DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Mercer Global Advisors Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jonathan A Smith | Mercer Global Advisors Inc. independent RIA | Balanced Rock Investment Advisors independent RIA | RIA to RIA | Aug 17, 2026 | Aug 12, 2026 |
| Chad Edward Slaughter | Mercer Global Advisors Inc. independent RIA | Lido independent RIA | RIA to RIA | Jul 20, 2026 | Jul 30, 2026 |
| Jenel Amber Darland | Mercer Global Advisors Inc. independent RIA | Halter Ferguson Financial Inc independent RIA | RIA to RIA | Jun 9, 2026 | Aug 3, 2026 (55 d) |
| Henry Lao | Mercer Global Advisors Inc. independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 22, 2026 | Sep 18, 2026 (119 d) |
| Alexander Gangl | Mercer Global Advisors Inc. independent RIA | Empirical Wealth Management independent RIA | RIA to RIA | May 12, 2026 | Jun 30, 2026 (49 d) |
| Justin Dequan Brown | Mercer Global Advisors Inc. independent RIA | Grimes & Company independent RIA | RIA to RIA | May 12, 2026 | May 6, 2026 |
| Henry Cox | Mercer Global Advisors Inc. independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Apr 20, 2026 | Apr 19, 2026 |
| Renee Weston | Mercer Global Advisors Inc. independent RIA | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | RIA to wirehouse | Apr 9, 2026 | Aug 5, 2026 (118 d) |
| Brian Philip Alan Estep | Mercer Global Advisors Inc. independent RIA | Lido independent RIA | RIA to RIA | Apr 8, 2026 | Apr 8, 2026 |
| Herman Tkach | Mercer Global Advisors Inc. independent RIA | Soltis Investment Advisors, LLC independent RIA | RIA to RIA | Mar 18, 2026 | Mar 31, 2026 |
| Katherine Nicole Phillips | Mercer Global Advisors Inc. independent RIA | Childfree Wealth independent RIA | RIA to RIA | Mar 6, 2026 | Aug 20, 2026 (167 d) |
| Erik William Thurnher | Mercer Global Advisors Inc. independent RIA | Medcentric Financial Network state registered | RIA to a state-registered adviser | Jan 16, 2026 | Jan 1, 2026 |
| Autumn Griffith Vaughn | Mercer Global Advisors Inc. independent RIA | Satori Wealth Management, Inc. state registered | RIA to a state-registered adviser | Jan 16, 2026 | Jan 29, 2026 |
| Keith Thomas Embree | Mercer Global Advisors Inc. independent RIA | Raymond James & Associates, Inc. national BD | RIA to affiliated broker-dealer or bank | Nov 18, 2025 | Nov 19, 2025 |
| William Edward Stadler | Mercer Global Advisors Inc. independent RIA | Modera Wealth Management, LLC independent RIA | RIA to RIA | Nov 14, 2025 | Apr 6, 2026 (143 d) |
| Erica Jan Weiser | Mercer Global Advisors Inc. independent RIA | New Edge Wealth BD affiliated | RIA to affiliated broker-dealer or bank | Sep 18, 2025 | Sep 11, 2025 |
| Kenneth D Bobadilla | Mercer Global Advisors Inc. independent RIA | Savvy independent RIA | RIA to RIA | Sep 18, 2025 | Sep 8, 2025 |
| Sean Michael O'Connor | Mercer Global Advisors Inc. independent RIA | Savvy independent RIA | RIA to RIA | Aug 29, 2025 | Jul 15, 2025 |
| Sandra Jean Mapp | Mercer Global Advisors Inc. independent RIA | Savvy independent RIA | RIA to RIA | Aug 29, 2025 | Jul 15, 2025 |
| Brian Russell Jellig | Mercer Global Advisors Inc. independent RIA | Savvy independent RIA | RIA to RIA | Aug 29, 2025 | Jul 15, 2025 |
| Scott Luther Weigel | Mercer Global Advisors Inc. independent RIA | Compound Planning, Inc. independent RIA | RIA to RIA | Aug 18, 2025 | Jul 23, 2025 |
| Adis Mehic | Mercer Global Advisors Inc. independent RIA | Signaturefd, LLC independent RIA | RIA to RIA | Aug 11, 2025 | Sep 17, 2025 (37 d) |
| Ross Benjamin Miller | Mercer Global Advisors Inc. independent RIA | Allen Wealth Advisors state registered | RIA to a state-registered adviser | Aug 7, 2025 | Aug 22, 2025 |
| John Elson Howard | Mercer Global Advisors Inc. independent RIA | Focus Advisory, Ltd. state registered | RIA to a state-registered adviser | Jul 25, 2025 | Jul 28, 2025 |
| Konrad Karwowski | Mercer Global Advisors Inc. independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 21, 2025 | Jul 21, 2025 |
| Parshad Kirpal Singh | Mercer Global Advisors Inc. independent RIA | Moneta Group Investment Advisors, LLC independent RIA | RIA to RIA | Jul 16, 2025 | Aug 8, 2025 |
| Jennifer Katherine Hall Kachmar | Mercer Global Advisors Inc. independent RIA | Schwab Wealth Advisory, Inc. no RAUM | Other | Jun 27, 2025 | Dec 15, 2025 (171 d) |
| Nathan Zolynsky | Mercer Global Advisors Inc. independent RIA | Cg Advisory Services independent RIA | RIA to RIA | Jun 27, 2025 | Oct 21, 2025 (116 d) |
| James Michael Taylor | Mercer Global Advisors Inc. independent RIA | Compound Planning, Inc. independent RIA | RIA to RIA | Jun 26, 2025 | Jun 23, 2025 |
| Samuel Weining | Mercer Global Advisors Inc. independent RIA | Cerity Partners LLC independent RIA | RIA to RIA | Jun 26, 2025 | Jun 20, 2025 |
| Michael Lee Sharp | Mercer Global Advisors Inc. independent RIA | Sharp Wealth Management no RAUM | RIA to a newly registered adviser | Jun 24, 2025 | Jul 25, 2025 (31 d) |
| Caryn J Smith | Mercer Global Advisors Inc. independent RIA | Sovereign Financial Group, Inc. independent RIA | RIA to RIA | Jun 13, 2025 | Jun 4, 2025 |
| Charles Jacob Wedemeyer | Mercer Global Advisors Inc. independent RIA | Allworth Financial, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Jun 6, 2025 | Jun 16, 2025 |
| Paul Henry Barlow | Mercer Global Advisors Inc. independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 28, 2025 | May 29, 2025 |
| James Cole Greer | Mercer Global Advisors Inc. independent RIA | Vanguard Advisers, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | May 28, 2025 | Jun 23, 2025 |
| Michael Joseph Starkel | Mercer Global Advisors Inc. independent RIA | Modera Wealth Management, LLC independent RIA | RIA to RIA | May 13, 2025 | May 20, 2025 |
| Amy Lue Henthorn Powell | Mercer Global Advisors Inc. independent RIA | Advice And Planning Services BD affiliated | RIA to affiliated broker-dealer or bank | May 6, 2025 | Jun 18, 2026 (408 d) |
| Cameron Colt Willcox | Mercer Global Advisors Inc. independent RIA | Willcox Wealth Management state registered | RIA to a state-registered adviser | Apr 29, 2025 | May 14, 2025 |
| David Keith Riffe | Mercer Global Advisors Inc. independent RIA | Key Investment Services LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 21, 2025 | Sep 29, 2025 (161 d) |
| Justin Do | Mercer Global Advisors Inc. independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Mar 25, 2025 | Mar 19, 2025 |
| Stephen Joel Bauer | Mercer Global Advisors Inc. independent RIA | Evergreen Financial Group state registered | RIA to a state-registered adviser | Feb 5, 2025 | Apr 17, 2025 (71 d) |
| Tyler Blake Hillyer | Mercer Global Advisors Inc. independent RIA | Ritholtz Wealth Management independent RIA | RIA to RIA | Feb 5, 2025 | Feb 3, 2025 |
| Colton Joseph Turner | Mercer Global Advisors Inc. independent RIA | Raymond James Financial Services Advisors, Inc BD affiliated | RIA to affiliated broker-dealer or bank | Jan 31, 2025 | Jan 31, 2025 |
| Johannes Carl Fure | Mercer Global Advisors Inc. independent RIA | Xypn Sapphire independent RIA | RIA to RIA | Jan 10, 2025 | May 1, 2025 (111 d) |
| Kirk Alexander Bjorn | Mercer Global Advisors Inc. independent RIA | Charles Schwab & Co., Inc. national BD | RIA to affiliated broker-dealer or bank | Jan 6, 2025 | Nov 7, 2025 (305 d) |
| Kenneth Wesley Shell | Mercer Global Advisors Inc. independent RIA | Blackrock Investment Management, LLC other | Other | Dec 12, 2024 | Mar 25, 2025 (103 d) |
| Joseph Norman Levesque | Mercer Global Advisors Inc. independent RIA | Basecamp Wealth Advisors, LLC no RAUM | RIA to a newly registered adviser | Dec 12, 2024 | Feb 7, 2025 (57 d) |
| Nasimul Khan | Mercer Global Advisors Inc. independent RIA | The Mather Group, LLC independent RIA | RIA to RIA | Dec 12, 2024 | Dec 5, 2024 |
| Madeline Isaacs Noveck | Mercer Global Advisors Inc. independent RIA | Capital Preservation Partners, Inc. independent RIA | RIA to RIA | Nov 12, 2024 | Dec 16, 2024 (34 d) |
| Kristen Leanne O'Brien | Mercer Global Advisors Inc. independent RIA | Corda Investment Management, LLC independent RIA | RIA to RIA | Nov 12, 2024 | Jan 9, 2025 (58 d) |
| Vincent Michael Garaventa | Mercer Global Advisors Inc. independent RIA | Bauman Wealth Advisors independent RIA | RIA to RIA | Oct 18, 2024 | Dec 3, 2024 (46 d) |
| Alec Andy Montoya | Mercer Global Advisors Inc. independent RIA | Compound Planning, Inc. independent RIA | RIA to RIA | Aug 12, 2024 | Sep 23, 2024 (42 d) |
| Anthony Loyola Masterson | Mercer Global Advisors Inc. independent RIA | Charles Schwab & Co., Inc. national BD | RIA to affiliated broker-dealer or bank | Jul 11, 2024 | Apr 15, 2025 (278 d) |
| David Eugene Gardner | Mercer Global Advisors Inc. independent RIA | Entree Wealth LLC state registered | RIA to a state-registered adviser | Jul 11, 2024 | Oct 23, 2025 (469 d) |
| Brian Alexander Abatemarco | Mercer Global Advisors Inc. independent RIA | Creative Planning independent RIA | RIA to RIA | Jul 10, 2024 | Oct 21, 2024 (103 d) |
| Roberto Arenivas | Mercer Global Advisors Inc. independent RIA | Avidian Wealth Solutions independent RIA | RIA to RIA | Jul 2, 2024 | Aug 8, 2024 (37 d) |
| Rodney M. Alvarado | Mercer Global Advisors Inc. independent RIA | Fidelity Personal And Workplace Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Jun 12, 2024 | Dec 19, 2024 (190 d) |
| Bradley John Poff | Mercer Global Advisors Inc. independent RIA | Pnc Wealth Management BD affiliated | RIA to affiliated broker-dealer or bank | Jun 11, 2024 | Dec 11, 2024 (183 d) |
| Stella Doyle | Mercer Global Advisors Inc. independent RIA | Raymond James Financial Services Advisors, Inc BD affiliated | RIA to affiliated broker-dealer or bank | May 15, 2024 | Oct 1, 2024 (139 d) |
| Lindsay Ann Black | Mercer Global Advisors Inc. independent RIA | World Investment Advisors, LLC institutional | Other | May 7, 2024 | May 15, 2024 |
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271 moves match.