DFX Intelligence
Practices
What each practice looks like, from what it filedAbout practice archetypesA practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several.The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
17,149 practices
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| MARCUARD FAMILY OFFICE LTD independent RIA | $8.7B | +27% | 1 | $8.7B | 64% | 100% | 77 | 1 | |
| FIL INVESTMENT ADVISORS asset manager | $8.6B | -3.9% | 0.0% | 2 | |||||
| SATURNA CAPITAL CORPORATION asset manager | $8.6B | +2.7% | 33 | $261M | 2.3% | 92% | 2 | 1 | |
| T••• I••••••••• M••••••••• asset manager | $8.6B | +29% | 0.0% | 2 | |||||
| S••••• H••••••• M•••••• L• asset manager | $8.6B | +27% | 0.0% | 6 | 17 | ||||
| W••• P•••• P••••••• asset manager | $8.6B | +31% | 0.0% | 1 | 15 | ||||
| T• P•••••• C••••• W••••• L•• BD affiliated | $8.6B | +28% | 532 | $16.1M | 80% | 55% | 48 | 222 | |
| B••• T•••• C•••••• L• asset manager | $8.6B | +4.8% | 0.0% | 1 | 14 | ||||
| G•••••• I••••••••• M••••••••• L•• other | $8.6B | +26% | 0.0% | 1 | 9 | ||||
| G••••• C••••• A•••• M••••••••• I••• other | $8.5B | +12% | 12% | 0.0% | 1 | ||||
| M••••• A•••••••• L•• BD affiliated | $8.5B | +27% | 154 | $55.5M | 94% | 75% | 60 | 76 | |
| B••••••••• M••••••••• A••••••• L••••• asset manager | $8.5B | -7.0% | 0.0% | 1 | 10 | ||||
| V••• A• A••••••• independent RIA | $8.5B | +177% | 94% | 65% | 1 | 1 | |||
| O•• C•••••• M••••••••• L•• independent RIA | $8.5B | +22% | 64 | $133M | 63% | 85% | 54 | 13 | |
| N•••••••• C•••••• M••••••••• I••• institutional | $8.5B | +13% | 7 | $1.2B | 1.0% | 89% | 13 | 2 | |
| S••••••••• W••••• P••••••• independent RIA | $8.5B | +31% | 123 | $69.0M | 99% | 60% | 94 | 12 | |
| H•••••• I••••••••• L•• asset manager | $8.5B | +58% | 27 | $314M | 6.4% | 1 | |||
| E••••••• C••••• A•••••••• L•• asset manager | $8.5B | +9.8% | 0.0% | 10 | 29 | ||||
| M••••••• C••••• P••••••• asset manager | $8.5B | +4.3% | 0.0% | 2 | |||||
| B•• M••••• S••••••••• C••••••••• other | $8.4B | +18% | 63 | $134M | 15% | 33% | 51 | 6 | |
| S•••••• S••••••••• I••• BD affiliated | $8.4B | +19% | 170 | $49.7M | 90% | 65% | 70 | 65 | |
| D•••••• C• L••• • A••••••••• independent RIA | $8.4B | +2.6% | 16 | $528M | 92% | 99% | 68 | 3 | |
| E•••••••• W••••• M••••••••• independent RIA | $8.4B | +26% | 69 | $122M | 98% | 97% | 35 | 18 | 1 |
| V•••• C••••• P•••••••• L••• asset manager | $8.4B | -13% | 0.0% | 3 | |||||
| A••••• A•••• M••••••••• L•• mixed wealth | $8.4B | +8.2% | 2 | $4.2B | 26% | 98% | 170 | 1 | 4 |
| B•••••• G••••• A•••••••• L•• independent RIA | $8.4B | +21% | 61% | 100% | 2 | 77 | |||
| D••• T•••• C••••••• L• asset manager | $8.4B | +61% | 0.0% | 2 | 2 | ||||
| Z•••• F•••••••• independent RIA | $8.4B | +28% | 20 | $419M | 67% | 92% | 115 | 9 | |
| S• C•••••• P••••••• asset manager | $8.4B | -19% | 0.0% | 2 | 28 | ||||
| A•••• P•••••••• L• asset manager | $8.4B | +19% | 0.0% | 7 | 9 | ||||
| S•••••• I••••••••• A•••••••• L•• mixed wealth | $8.3B | +21% | 5 | $1.7B | 29% | 100% | 2 | 8 | |
| E•••••••• P•••• W••••• P•••••••• L•• independent RIA | $8.3B | +240% | 56 | $148M | 98% | 79% | 87 | 15 | |
| W••••••••• A••••••• P••••••• L•• BD affiliated | $8.3B | +38% | 176 | $47.1M | 93% | 69% | 61 | 70 | |
| B••••• G••••• A•••• M••••••••• BD affiliated | $8.3B | +18% | 150 | $55.2M | 51% | 62% | 37 | 74 | |
| C•••••• A•••• M••••••••• L•• asset manager | $8.3B | +5.2% | 0.0% | 2 | 17 | ||||
| N••••••• H•••••• • C••••••• L•• independent RIA | $8.3B | +15% | 13 | $636M | 95% | 99% | 31 | 3 | 1 |
| A•••••••• C•••••• M••••••••• institutional | $8.3B | -11% | 1 | $8.3B | 0.0% | 1 | |||
| A••••• A••••••••• I••••••••• L• asset manager | $8.2B | +72% | 0.0% | 1 | 1 | ||||
| J• W• C••• A•••••••• I••• BD affiliated | $8.2B | +15% | 494 | $16.7M | 96% | 35% | 62 | 279 | |
| I••••••• C•••••• M••••••••• C••• asset manager | $8.2B | +12% | 0.0% | 2 | 1 | ||||
| C•••••• I••••••••• A•••••••• L•• independent RIA | $8.2B | +30% | 59 | $139M | 100% | 78% | 102 | 7 | |
| C•••••••• A••••••••• L••••••• L•• independent RIA | $8.2B | +42% | 52% | 100% | 2 | ||||
| W••••••• A•••• M••••••••• L•• asset manager | $8.2B | +38% | 0.0% | 1 | 1 | ||||
| P••••••• C•••••• P••••••• L•• independent RIA | $8.2B | +46% | 2 | $4.1B | 88% | 100% | 2 | ||
| S•••••• A•••• M••••••••• ••• Y••••• I••• asset manager | $8.2B | +20% | 0.0% | 1 | |||||
| R• M• D•••• I•• independent RIA | $8.2B | +12% | 22 | $371M | 93% | 91% | 106 | 3 | |
| S•••••••• V•••• L• asset manager | $8.2B | -9.9% | 0.0% | 2 | |||||
| R•••• G•••• L••••• asset manager | $8.2B | +2.2% | 0.0% | 1 | 11 | ||||
| C•••••• I••••••••• S•••••••• L•• independent RIA | $8.2B | +18% | 3 | $2.7B | 63% | 62% | 559 | 7 | 11 |
| B•••••••• I••••••••• L•• mixed wealth | $8.1B | +18% | 13 | $626M | 39% | 100% | 3 | 2 | |
| S••••••• L•• asset manager | $8.1B | +19% | 0.0% | 2 | 52 | ||||
| W•••• C•••••• M••••••••• L•• institutional | $8.1B | +1.3% | 22 | $370M | 0.6% | 2.1% | 1 | ||
| H•••••• F••• A••••••• L•• other | $8.1B | +0.6% | 1 | $8.1B | 4.6% | 100% | 170 | 2 | 6 |
| M••••••••• A••••••••• independent RIA | $8.1B | +8.3% | 10 | $812M | 58% | 73% | 395 | 1 | |
| H•••• I••••••• A••••••• L•• independent RIA | $8.1B | +23% | 2 | $4.1B | 100% | 3.3% | 396,529 | 1 | |
| O••••••• I••••••••• L•••••• asset manager | $8.1B | +19% | 0.0% | 1 | |||||
| O••••••• I••••••••• L••• asset manager | $8.1B | +19% | 0.0% | 2 | 2 | ||||
| L•••••••• C•••••• L•• asset manager | $8.1B | +12% | 0.0% | 1 | |||||
| W•••• I••••••••• M••••••••• I••• asset manager | $8.1B | +18% | 3 | $2.7B | 1.1% | 100% | 1 | ||
| G•••• M••••••••• L•• asset manager | $8.1B | +21% | 0.0% | 4 | 26 |
Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.