DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Pnc Wealth Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| David Harold Greer | Pnc Wealth Management BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Sep 15, 2026 | Sep 4, 2026 |
| Thomas Lawson | Pnc Wealth Management BD affiliated | Creative Planning independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 9, 2026 | Sep 14, 2026 |
| Abraham Salinas | Pnc Wealth Management BD affiliated | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 8, 2026 | Sep 14, 2026 |
| Michael Kristopher Jones | Pnc Wealth Management BD affiliated | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 2, 2026 | Sep 14, 2026 |
| David Stephen Mudrock | Pnc Wealth Management BD affiliated | Homestead Advisers Corp. other | Other | Aug 26, 2026 | Sep 2, 2026 |
| Karen Marshall | Pnc Wealth Management BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 24, 2026 | Aug 10, 2026 |
| Jeffrey Braley | Pnc Wealth Management BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 14, 2026 | Aug 6, 2026 |
| Britt Woods | Pnc Wealth Management BD affiliated | Level Four Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Aug 12, 2026 | Aug 17, 2026 |
| Jack J Wang | Pnc Wealth Management BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 11, 2026 | Aug 18, 2026 |
| Steven M Kochovski | Pnc Wealth Management BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 11, 2026 | Aug 4, 2026 |
| Christopher Dickens | Pnc Wealth Management BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 10, 2026 | Aug 13, 2026 |
| Joyce V Thomas | Pnc Wealth Management BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 31, 2026 | Aug 14, 2026 |
| Kaitlin Fagan Stacey | Pnc Wealth Management BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 22, 2026 | Aug 17, 2026 |
| Guerschom Altidor | Pnc Wealth Management BD affiliated | Key Investment Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 17, 2026 | Jul 15, 2026 |
| Michael Alan Wellmon | Pnc Wealth Management BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 13, 2026 | Jul 1, 2026 |
| Robert Kennedy Kretz | Pnc Wealth Management BD affiliated | Creative Financial Designs, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 7, 2026 | Jul 2, 2026 |
| Sue Ellen Allbaugh | Pnc Wealth Management BD affiliated | Creative Financial Designs, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 7, 2026 | Jul 6, 2026 |
| Lisa Marie Pogorzelski | Pnc Wealth Management BD affiliated | Alera Investment Advisors, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jul 6, 2026 | Aug 3, 2026 |
| Russell Ose Adade Robinson | Pnc Wealth Management BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 26, 2026 | Aug 4, 2026 (39 d) |
| David Robert Weigand | Pnc Wealth Management BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 26, 2026 | Sep 1, 2026 (67 d) |
| Steven Reardon | Pnc Wealth Management BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 17, 2026 | Jun 17, 2026 |
| Mary Kay Cunningham | Pnc Wealth Management BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 16, 2026 | Jul 1, 2026 |
| Kalpesh Shah | Pnc Wealth Management BD affiliated | Huntington Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jun 11, 2026 | Jun 22, 2026 |
| Kenneth Samuel Jenkins | Pnc Wealth Management BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 10, 2026 | Jul 22, 2026 (42 d) |
| Anthony R Robertson | Pnc Wealth Management BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 8, 2026 | Jun 26, 2026 |
| Michael G Costa | Pnc Wealth Management BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 4, 2026 | Jun 15, 2026 |
| Damon Donnell | Pnc Wealth Management BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jun 3, 2026 | Jul 8, 2026 (35 d) |
| Victor Tran | Pnc Wealth Management BD affiliated | Veritable Financials LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jun 2, 2026 | May 29, 2026 |
| Chandler Fout | Pnc Wealth Management BD affiliated | Key Investment Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 2, 2026 | Jun 5, 2026 |
| Christina Kay Robb | Pnc Wealth Management BD affiliated | Lincoln Investment independent RIA | Affiliated broker-dealer or bank to independent RIA | May 26, 2026 | May 26, 2026 |
| Megan Lynn Heaton | Pnc Wealth Management BD affiliated | Stratos Wealth Partners, Ltd BD affiliated | Affiliated broker-dealer or bank to another | May 22, 2026 | Jun 22, 2026 (31 d) |
| Jacob Lin | Pnc Wealth Management BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | May 22, 2026 | Jun 18, 2026 |
| Brian Anthony James | Pnc Wealth Management BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | May 20, 2026 | May 22, 2026 |
| Sharmin Liza Shanta | Pnc Wealth Management BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | May 19, 2026 | May 25, 2026 |
| Samuel Glickman | Pnc Wealth Management BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | May 12, 2026 | Jun 25, 2026 (44 d) |
| Jacob Matthew Rogers Kowalski | Pnc Wealth Management BD affiliated | Hornor, Townsend & Kent, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 11, 2026 | May 4, 2026 |
| Mayela Orrantia | Pnc Wealth Management BD affiliated | Banorte Asset Management, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | May 6, 2026 | May 6, 2026 |
| Gabriel Labianca | Pnc Wealth Management BD affiliated | Key Investment Services LLC BD affiliated | Affiliated broker-dealer or bank to another | May 6, 2026 | May 13, 2026 |
| David Hanson | Pnc Wealth Management BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | May 5, 2026 | May 7, 2026 |
| Keith Randall Blumenstock | Pnc Wealth Management BD affiliated | Modera Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 5, 2026 | May 18, 2026 |
| Nathan James Saner | Pnc Wealth Management BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 5, 2026 | May 4, 2026 |
| Steven William Haines | Pnc Wealth Management BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 27, 2026 | Apr 23, 2026 |
| James W Wetton | Pnc Wealth Management BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 24, 2026 | Apr 21, 2026 |
| Michael Modisette | Pnc Wealth Management BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 23, 2026 | May 4, 2026 |
| Anmol Katyal | Pnc Wealth Management BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 17, 2026 | Jun 3, 2026 (47 d) |
| Julia Marie Smith | Pnc Wealth Management BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 15, 2026 | Apr 27, 2026 |
| Jose Ricardo Benavides | Pnc Wealth Management BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 15, 2026 | May 19, 2026 (34 d) |
| Jennifer Larsen | Pnc Wealth Management BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 10, 2026 | Apr 16, 2026 |
| Cody Drake Perez | Pnc Wealth Management BD affiliated | Trb Wealth Management, LLC other | Other | Apr 10, 2026 | Apr 17, 2026 |
| Joshua Tyler Reynolds | Pnc Wealth Management BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 9, 2026 | Apr 13, 2026 |
| David Pigott | Pnc Wealth Management BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Apr 9, 2026 | Apr 7, 2026 |
| Douglas Mack Justice | Pnc Wealth Management BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Apr 7, 2026 | Apr 8, 2026 |
| Angela Collins | Pnc Wealth Management BD affiliated | Schwab Wealth Advisory, Inc. no RAUM | Other | Apr 6, 2026 | May 9, 2026 (33 d) |
| Mohammad Sheroz Arien | Pnc Wealth Management BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Apr 2, 2026 | May 8, 2026 (36 d) |
| Boban Tunjic | Pnc Wealth Management BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 1, 2026 | Mar 24, 2026 |
| Michelle Christian | Pnc Wealth Management BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 31, 2026 | Mar 27, 2026 |
| Grayson J Foley | Pnc Wealth Management BD affiliated | &Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 31, 2026 | Apr 1, 2026 |
| Brian Lee Bogue | Pnc Wealth Management BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 30, 2026 | Mar 24, 2026 |
| Alfred B Farrell | Pnc Wealth Management BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 30, 2026 | Mar 27, 2026 |
| Rommel Garcia | Pnc Wealth Management BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 25, 2026 | Mar 25, 2026 |
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2,665 moves match.