DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Trajan Wealth, L.L.C.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Hanwool J Jung | MML Investors Services, LLC BD affiliated | Trajan Wealth, L.L.C. independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 1, 2026 | Sep 1, 2026 |
| Lauri Ann Smith | Northwestern Mutual Investment Services,LLC no RAUM | Trajan Wealth, L.L.C. independent RIA | Other | Aug 28, 2026 | Aug 31, 2026 |
| Eric Hultgren | Alternative Investment Advisors, LLC independent RIA | Trajan Wealth, L.L.C. independent RIA | RIA to RIA | Aug 10, 2026 | Aug 11, 2026 |
| Eric Lance Guetterman | LPL Financial LLC BD affiliated | Trajan Wealth, L.L.C. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 23, 2026 | Jul 27, 2026 |
| Jacob Alexander Filipowski | Fisher Investments independent RIA | Trajan Wealth, L.L.C. independent RIA | RIA to RIA | Jul 1, 2026 | Jul 28, 2026 |
| Doran Joseph O'Brien | Simplicity Wealth mixed wealth | Trajan Wealth, L.L.C. independent RIA | RIA to RIA | Jun 18, 2026 | Jul 13, 2026 |
| Gavin Bullock | B.O.S.S. Retirement Advisors, LLC independent RIA | Trajan Wealth, L.L.C. independent RIA | RIA to RIA | Jun 1, 2026 | Jul 14, 2026 (43 d) |
| Michael Dalton Wood | Florida Financial Advisors, LLC BD affiliated | Trajan Wealth, L.L.C. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 7, 2026 | Mar 11, 2026 (63 d) |
| Walter Steven Less | LPL Financial LLC BD affiliated | Trajan Wealth, L.L.C. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 30, 2025 | Jul 27, 2026 (362 d) |
| Nicholas Cvetanovich | Charles Schwab & Co., Inc. national BD | Trajan Wealth, L.L.C. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 6, 2025 | Oct 9, 2025 (95 d) |
| Stephen Panos Keshishian | Park Avenue Securities LLC BD affiliated | Trajan Wealth, L.L.C. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 2, 2025 | Aug 6, 2025 (35 d) |
| Andrew Lloyd Stauff | MML Investors Services, LLC BD affiliated | Trajan Wealth, L.L.C. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 16, 2025 | Oct 23, 2025 (190 d) |
| David Paul Hudson | Charles Schwab & Co., Inc. national BD | Trajan Wealth, L.L.C. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 5, 2025 | Jul 2, 2025 (88 d) |
| Phillip Alegre Asuelo | Vanguard Advisers, Inc. BD affiliated | Trajan Wealth, L.L.C. independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 3, 2025 | Mar 6, 2025 |
| Michael Anthony Marinelli | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Trajan Wealth, L.L.C. independent RIA | Wirehouse to independent RIA | Dec 17, 2024 | Dec 3, 2024 |
| Daniel Joseph Stange | Park Avenue Securities LLC BD affiliated | Trajan Wealth, L.L.C. independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 12, 2024 | Dec 3, 2024 |
| Lee W Northern | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Trajan Wealth, L.L.C. independent RIA | Wirehouse to independent RIA | Dec 2, 2024 | Dec 3, 2024 |
| Alexys Z. Serchay | Charles Schwab & Co., Inc. national BD | Trajan Wealth, L.L.C. independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 30, 2024 | Oct 2, 2024 |
| Judah D Margulies | Strategic Blueprint, LLC independent RIA | Trajan Wealth, L.L.C. independent RIA | RIA to RIA | Sep 5, 2024 | Sep 16, 2024 |
| Alfred Michael Medina | Wells Fargo Advisors wirehouse | Trajan Wealth, L.L.C. independent RIA | Wirehouse to independent RIA | Jun 6, 2024 | Oct 29, 2024 (145 d) |
| Dominick Lawrence Deangelis | First Advisors National, LLC independent RIA | Trajan Wealth, L.L.C. independent RIA | RIA to RIA | Jun 6, 2024 | Oct 18, 2024 (134 d) |
| Terrence Patrick Hawkins | Halo Investment Services, LLC other | Trajan Wealth, L.L.C. independent RIA | Other | Mar 13, 2024 | Jun 6, 2024 (85 d) |
| Shaun Michael Aguilar | Transamerica Financial Advisors, LLC BD affiliated | Trajan Wealth, L.L.C. independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 29, 2024 | Jan 20, 2026 (691 d) |
| Anthony Jose Calderon | Versant Capital Management, Inc. independent RIA | Trajan Wealth, L.L.C. independent RIA | RIA to RIA | Oct 24, 2023 | Nov 9, 2023 |
| Jennifer Christa Bennett | Empower Advisory Group, LLC BD affiliated | Trajan Wealth, L.L.C. independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 16, 2023 | May 10, 2023 |
| Jeffrey Michael Mcclure | Virtus Investment Advisers, LLC asset manager | Trajan Wealth, L.L.C. independent RIA | Other | Oct 4, 2023 | Jan 7, 2025 (461 d) |
| Erich William Spoonhour | Morgan Stanley wirehouse | Trajan Wealth, L.L.C. independent RIA | Wirehouse to independent RIA | Aug 14, 2023 | Jan 5, 2025 (510 d) |
| Samuel P Gabrielson | Charles Schwab & Co., Inc. national BD | Trajan Wealth, L.L.C. independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 4, 2023 | Sep 12, 2023 (39 d) |
| Jeff Tearle Burch | Wells Fargo Advisors wirehouse | Trajan Wealth, L.L.C. independent RIA | Wirehouse to independent RIA | Apr 19, 2023 | May 31, 2023 (42 d) |
| Ryan Nowotny | Fisher Investments independent RIA | Trajan Wealth, L.L.C. independent RIA | RIA to RIA | Apr 11, 2023 | May 10, 2023 |
| Arrin Michelle Simpson | Fisher Investments independent RIA | Trajan Wealth, L.L.C. independent RIA | RIA to RIA | Feb 13, 2023 | Feb 15, 2023 |
| Chris Brefeld | Fisher Investments independent RIA | Trajan Wealth, L.L.C. independent RIA | RIA to RIA | Jan 9, 2023 | Feb 23, 2023 (45 d) |
| Daniel Joseph Harmeyer | Fisher Investments independent RIA | Trajan Wealth, L.L.C. independent RIA | RIA to RIA | Dec 7, 2022 | Feb 9, 2023 (64 d) |
| Stephen Francis Shelvey | Pruco Securities, LLC BD affiliated | Trajan Wealth, L.L.C. independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 6, 2022 | Dec 1, 2022 |
| Kerry William Ryan Devaughn | Fisher Investments independent RIA | Trajan Wealth, L.L.C. independent RIA | RIA to RIA | Nov 1, 2022 | Dec 2, 2022 (31 d) |
| Andrew Charles Justice | Morningstar Investment Services LLC independent RIA | Trajan Wealth, L.L.C. independent RIA | RIA to RIA | Oct 31, 2022 | Oct 5, 2022 |
| Cody Richard Hall | Fisher Investments independent RIA | Trajan Wealth, L.L.C. independent RIA | RIA to RIA | Oct 7, 2022 | Nov 1, 2022 |
| Jeffrey Charles Roberto | Castle Wealth Management independent RIA | Trajan Wealth, L.L.C. independent RIA | RIA to RIA | Sep 21, 2022 | Oct 4, 2022 |
| Jeffrey Craig Brown | Vanguard Advisers, Inc. BD affiliated | Trajan Wealth, L.L.C. independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 4, 2022 | Oct 3, 2022 (60 d) |
| Helen Ruth Alexander | Cuna Brokerage Services, Inc. BD affiliated | Trajan Wealth, L.L.C. independent RIA | Affiliated broker-dealer or bank to independent RIA | May 2, 2022 | Sep 15, 2023 (501 d) |
| Liem Thanh Hoang | Owlfa LLC unclassified | Trajan Wealth, L.L.C. independent RIA | Other | Dec 22, 2021 | Nov 2, 2021 |
| Jeffrey Wade Gonzales | Wells Fargo Advisors wirehouse | Trajan Wealth, L.L.C. independent RIA | Wirehouse to independent RIA | Dec 1, 2021 | Dec 9, 2021 |
| Jagger Austin Colarossi | Vanguard Advisers, Inc. BD affiliated | Trajan Wealth, L.L.C. independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 11, 2021 | Jan 5, 2023 (420 d) |
| Michael Edward Collins | Hub Investment Partners, LLC other | Trajan Wealth, L.L.C. independent RIA | Other | Jun 7, 2021 | Jun 1, 2021 |
| Nickolas Ryan Minard | Vanguard Advisers, Inc. BD affiliated | Trajan Wealth, L.L.C. independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 11, 2021 | Mar 26, 2021 (43 d) |
| Peter M Reilly | Anchor Capital Advisors LLC mixed wealth | Trajan Wealth, L.L.C. independent RIA | RIA to RIA | Dec 8, 2020 | Feb 14, 2024 (1163 d) |
| Brandon Gerfen | Edward Jones national BD | Trajan Wealth, L.L.C. independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 19, 2020 | Apr 23, 2021 (155 d) |
| Danielle Marie Meister | Scottsdale Wealth Advisory LLC state registered | Trajan Wealth, L.L.C. independent RIA | Other | Aug 7, 2020 | Sep 2, 2020 |
| Nathan Niels Faerber | Schwab Wealth Advisory, Inc. no RAUM | Trajan Wealth, L.L.C. independent RIA | Other | Apr 8, 2020 | Apr 16, 2021 (373 d) |
| Trevor Christian Stauffer | Coign Capital Advisors LLC independent RIA | Trajan Wealth, L.L.C. independent RIA | RIA to RIA | Apr 7, 2020 | Aug 3, 2020 (118 d) |
| Nathan Todd Haberman | Cetera Investment Advisers LLC BD affiliated | Trajan Wealth, L.L.C. independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 12, 2020 | Mar 16, 2020 |
| Christopher Lowell Nowack | LPL Financial LLC BD affiliated | Trajan Wealth, L.L.C. independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 4, 2020 | Feb 24, 2020 |
| Paul Edward Mann | Ae Wealth Management, LLC independent RIA | Trajan Wealth, L.L.C. independent RIA | RIA to RIA | Jun 6, 2019 | Jul 3, 2019 |
| Marti Lynne Bryant | Ashton Thomas Private Wealth independent RIA | Trajan Wealth, L.L.C. independent RIA | RIA to RIA | Feb 25, 2019 | Mar 4, 2019 |
| James Stephen Harper | Ae Wealth Management, LLC independent RIA | Trajan Wealth, L.L.C. independent RIA | RIA to RIA | Jan 22, 2019 | Jan 28, 2019 |
| Timothy Allen Lambros | Wealth Watch Advisors, Inc independent RIA | Trajan Wealth, L.L.C. independent RIA | RIA to RIA | Jul 20, 2018 | Aug 1, 2018 |
| Kevin M Churchill | Foundations Investment Advisors LLC other | Trajan Wealth, L.L.C. other | Other | Mar 15, 2018 | Jul 12, 2017 |
| Ruben Gerardo Angulo | Secure Investment Management, LLC other | Trajan Wealth, L.L.C. independent RIA | Other | Feb 21, 2018 | Mar 30, 2018 (37 d) |
| Joshua Manwaring | Secure Investment Management, LLC other | Trajan Wealth, L.L.C. other | Other | Aug 25, 2017 | Sep 21, 2017 |
| Corbett Michael Laduke | Charles Schwab & Co., Inc. national BD | Trajan Wealth, L.L.C. other | Other | Mar 10, 2016 | Jul 12, 2016 (124 d) |
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60 moves match.