57% | 19 | 24 | |
| SENTINEL PENSION ADVISORS, LLC. institutional | $12B | +11% | 52 | $230M | 9.5% | 71% | 27 | 24 | |
| BRICKTOWN CAPITAL, LLC institutional | $12B | -0.8% | 11 | $1.1B | 0.0% | 1 | |||
| HECK CAPITAL ADVISORS, LLC other | $11B | +17% | 24 | $471M | 20% | 88% | 44 | 5 | |
| SHEPHERD KAPLAN KROCHUK, LLC other | $11B | +12% | 2 | $5.4B | 14% | 100% | 45 | 1 | 58 |
| SHUSTER ADVISORY GROUP, LLC institutional | $10B | +30% | 5 | $2.1B | 5.7% | 99% | 38 | 1 | |
| DUPONT CAPITAL MANAGEMENT institutional | $10B | -19% | 0.0% | 1 | 2 | ||||
| MEKETA INVESTMENT GROUP INC institutional | $10.0B | -12% | 0.0% | 6 | 1 | ||||
| CORNERSTONE ADVISORS ASSET MANAGEMENT, LLC other | $9.6B | +15% | 25 | $383M | 16% | 93% | 21 | 1 | |
| PROCYON mixed wealth | $9.2B | +18% | 49 | $188M | 37% | 83% | 57 | 24 | 2 |
| GRESHAM INVESTMENT MANAGEMENT LLC other | $8.6B | +26% | 0.0% | 1 | 9 | ||||
| NORTHWEST CAPITAL MANAGEMENT INC. institutional | $8.5B | +13% | 7 | $1.2B | 1.0% | 89% | 13 | 2 | |
| AUREUS ASSET MANAGEMENT, LLC mixed wealth | $8.4B | +8.2% | 2 | $4.2B | 26% | 98% | 170 | 1 | 4 |
| SKYVIEW INVESTMENT ADVISORS, LLC mixed wealth | $8.3B | +21% | 5 | $1.7B | 29% | 100% | 2 | 8 | |
| RETIREMENT AND WEALTH AT ALLIANT, LLC institutional | $7.4B | +64% | 44 | $168M | 0.0% | 12 | |||
| HARBOR INVESTMENT ADVISORY, LLC mixed wealth | $6.9B | +14% | 31 | $222M | 42% | 92% | 108 | 2 | |
| BIVIUM CAPITAL PARTNERS, LLC institutional | $6.7B | +32% | 0.0% | 2 | |||||
| SPIDER MANAGEMENT COMPANY, LLC other | $6.4B | +2.4% | 0.0% | 1 | 1 | ||||
| ORG PORTFOLIO MANAGEMENT LLC institutional | $6.4B | +7.8% | 6.2% | 100% | 5 | 5 | |||
| NPPG PLAN PROFESSIONALS, LLC institutional | $6.3B | +38% | 2 | $3.1B | 0.0% | 2 | |||
| TODD ASSET MANAGEMENT LLC institutional | $6.2B | +21% | 4 | $1.5B | 3.7% | 100% | 11 | 1 | |
| EAST END ADVISORS, LLC other | $6.1B | +3.5% | 15% | 100% | 1 | ||||
| CE INVESTMENT MANAGEMENT, LLC institutional | $5.9B | +3.9% | 0.0% | 2 | |||||
| MAYFLOWER ADVISORS mixed wealth | $5.8B | +22% | 27 | $215M | 23% | 85% | 34 | 8 | 2 |
| AETOS ALTERNATIVES MANAGEMENT institutional | $5.8B | +23% | 1 | $5.8B | 0.0% | 2 | 7 | ||
| ALESCO ADVISORS, LLC, AN ESL COMPANY mixed wealth | $5.6B | 14 | $401M | 46% | 97% | 36 | 1 | ||
| PENTEGRA INVESTORS, INC. institutional | $5.6B | +1.7% | 6 | $934M | 0.0% | 1 | 1 | ||
| WAINWRIGHT INVESTMENT COUNSEL LLC mixed wealth | $5.5B | -0.6% | 12 | $460M | 31% | 98% | 15 | 1 | |
| MJ RETIREMENT institutional | $5.5B | +8.3% | 5 | $1.1B | 1.5% | 93% | 8 | 1 | |
| FAMILY MANAGE LLC mixed wealth | $5.3B | +21% | 10 | $531M | 37% | 92% | 73 | 3 | 2 |
| ALERA INVESTMENT ADVISORS, LLC mixed wealth | $5.3B | 66 | $80.1M | 27% | 65% | 31 | 28 | ||
| BAKER TILLY WEALTH MANAGEMENT, LLC mixed wealth | $5.2B | +4.4% | 26 | $200M | 25% | 75% | 21 | 9 | |
| LEADING EDGE INVESTMENT ADVISORS,LLC institutional | $5.2B | +6.1% | 0.0% | 1 | |||||
| ASSET STRATEGY CONSULTANTS LLC institutional | $5.2B | -0.3% | 5 | $1.0B | 1.6% | 98% | 3 | 1 | |
| THREE BELL CAPITAL LLC mixed wealth | $5.1B | +33% | 13 | $389M | 31% | 100% | 33 | 11 | 17 |
| NEWPORT GROUP CONSULTING, LLC institutional | $5.1B | +15% | 22 | $230M | 0.0% | 1 | |||
| ATALANTA SOSNOFF CAPITAL, LLC institutional | $5.0B | +11% | 6 | $830M | 0.0% | 4 | |||
| IMPACTASSETS CAPITAL PARTNERS PB LLC institutional | $4.9B | +60% | 0.3% | 100% | 1 | 1 |
277 practices match (OCIO / institutional advisory). Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.