DFX Intelligence
RIA Intelligence
Practices
What each practice looks like, from what it filed
A practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several. The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| CODEX CAPITAL ASSET MANAGEMENT, L.L.C. independent RIA | $304M | +18% | 1 | $304M | 95% | 100% | 18 | 1 | |
| MATTERS CAPITAL LLC independent RIA | $297M | 2 | $148M | 100% | 100% | 1 | |||
| ORCHID ADVISORY independent RIA | $296M | +11% | 3 | $98.6M | 100% | 100% | 1 | ||
| B••••••• A••••••• L• independent RIA | $282M | +337% | 5 | $56.5M | 89% | 100% | 4 | 2 | 1 |
| H••••• I••••• C•••••• L•• independent RIA | $278M | +22% | 1 | $278M | 93% | 100% | 1 | ||
| L•••• A•••••••• I••••••••• I••• independent RIA | $275M | +17% | 1 | $275M | 98% | 99% | 1 | ||
| K•• W••••• L•• independent RIA | $275M | +155% | 3 | $91.7M | 100% | 98% | 8 | 1 | |
| C••••• B••••• W••••• A••••••• independent RIA | $274M | +50% | 3 | $91.2M | 73% | 99% | 6 | 3 | 1 |
| N•••• W••••• M••••••••• L•• independent RIA | $273M | +107% | 3 | $90.9M | 100% | 100% | 1 | ||
| G••••••••• P•••••• W••••• independent RIA | $272M | +88% | 3 | $90.6M | 96% | 97% | 13 | 1 | |
| R••••• C••••••• L•• independent RIA | $272M | -0.3% | 1 | $272M | 56% | 99% | 1 | ||
| C•••• C•••••• A•••••••• L•• independent RIA | $270M | +83% | 3 | $90.1M | 100% | 100% | 1 | 2 | |
| T•• W••••• C••••••••• I••• independent RIA | $260M | +35% | 3 | $86.7M | 93% | 94% | 16 | 1 | |
| R•••• W••••• M••••••••• independent RIA | $259M | 2 | $129M | 100% | 97% | 25 | 1 | ||
| S•••• T•••• I••••••••• independent RIA | $259M | -14% | 4 | $64.7M | 85% | 96% | 11 | 2 | |
| K•••••• W••••• M••••••••• L•• independent RIA | $258M | +7.6% | 1 | $258M | 100% | 99% | 20 | 1 | |
| I•••••• C•••••• M••••••••• independent RIA | $254M | -7.9% | 82% | 99% | 1 | ||||
| J•• I••••••••• M••••••••• L•• independent RIA | $252M | -0.2% | 6 | $42.0M | 55% | 100% | 1 | 2 | |
| C••••• • B•••••••• I••• independent RIA | $251M | +7.1% | 92% | 100% | 1 | ||||
| F••••• H••• C••••••• L•• independent RIA | $249M | +70% | 73% | 100% | 2 | 1 | |||
| W••••••••• G••••• S••••••••• L•• independent RIA | $247M | +5.8% | 1 | $247M | 87% | 98% | 35 | 2 | 1 |
| T••• W••• C•••••• A••••••• independent RIA | $246M | +18% | 2 | $123M | 100% | 99% | 11 | 1 | |
| M••••• C••••••• L•• independent RIA | $240M | +10% | 3 | $79.9M | 98% | 99% | 22 | 1 | |
| H•••••• L•• independent RIA | $239M | +16% | 1 | $239M | 71% | 100% | 11 | 1 | 3 |
| P• A••••••• independent RIA | $238M | +0.0% | 1 | $238M | 100% | 100% | 2 | ||
| G••••• F•••••••• G•••• independent RIA | $234M | +24% | 1 | $234M | 68% | 95% | 39 | 1 | |
| T•••••• W••••• M••••••••• L•• independent RIA | $232M | -3.5% | 1 | $232M | 88% | 100% | 1 | ||
| R• S••••••••• C•••••• M••••••••• L••• independent RIA | $227M | -1.3% | 1 | $227M | 100% | 100% | 1 | ||
| M•••••• C•••••• P••••••• L•• independent RIA | $226M | +69% | 3 | $75.5M | 66% | 100% | 2 | ||
| A•••••• I••••••••• C••••••••• I••• independent RIA | $226M | +23% | 2 | $113M | 98% | 99% | 13 | 1 | |
| W••••••• C•••••• M••••••••• C•••••• independent RIA | $226M | +66% | 1 | $226M | 100% | 100% | 1 | ||
| I•••••• P••••••• independent RIA | $224M | +18% | 2 | $112M | 100% | 99% | 1 | ||
| B••••• A•••• A••••••• L•• independent RIA | $224M | +12% | 2 | $112M | 100% | 98% | 18 | 1 | |
| B•••••• F•••• A• I•• independent RIA | $223M | -15% | 1 | $223M | 56% | 100% | 11 | 1 | |
| S•••••••• S•••• A••••••• A• independent RIA | $220M | +373% | 1 | $220M | 100% | 100% | 1 | ||
| P•••• W••••• P•••••••• L•• independent RIA | $214M | 1 | $214M | 100% | 99% | 24 | 1 | ||
| P••••• A•••••••• L•• independent RIA | $214M | +14% | 1 | $214M | 99% | 100% | 1 | 1 | |
| W•• I••••••••• P••••••• independent RIA | $211M | 4 | $52.8M | 58% | 100% | 3 | 1 | ||
| P•••••••• W••••• M••••••••• L•• independent RIA | $211M | +4.7% | 3 | $70.2M | 90% | 99% | 7 | 1 | |
| S••••• C•••••• A•••••••• I••• independent RIA | $210M | -3.2% | 2 | $105M | 100% | 100% | 1 | ||
| Z••••••••• A••• L• independent RIA | $209M | +10% | 100% | 100% | 1 | ||||
| T•••••••• W•••••• L•• independent RIA | $208M | +14% | 2 | $104M | 100% | 100% | 5 | 1 | |
| W•••••• P•••••• W••••• M••••••••• L• independent RIA | $206M | -5.4% | 2 | $103M | 100% | 97% | 16 | 2 | |
| M• F••••• A••••••• independent RIA | $204M | +4.8% | 73% | 100% | 1 | ||||
| V•••• A•••• C•••••• independent RIA | $204M | +12% | 1 | $204M | 100% | 99% | 21 | 2 | 1 |
| R•• W••••• M••••••••• independent RIA | $197M | +21% | 1 | $197M | 74% | 98% | 21 | 1 | |
| Q••••••••• C•••••• independent RIA | $193M | 2 | $96.3M | 100% | 99% | 13 | 2 | ||
| O•• R••• A•••• M••••••••• L•• independent RIA | $192M | +10% | 1 | $192M | 59% | 100% | 1 | ||
| B•••••••• P•••••• W•••••• L•• independent RIA | $190M | 2 | $95.2M | 98% | 99% | 9 | 1 | ||
| F•••••••• H•••••••• I••• independent RIA | $190M | +16% | 79% | 100% | 1 | ||||
| P••••• E••••• P••••••• independent RIA | $187M | +467% | 78% | 100% | 1 | ||||
| P•••• C•••••• L•• independent RIA | $187M | +7.8% | 2 | $93.4M | 100% | 100% | 8 | 1 | |
| C•••••• C•••••• A••••••• L•• independent RIA | $181M | +2.9% | 2 | $90.5M | 100% | 100% | 1 | ||
| V••• L••• C••••••• L•• independent RIA | $180M | 2 | $90.2M | 100% | 100% | 1 | |||
| F•••••••• M••••• independent RIA | $180M | +10.0% | 1 | $180M | 100% | 100% | 12 | 1 | |
| Y•••• I••••••••• M••••••••• L•• independent RIA | $175M | +17% | 1 | $175M | 100% | 99% | 12 | 1 | |
| C•• A•••• M••••••••• L•• independent RIA | $174M | +36% | 1 | $174M | 100% | 100% | 1 | 14 | |
| W••••• P•••••• E••••• P•••••••• L•• independent RIA | $173M | -11% | 1 | $173M | 100% | 100% | 2 | 1 | |
| W•••••• F•••••••• S•••••••• P••• independent RIA | $171M | +14% | 1 | $171M | 100% | 100% | 1 | ||
| C••• C•••••• M••••••••• L• independent RIA | $171M | +3.9% | 1 | $171M | 87% | 99% | 13 | 1 | 11 |
480 practices match (UHNW private wealth). Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.