DFX Intelligence
Practices
What each practice looks like, from what it filedAbout practice archetypesA practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several.The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
878 practices match
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| ADAPTIVE FINANCIAL CONSULTING, LLC independent RIA | $547M | +7.6% | 6 | $91.2M | 51% | 83% | 29 | 4 | |
| SIERRA OCEAN, LLC independent RIA | $545M | +22% | 3 | $182M | 52% | 86% | 52 | 1 | |
| JUNO FINANCIAL GROUP LLC independent RIA | $542M | 6 | $90.3M | 57% | 72% | 51 | 1 | ||
| R••••••• W••••• M••••••••• I••• mixed wealth | $541M | +30% | 6 | $90.2M | 31% | 87% | 16 | 5 | |
| M••••••• H••• I••••••••• P••••••• independent RIA | $539M | +50% | 3 | $180M | 67% | 88% | 52 | 1 | |
| L••••• C•••••• G•••• C••••••••• I••• mixed wealth | $536M | -12% | 3 | $179M | 38% | 100% | 52 | 2 | |
| E••••••• F•••••••• G•••• independent RIA | $532M | +33% | 7 | $76.0M | 66% | 63% | 99 | 1 | |
| T•••• R••••••••• A••••••• L•• mixed wealth | $531M | +26% | 1 | $531M | 49% | 42% | 208 | 1 | |
| B•••••• F•••••••• G•••• L•• institutional | $529M | +13% | 2 | $265M | 0.0% | 1 | |||
| R••••••••• W••••••• G•••• institutional | $527M | +0.6% | 2 | $263M | 0.1% | 100% | 1 | 2 | |
| S•• B••••••• C••••••••• institutional | $524M | +87% | 3 | $175M | 0.0% | 1 | |||
| F•••••••• A•••••••• L•• institutional | $520M | +12% | 2 | $260M | 0.3% | 1 | |||
| F•••••••• N•••••• W••••• A••••••• L•• independent RIA | $515M | +21% | 7 | $73.6M | 89% | 58% | 252 | 3 | |
| S••••••• I••••••••• A••••••• mixed wealth | $514M | +37% | 6 | $85.6M | 50% | 57% | 72 | 4 | |
| D•• P•••• C•••••• independent RIA | $513M | +40% | 5 | $103M | 90% | 88% | 102 | 2 | |
| D•••• P••••••• I•• institutional | $509M | +12% | 2 | $254M | 6.5% | 1 | |||
| S•• C•••••• A••••••• L•• institutional | $503M | +20% | 3 | $168M | 7.5% | 25% | 56 | 3 | |
| I•••••••• A•••• M••••••••• O• G•••••• I•• independent RIA | $502M | +25% | 7 | $71.7M | 63% | 90% | 51 | 2 | |
| P••••••••• L•• mixed wealth | $500M | +26% | 13 | $38.5M | 35% | 63% | 26 | 1 | |
| I••••••••• F•••••••• mixed wealth | $491M | +44% | 2 | $246M | 40% | 98% | 27 | 2 | |
| D•••• C•••••• G••••• L•• institutional | $490M | 1 | $490M | 0.0% | 1 | ||||
| I•••• F•••••••• S•••••••• I••• independent RIA | $489M | +9.4% | 9 | $54.3M | 90% | 76% | 62 | 3 | |
| O•••••••• W••••• M••••••••• I••• institutional | $482M | +3.7% | 1 | $482M | 0.0% | 2 | |||
| M•••• G•••• A••••••• mixed wealth | $479M | +33% | 6 | $79.9M | 37% | 62% | 48 | 2 | |
| T••••• A••••••• I•• independent RIA | $478M | -23% | 2 | $239M | 82% | 86% | 169 | 1 | |
| B••••• W••••• M••••••••• G•••• independent RIA | $477M | +16% | 7 | $68.2M | 64% | 55% | 119 | 1 | |
| M••••••••• C•••••• M••••••••• I••• mixed wealth | $477M | +6.4% | 2 | $239M | 46% | 91% | 73 | 1 | |
| M•••••••• I••••••••• independent RIA | $474M | +16% | 10 | $47.4M | 96% | 60% | 123 | 9 | |
| R••••• O• L••• W••••• P••••••• independent RIA | $473M | +20% | 4 | $118M | 87% | 83% | 64 | 1 | |
| K•••••• W••••• A•••••••• L•• independent RIA | $471M | +17% | 6 | $78.6M | 77% | 93% | 33 | 1 | |
| S••• C•••• C••••••• L•• independent RIA | $471M | +144% | 10 | $47.1M | 80% | 78% | 94 | 7 | |
| A••••• F•••••••• S•••••••• L•• institutional | $466M | 1 | $466M | 0.0% | 1 | ||||
| A••••••••• P••••••••• F•••••••• S••••••••• L•• other | $464M | +25% | 1 | $464M | 11% | 1 | |||
| A•••• F•••••••• P••••••• L•• independent RIA | $460M | +22% | 6 | $76.6M | 75% | 77% | 60 | 2 | |
| R••••••••• C••••••••• G••••• I••• mixed wealth | $457M | +11% | 2 | $228M | 26% | 88% | 37 | 1 | |
| T••• W••• F•••••••• P••••••• independent RIA | $456M | +22% | 3 | $152M | 88% | 73% | 307 | 2 | |
| A•• W••••• A•••••••• L•• independent RIA | $456M | +3.7% | 6 | $76.1M | 57% | 80% | 78 | 2 | |
| I•• W••••• A••••••• L•• independent RIA | $455M | +12% | 6 | $75.8M | 96% | 65% | 86 | 1 | |
| I•• A••••••• I••• independent RIA | $453M | +19% | 4 | $113M | 66% | 83% | 93 | 1 | |
| H••••• • S••••• A••••••• S••••••• L•• other | $450M | +19% | 27 | $16.7M | 12% | 1.9% | 2 | ||
| M••••••••• R•• L•• other | $446M | +14% | 3 | $149M | 16% | 57% | 42 | 1 | |
| H••••••• C•••••• P•••••••• L•• independent RIA | $444M | +47% | 2 | $222M | 66% | 92% | 82 | 2 | |
| O•••••• W••••• M••••••••• I••• independent RIA | $444M | +20% | 5 | $88.8M | 86% | 90% | 74 | 1 | |
| C••••••• Q•••••••• R••••••••• P••• A•••••••• L•• institutional | $444M | +8.7% | 1 | $444M | 2.2% | 1 | |||
| I•••••• A••••••• independent RIA | $444M | -24% | 8 | $55.4M | 61% | 74% | 80 | 3 | |
| P••••••••• A•••••••• L•• institutional | $440M | +9.3% | 1 | $440M | 0.0% | 1 | |||
| S••••• W•••••• L••• independent RIA | $438M | +21% | 3 | $146M | 71% | 93% | 57 | 3 | |
| T•• L•••• A••••••• G•••• independent RIA | $438M | +18% | 7 | $62.5M | 97% | 28% | 172 | 3 | |
| P••••••• F•••••••• G•••• mixed wealth | $437M | +31% | 7 | $62.4M | 35% | 68% | 34 | 6 | |
| M••••• O• A•••••• L••• I•••••••• C•••••• institutional | $434M | +29% | 0.0% | 1 | |||||
| P••••••• F•••••••• S••••••• L•• independent RIA | $431M | +3.1% | 9 | $47.9M | 77% | 64% | 58 | 1 | |
| Q••• F•••••••• S••••••••• L•• institutional | $429M | -1.1% | 1 | $429M | 6.9% | 50% | 127 | 1 | |
| S••••••• F•••••••• S•••••••• I••• independent RIA | $429M | +14% | 9 | $47.6M | 77% | 52% | 66 | 2 | |
| A••••••••• C•••••• A•••••••• L•• independent RIA | $422M | +21% | 4 | $106M | 84% | 69% | 115 | 1 | |
| P••••••••• A••••••• L•• institutional | $422M | +6.9% | 2 | $211M | 3.6% | 58% | 13 | 1 | |
| C•••••• I••••••••• G••••• I••• independent RIA | $420M | +11% | 4 | $105M | 83% | 59% | 145 | 1 | |
| R•••••••• I••••••••• independent RIA | $419M | +21% | 4 | $105M | 70% | 76% | 43 | 4 | 7 |
| Z•••• L•• institutional | $411M | +5.6% | 3 | $137M | 0.0% | 1 | |||
| A••••• F•••••••• R•••••••• I••• independent RIA | $411M | +16% | 7 | $58.7M | 54% | 56% | 67 | 1 | |
| N••••• mixed wealth | $404M | +16% | 7 | $57.8M | 32% | 19% | 77 | 5 |
Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.