DFX Intelligence
RIA Intelligence
Practices
What each practice looks like, from what it filed
A practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several. The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| WELLS FARGO INVESTMENT INSTITUTE, INC. independent RIA | $43B | +5.3% | 51 | $843M | 81% | 100% | 219 | 3 | |
| JASPER RIDGE PARTNERS, L.P. other | $43B | +7.1% | 1.9% | 100% | 4 | 16 | |||
| VINVA INVESTMENT MANAGEMENT other | $43B | 0.0% | 1 | ||||||
| GRAHAM CAPITAL MANAGEMENT, L.P. asset manager | $43B | +50% | 0.0% | 4 | 18 | ||||
| PACIFIC LIFE FUND ADVISORS LLC asset manager | $43B | +4.2% | 0.0% | 1 | 1 | ||||
| CAPITAL GROUP PRIVATE CLIENT SERVICES, INC. independent RIA | $43B | +11% | 105 | $407M | 74% | 100% | 7 | 1 | |
| CINVEN LIMITED asset manager | $43B | 0.0% | 1 | 22 | |||||
| EARNEST PARTNERS, LLC other | $43B | +11% | 1 | $43B | 0.3% | 100% | 10 | 1 | 6 |
| FRANKLIN MUTUAL ADVISERS, LLC asset manager | $43B | +11% | 6.8% | 100% | 1 | ||||
| LIDO independent RIA | $43B | +46% | 319 | $133M | 90% | 96% | 41 | 46 | 22 |
| EQUITABLE ADVISORS, LLC national BD | $42B | +23% | 4,633 | $9.2M | 97% | 78% | 16 | 886 | |
| NEWTON INVESTMENT MANAGEMENT LTD asset manager | $42B | +8.1% | 0.0% | 1 | |||||
| T.ROWE PRICE HONG KONG LIMITED asset manager | $42B | +94% | 0.0% | 2 | |||||
| PENN MUTUAL ASSET MANAGEMENT, LLC institutional | $42B | +8.1% | 1 | $42B | 0.0% | 1 | |||
| SUNAMERICA ASSET MANAGEMENT, LLC asset manager | $42B | -27% | 0.0% | 2 | |||||
| SUMMIT PARTNERS, L.P. asset manager | $42B | -3.7% | 0.0% | 4 | 87 | ||||
| CALLAN institutional | $42B | +11% | 0.0% | 6 | |||||
| PACER ADVISORS, INC. asset manager | $42B | -16% | 21 | $2.0B | 0.0% | 1 | |||
| D.A. DAVIDSON & CO. independent RIA | $42B | +16% | 699 | $59.9M | 90% | 63% | 97 | 101 | |
| ALYESKA INVESTMENT GROUP, L.P. asset manager | $42B | +32% | 0.0% | 1 | 1 | ||||
| SECURIAN ASSET MANAGEMENT, INC. institutional | $42B | -5.1% | 0.0% | 1 | |||||
| FOCUS ADVISOR SOLUTIONS, LLC independent RIA | $41B | +22% | 43 | $965M | 83% | 78% | 773 | 1 | |
| STEPSTONE GROUP REAL ASSETS LP asset manager | $41B | +11% | 0.0% | 10 | 59 | ||||
| ABRDN INC. other | $41B | +14% | 0.0% | 3 | 25 | ||||
| NINETY ONE NORTH AMERICA, INC. asset manager | $41B | +25% | 1.2% | 100% | 1 | 9 | |||
| PARNASSUS INVESTMENTS, LLC asset manager | $41B | -10.0% | 12 | $3.4B | 0.6% | 100% | 1 | ||
| MAWER INVESTMENT MANAGEMENT LTD. other | $41B | -11% | 14% | 56% | 3 | 17 | |||
| ASHMORE INVESTMENT MANAGEMENT LTD other | $41B | -4.0% | 0.0% | 1 | 13 | ||||
| MORGAN STANLEY AIP GP LP asset manager | $41B | +5.7% | 23 | $1.8B | 1.1% | 100% | 7 | 107 | |
| ASCENSION INVESTMENT MANAGEMENT other | $41B | +1.2% | 0.0% | 1 | 1 | ||||
| HUDSON BAY CAPITAL MANAGEMENT LP asset manager | $41B | +20% | 0.0% | 4 | 11 | ||||
| BRANDES INVESTMENT PARTNERS, LP other | $41B | +52% | 24 | $1.7B | 8.5% | 53% | 465 | 2 | 18 |
| LOS ANGELES CAPITAL MANAGEMENT LLC asset manager | $41B | +30% | 1 | $41B | 0.0% | 1 | 5 | ||
| FRANKLIN TEMPLETON INVESTMENT MANAGEMENT LIMITED asset manager | $41B | +31% | 0.1% | 100% | 3 | ||||
| BLACKSTONE TACTICAL OPPORTUNITIES ADVISORS L.L.C. asset manager | $40B | -2.2% | 0.0% | 4 | 103 | ||||
| MILLIMAN FINANCIAL RISK MANAGEMENT LLC asset manager | $40B | -1.8% | 0.0% | 1 | |||||
| ABRDN ASIA LIMITED asset manager | $40B | -7.2% | 0.0% | 1 | |||||
| CALVERT RESEARCH AND MANAGEMENT asset manager | $40B | +1.8% | 0.0% | 4 | |||||
| CERITY PARTNERS RETIREMENT PLAN CONSULTANTS institutional | $40B | +112% | 82 | $491M | 0.0% | 34 | |||
| IFM INVESTORS (US) ADVISOR, LLC asset manager | $40B | +22% | 0.0% | 3 | 1 | ||||
| BMO PRIVATE INVESTMENT COUNSEL INC. independent RIA | $40B | +12% | 58% | 75% | 33 | ||||
| D1 CAPITAL PARTNERS L.P. asset manager | $40B | +45% | 0.0% | 2 | 25 | ||||
| CHEYNE CAPITAL MANAGEMENT (UK) LLP asset manager | $40B | +4.6% | 0.0% | 1 | 20 | ||||
| ALPINVEST PARTNERS B.V. other | $40B | +8.7% | 0.0% | 6 | |||||
| BAMCO, INC. asset manager | $40B | +8.6% | 0.0% | 2 | |||||
| TRUSTAGE INVESTMENT MANAGEMENT institutional | $39B | +5.9% | 21 | $1.9B | 0.0% | 2 | |||
| KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC mixed wealth | $39B | -13% | 36 | $1.1B | 20% | 97% | 55 | 23 | |
| COPENHAGEN INFRASTRUCTURE PARTNERS INC. asset manager | $39B | +17% | 0.0% | 2 | 1 | ||||
| EQT PARTNERS INC. asset manager | $39B | +17% | 0.0% | 3 | |||||
| PRIME CAPITAL FINANCIAL mixed wealth | $39B | +30% | 262 | $149M | 48% | 69% | 84 | 88 | |
| MASON STREET ADVISORS, LLC asset manager | $39B | +12% | 0.0% | 1 | |||||
| MARATHON-LONDON other | $39B | -8.1% | 0.0% | 1 | 8 | ||||
| ALPS ADVISORS, INC. asset manager | $39B | +36% | 15 | $2.6B | 0.0% | 2 | |||
| TCW INVESTMENT MANAGEMENT COMPANY LLC asset manager | $39B | -3.3% | 40 | $970M | 6.5% | 4.2% | 119 | 7 | |
| LINDEN ADVISORS LP asset manager | $39B | +42% | 0.0% | 1 | 2 | ||||
| VOYA INVESTMENT MANAGEMENT LLC institutional | $39B | +19% | 79 | $491M | 0.0% | 8 | |||
| MS CAPITAL PARTNERS ADVISER INC. asset manager | $39B | +13% | 0.0% | 5 | 67 | ||||
| WEALTHSPIRE RETIREMENT ADVISORY institutional | $39B | -67% | 145 | $266M | 6.4% | 68% | 42 | 51 | |
| SILCHESTER INTERNATIONAL INVESTORS asset manager | $39B | -5.7% | 0.0% | 2 | 7 | ||||
| INVESTURE, LLC other | $39B | +10.0% | 1 | $39B | 3.6% | 100% | 1 | 21 |
17,149 practices match. Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.