DFX Intelligence
Practices
What each practice looks like, from what it filedAbout practice archetypesA practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several.The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
17,149 practices match
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| UPFRONT VENTURES asset manager | $3.4B | +1.7% | 0.0% | 1 | 25 | ||||
| SEAFARER CAPITAL PARTNERS, LLC asset manager | $3.4B | +12% | 0.0% | 1 | |||||
| SUMERU EQUITY PARTNERS asset manager | $3.4B | -0.3% | 0.0% | 2 | 9 | ||||
| D••••••• C•••••• M••••••••• L••• asset manager | $3.4B | +47% | 0.0% | 1 | 15 | ||||
| W••••••••• A•••••••• L•• institutional | $3.4B | +58% | 8 | $421M | 7.1% | 100% | 2 | ||
| F••• A••••• M••••••• N•••• A•••••• L•• asset manager | $3.4B | +4.0% | 0.0% | 2 | 11 | ||||
| B••••••• P••••••• L•• asset manager | $3.4B | +53% | 0.0% | 2 | 10 | ||||
| C••••• F••••• O••••••• L•• independent RIA | $3.4B | +12% | 7 | $480M | 96% | 100% | 90 | 3 | |
| P••••••• C•••••• P•••••••• L••• asset manager | $3.4B | -4.0% | 0.0% | 5 | 9 | ||||
| N•••• S••• A•••• M••••••••• I•• independent RIA | $3.4B | +8.8% | 13 | $258M | 92% | 85% | 265 | 1 | |
| S••••• F••••• O••••• L•• independent RIA | $3.4B | +35% | 12 | $279M | 74% | 95% | 60 | 3 | |
| S•••••••• L•• independent RIA | $3.4B | +11% | 27 | $124M | 94% | 87% | 48 | 3 | |
| D•••••• S•••••• A•••• M••••••••• other | $3.3B | +5.7% | 4 | $837M | 17% | 3 | |||
| M••••• C•••••• L• asset manager | $3.3B | +18% | 0.0% | 1 | 2 | ||||
| W•••••• C•••••• P••••••• ••• L• asset manager | $3.3B | 0.0% | 2 | 2 | |||||
| N•••••••• C•••••• asset manager | $3.3B | -2.4% | 0.0% | 3 | 27 | ||||
| R•••••••• P••••••• L• asset manager | $3.3B | +60% | 0.0% | 1 | 5 | ||||
| R•• C•••• I••••••••• M••••••••• other | $3.3B | +68% | 8 | $416M | 0.0% | 2 | 1 | ||
| L•••••• I••••••••• M••••••••• S••••••••• asset manager | $3.3B | +7.3% | 0.8% | 100% | 1 | ||||
| M••••• A•••• M••••••••• I••• asset manager | $3.3B | +34% | 1 | $3.3B | 0.5% | 1 | |||
| V•• C•••••• M••••••••• L• asset manager | $3.3B | -11% | 0.0% | 1 | 4 | ||||
| A••••• I••••••••• M••••••••• L••• asset manager | $3.3B | +4.2% | 0.0% | 29 | |||||
| A••• I•••••••• asset manager | $3.3B | +196% | 2 | $1.7B | 0.1% | 100% | 2 | ||
| S•••••••• I••••••••• A••••••• L•• other | $3.3B | +11% | 6 | $552M | 0.1% | 1 | |||
| S•••••• I••••••••• M••••••••• L•• asset manager | $3.3B | +36% | 6 | $552M | 0.0% | 2 | |||
| S•••••••• D•••• W••••• M••••••••• A•••••••• L• independent RIA | $3.3B | +14% | 22 | $150M | 57% | 66% | 30 | 2 | |
| S••••••• C•••••• R••••••• • M••••••••• I••••••••• other | $3.3B | -13% | 3.9% | 100% | 1 | 3 | |||
| C•••••••• L•• independent RIA | $3.3B | +6.5% | 23 | $144M | 73% | 99% | 20 | 12 | 27 |
| P••••• I••••••••• M••••••••• I••• asset manager | $3.3B | +19% | 1 | $3.3B | 0.0% | 1 | |||
| X•• F•••••••• G•••• independent RIA | $3.3B | +10% | 28 | $118M | 97% | 43% | 103 | 26 | |
| S•••• V••••••• M••••••••• C•••••• L• asset manager | $3.3B | +38% | 0.0% | 2 | 21 | ||||
| E•••••• A•••••••• L•• institutional | $3.3B | +26% | 3 | $1.1B | 0.0% | 2 | |||
| G••••••• P••••••• I••• independent RIA | $3.3B | +12% | 6 | $549M | 62% | 66% | 449 | 3 | |
| P••••• C•••••• P••••••• L•• asset manager | $3.3B | +3.2% | 0.0% | 3 | 13 | ||||
| A••••• C•••••• P•••••••• L• asset manager | $3.3B | +37% | 0.0% | 1 | 2 | ||||
| I•••••• W•••••• L•• independent RIA | $3.3B | +47% | 18 | $183M | 85% | 89% | 40 | 3 | 2 |
| K••••••••• A••••••• L•• asset manager | $3.3B | +9.8% | 0.0% | 2 | 43 | ||||
| F•••••• I•••••••• L•• other | $3.3B | +1.6% | 2 | $1.6B | 0.0% | 1 | 1 | ||
| F••••••••• P••••••• L• asset manager | $3.3B | +72% | 0.0% | 1 | 15 | ||||
| V••••• C•••••• M••••••••• asset manager | $3.3B | +14% | 0.0% | 1 | 1 | ||||
| M•••••• C•••••• other | $3.3B | -18% | 0.1% | 100% | 2 | 12 | |||
| R•••••••• E••••• C••••••••• asset manager | $3.3B | -28% | 0.0% | 2 | 4 | ||||
| G•••••••• C•••••• L•• asset manager | $3.3B | -4.3% | 0.0% | 2 | |||||
| W•••••••• R••• C•••••• M••••••••• L•• mixed wealth | $3.3B | +5.6% | 27% | 100% | 1 | 4 | |||
| P•••••• asset manager | $3.3B | +76% | 24 | $137M | 5.4% | 50% | 52 | 1 | |
| C•••••• I••• asset manager | $3.3B | -11% | 0.0% | 1 | |||||
| D••••••••• P••••••• C•••••• M••••••••• L• asset manager | $3.3B | -2.7% | 0.0% | 1 | 2 | ||||
| G••••••••• L•• asset manager | $3.3B | +22% | 1 | $3.3B | 0.0% | 1 | 2 | ||
| N•••••••• I••••••••• M••••••••• I•• independent RIA | $3.3B | +11% | 9 | $364M | 96% | 90% | 181 | 2 | |
| T•••••••• A••••••• L• asset manager | $3.3B | +2131% | 0.0% | 2 | |||||
| B•••••••• A••••••• L•• asset manager | $3.3B | +42% | 0.0% | 2 | 9 | ||||
| F••••• I••••••••• A•••••••• L•• asset manager | $3.3B | -5.9% | 0.0% | 2 | 8 | ||||
| A•••••• C•••••• P•••••••• L• asset manager | $3.3B | 0.0% | 1 | 1 | |||||
| Y••• C•••••• M••••••••• asset manager | $3.3B | +102% | 0.0% | 1 | 17 | ||||
| P•• A••••••• independent RIA | $3.3B | +5.8% | 82 | $39.8M | 97% | 51% | 92 | 132 | |
| S•• R••••••• G•••• L•• asset manager | $3.3B | +17% | 1 | $3.3B | 1.8% | 100% | 1 | 7 | |
| G•••• C•••••• M••••••••• I••• asset manager | $3.3B | -17% | 0.0% | 1 | 4 | ||||
| B••• A••••••• independent RIA | $3.3B | +19% | 19 | $171M | 83% | 90% | 80 | 1 | |
| M•••••••• W••••• A•••••••• L•• independent RIA | $3.2B | +26% | 10 | $325M | 91% | 99% | 21 | 1 | |
| A••••••• W••••• M••••••••• L•• independent RIA | $3.2B | +56% | 30 | $108M | 85% | 82% | 55 | 6 |
Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.