DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Envestnet Pmc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Christopher Joseph Dorff | Cetera Investment Advisers LLC BD affiliated | Envestnet Pmc independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 26, 2026 | Aug 26, 2026 (61 d) |
| Jared Albert Klapman | Algorithmic Investment Models other | Envestnet Pmc independent RIA | Other | Apr 2, 2026 | Jul 24, 2026 (113 d) |
| Robert Lee Vines | Fidelity Institutional Wealth Adviser LLC mixed wealth | Envestnet Pmc independent RIA | RIA to RIA | Jan 6, 2026 | Jul 7, 2026 (182 d) |
| William Michael Ryan | Capital Client Group, Inc. no RAUM | Envestnet Pmc independent RIA | Other | Dec 18, 2025 | Jul 23, 2026 (217 d) |
| Jefferson Francis Bartley | Orion Portfolio Solutions, LLC BD affiliated | Envestnet Pmc independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 17, 2025 | Jul 9, 2026 (234 d) |
| Christian M Oconnor | Assetmark, Inc. BD affiliated | Envestnet Pmc independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 22, 2025 | Jul 7, 2026 (258 d) |
| Brad Nicholas Mcilvaine | Pruco Securities, LLC no RAUM | Envestnet Pmc independent RIA | Other | May 19, 2025 | Aug 28, 2025 (101 d) |
| Eric Donato | MML Investors Services, LLC BD affiliated | Envestnet Pmc independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 12, 2024 | Nov 1, 2024 (50 d) |
| Trinity S. Gray | J.P. Morgan Securities LLC wirehouse | Envestnet Pmc independent RIA | Wirehouse to independent RIA | Jul 23, 2024 | Aug 30, 2024 (38 d) |
| John Warren Buckey | Envestnet Embedded Advisory, Inc. independent RIA | Envestnet Pmc independent RIA | RIA to RIA | Apr 30, 2024 | Jan 23, 2024 |
| Danielle Fava | Envestnet Embedded Advisory, Inc. independent RIA | Envestnet Pmc independent RIA | RIA to RIA | Apr 8, 2024 | Jan 23, 2024 |
| James F Conybear | Fidelity Institutional Wealth Adviser LLC mixed wealth | Envestnet Pmc independent RIA | RIA to RIA | Mar 6, 2024 | May 7, 2024 (62 d) |
| Shannon Michelle Massey | LPL Financial LLC BD affiliated | Envestnet Pmc independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 18, 2024 | Aug 2, 2024 (197 d) |
| Christopher Layton Barlow | Meeder Advisory Services, Inc. independent RIA | Envestnet Pmc independent RIA | RIA to RIA | Jan 8, 2024 | Jan 17, 2025 (375 d) |
| Kori Brooks | Advisors Asset Management, Inc. other | Envestnet Pmc independent RIA | Other | Sep 27, 2023 | Nov 18, 2024 (418 d) |
| Kevin Patrick St. Clair | Bny Mellon Advisors, Inc. independent RIA | Envestnet Pmc independent RIA | RIA to RIA | Feb 7, 2023 | Jan 26, 2024 (353 d) |
| Michael James Ferraro | Blackrock Investment Management, LLC other | Envestnet Pmc independent RIA | Other | Oct 21, 2022 | May 29, 2024 (586 d) |
| Scott M Pearlman | Blackrock Investment Management, LLC other | Envestnet Pmc independent RIA | Other | Aug 18, 2022 | Sep 4, 2024 (748 d) |
| Anthony John Delmastro | Symmetry Partners independent RIA | Envestnet Pmc independent RIA | RIA to RIA | Jun 10, 2022 | Nov 4, 2022 (147 d) |
| Thomas Gill Baker | Ameritas Advisory Services, LLC BD affiliated | Envestnet Pmc independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 14, 2022 | Jan 12, 2024 (697 d) |
| Trinity S. Gray | Thrivent Investment Management Inc. BD affiliated | Envestnet Pmc independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 3, 2021 | Oct 19, 2021 (46 d) |
| Brian J Connelly | Blackrock Investment Management, LLC other | Envestnet Pmc independent RIA | Other | Aug 30, 2021 | May 24, 2023 (632 d) |
| Ryan S. Horvath | Robustwealth, Inc. asset manager | Envestnet Pmc independent RIA | Other | Jul 14, 2021 | Oct 22, 2021 (100 d) |
| Catherine Min Soo Park | UBS Financial Services Inc. wirehouse | Envestnet Pmc independent RIA | Wirehouse to independent RIA | May 17, 2021 | Jun 18, 2021 (32 d) |
| Mark Jason Mcmahon | Resility Financial, Inc. unclassified | Envestnet Pmc independent RIA | Other | Nov 15, 2020 | Feb 4, 2022 (446 d) |
| Dana Marie D'Auria | Symmetry Partners independent RIA | Envestnet Pmc independent RIA | RIA to RIA | Sep 24, 2020 | Jul 8, 2021 (287 d) |
| Catherine Theresa Reese | Robustwealth, Inc. asset manager | Envestnet Pmc independent RIA | Other | Mar 11, 2020 | Oct 18, 2021 (586 d) |
| Victoria Noelle Singletary | Avantax Advisory Services BD affiliated | Envestnet Pmc independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 1, 2019 | Jun 22, 2021 (722 d) |
| Kevin Sungjean Hong | UBS Financial Services Inc. wirehouse | Envestnet Pmc BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 7, 2019 | Feb 18, 2020 (287 d) |
| Allan Reyes Avena | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Envestnet Pmc independent RIA | Other | Mar 19, 2018 | Jan 1, 2025 (2480 d) |
| Jean A. Heath | Brinker Capital Inc other | Envestnet Pmc BD affiliated | Other | Jan 19, 2018 | Jan 15, 2020 (726 d) |
| Enrique Jorge Gelpi | Popular Securities, LLC other | Envestnet Pmc BD affiliated | Other | Jan 4, 2018 | May 3, 2018 (119 d) |
| Lacey Blair Zavelovich | Cedar Capital, LLC other | Envestnet Pmc other | Other | Dec 2, 2015 | May 11, 2016 (161 d) |
| Andrew David Brick | Sei Investments Management Corp other | Envestnet Pmc BD affiliated | Other | Jul 13, 2015 | Aug 6, 2019 (1485 d) |
| Patrick Scott Freeland | Placemark Investments, Inc. other | Envestnet Pmc other | Other | Dec 31, 2014 | Mar 16, 2015 (75 d) |
| Andre Charles Behrmann | Placemark Investments, Inc. other | Envestnet Pmc other | Other | Dec 31, 2014 | May 12, 2015 (132 d) |
| Michael Andrew Pescatore | Placemark Investments, Inc. other | Envestnet Pmc other | Other | Dec 31, 2014 | May 12, 2015 (132 d) |
| Stephanie Elaine Williams | Placemark Investments, Inc. other | Envestnet Pmc other | Other | Dec 31, 2014 | Feb 25, 2015 (56 d) |
| Calvin Don Bryant | Placemark Investments, Inc. other | Envestnet Pmc other | Other | Dec 31, 2014 | Jan 29, 2015 |
| Ronald Earl Pruitt | Placemark Investments, Inc. other | Envestnet Pmc other | Other | Dec 31, 2014 | Feb 25, 2015 (56 d) |
| Daniel Christopher Gorman | Zacks Investment Management, Inc. other | Envestnet Pmc other | Other | Dec 3, 2014 | Jan 6, 2015 (34 d) |
| Michael Christopher Buchcar | Cetera Investment Advisers LLC other | Envestnet Pmc other | Other | Nov 14, 2014 | May 23, 2015 (190 d) |
| Kyle William Faszholz | Summa Wealth Management, LLC unclassified | Envestnet Pmc other | Other | Oct 24, 2014 | Jan 6, 2015 (74 d) |
| Malcolm Kirk Leslie | Advisors Asset Management, Inc. other | Envestnet Pmc BD affiliated | Other | Aug 5, 2014 | Feb 19, 2019 (1659 d) |
| Rachel B Mandeix | Osaic Fa, Inc. other | Envestnet Pmc other | Other | Jun 20, 2014 | Apr 27, 2015 (311 d) |
| David Lee Hein | Raymond James & Associates, Inc. national BD | Envestnet Pmc other | Other | Apr 10, 2014 | Jul 31, 2017 (1208 d) |
| Bradley Jason Goodman | Hightower Advisors, LLC other | Envestnet Pmc other | Other | Feb 18, 2014 | Aug 12, 2014 (175 d) |
| Peter Drebos | UBS Financial Services Inc. wirehouse | Envestnet Pmc other | Other | Oct 28, 2013 | Feb 19, 2014 (114 d) |
| Jody John Totton | RBC Capital Markets, LLC national BD | Envestnet Pmc other | Other | Oct 1, 2013 | Jan 7, 2014 (98 d) |
| John Campbell Yackel | Pgim Investments LLC other | Envestnet Pmc other | Other | Jul 16, 2013 | Nov 25, 2013 (132 d) |
| Daniel Vincent Daley | Pgim Investments LLC other | Envestnet Pmc other | Other | Jul 16, 2013 | Nov 19, 2013 (126 d) |
| Michael Anthony Saldutti | Pgim Investments LLC other | Envestnet Pmc independent RIA | Other | Jul 16, 2013 | Nov 8, 2024 (4133 d) |
| Janet Louise Mariconti- Shabman | Pgim Investments LLC other | Envestnet Pmc independent RIA | Other | Jul 15, 2013 | Oct 11, 2024 (4106 d) |
| Linda Ann Marschke | Pgim Investments LLC other | Envestnet Pmc other | Other | Jul 15, 2013 | Nov 25, 2013 (133 d) |
| Robert G Matala | Pgim Investments LLC other | Envestnet Pmc other | Other | Jul 15, 2013 | Nov 13, 2013 (121 d) |
| Alan Robert Kreuzberger | Strategic Advisers LLC national BD | Envestnet Pmc other | Other | Jun 17, 2013 | Feb 12, 2014 (240 d) |
| Matthew Allan Tigert | Tamarac Inc unclassified | Envestnet Pmc other | Other | Nov 29, 2012 | Dec 17, 2012 |
| Eric Michael Talbott | Bmo Harris Financial Advisors, Inc other | Envestnet Pmc other | Other | Oct 19, 2012 | Jan 9, 2014 (447 d) |
| Clifford William Stanton | Prima Capital Management, Inc. unclassified | Envestnet Pmc other | Other | May 11, 2012 | Jun 1, 2012 |
| Todd Douglas Rais | Prima Capital Management, Inc. unclassified | Envestnet Pmc other | Other | May 11, 2012 | Jun 20, 2012 (40 d) |
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73 moves match.