DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Firms
SEC-registered investment advisers
One row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list. Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Managed Asset Portfolios, LLC CRD 109574 | Rochester, MI | independent RIA | $1.3B | 72% | 18 | $70.4M | 0 | 0 |
| Jay A. Fishman, Ltd CRD 105609 | Troy, MI | independent RIA | $1.3B | 87% | 4 | $313M | 1 | 0 |
| Columbia Asset Management, L.L.C. CRD 124174 | Ann Arbor, MI | independent RIA | $1.2B | 85% | 5 | $240M | 0 | 0 |
| S••••••••• CRD 127401 | Troy, MI | independent RIA | $1.2B | 100% | 10 | $117M | 3 | 0 |
| P•••••••• I••••••••• M••••••••• I••• CRD 106976 | Novi, MI | independent RIA | $1.1B | 98% | 4 | $283M | 0 | 0 |
| L••• I••• CRD 124228 | Holland, MI | independent RIA | $1.1B | 97% | 17 | $66.2M | 14 | 0 |
| F•••••••• A••••••• C••••••••• CRD 105472 | Grand Rapids, MI | independent RIA | $1.1B | 54% | 9 | $123M | 0 | 0 |
| I••••••••• I••••••••• C••••••••• L•• CRD 175299 | Bloomfield Hills, MI | independent RIA | $1.1B | 70% | 10 | $108M | 1 | 0 |
| F••••• W••••• M••••••••• L••• CRD 327434 | Brighton, MI | independent RIA | $1.1B | 100% | 52 | $20.6M | 15 | 0 |
| I••• A•••••••• L•• CRD 284560 | Troy, MI | independent RIA | $1.1B | 97% | 11 | $96.8M | 1 | 0 |
| P•••••••• C•••••• P•••••••• L••••• CRD 157354 | Southfield, MI | asset manager | $1.0B | 0.0% | 0 | n/a | 0 | 4 |
| W•••••• M••• • A••••••••• I•• CRD 107377 | Troy, MI | independent RIA | $1.0B | 97% | 15 | $69.0M | 26 | 0 |
| H•••• C•••••• P••••••• L•• CRD 157060 | Detroit, MI | asset manager | $1.0B | 0.0% | 0 | n/a | 0 | 12 |
| A•••• A••••••••• S••••••••• L•• CRD 152339 | Farmington, MI | independent RIA | $1.0B | 70% | 40 | $25.5M | 28 | 0 |
| L•••••• • G•••••• P•••••• W••••• M••••••••• CRD 168831 | Grand Rapids, MI | independent RIA | $1.0B | 95% | 6 | $169M | 1 | 0 |
| C•••••• C•••••• A••••••• CRD 330834 | Troy, MI | independent RIA | $969M | 81% | 9 | $108M | 0 | 0 |
| L•••••••• A•••••••• L•• CRD 288255 | Grand Rapids, MI | independent RIA | $967M | 93% | 43 | $22.5M | 36 | 0 |
| S••••••••• P•••••• L•• CRD 325434 | Northville, MI | independent RIA | $937M | 94% | 3 | $312M | 1 | 0 |
| L••• CRD 146829 | Bloomfield Hills, MI | independent RIA | $932M | 81% | 4 | $233M | 2 | 0 |
| O•• M•••••• I••••••••• C••••••• L•• CRD 140381 | Traverse City, MI | independent RIA | $929M | 93% | 8 | $116M | 2 | 0 |
| D••••• • A••••••••• I•• CRD 104662 | Jackson, MI | independent RIA | $916M | 86% | 4 | $229M | 0 | 0 |
| M••••••• O•••••• I••• CRD 157836 | St. Clair Shores, MI | independent RIA | $914M | 96% | 0 | n/a | 0 | 0 |
| C•••••••• W••••• M••••••••• L•• CRD 132058 | Bloomfield Hills, MI | independent RIA | $907M | 99% | 5 | $181M | 2 | 0 |
| J•• • A••••••••• I•• CRD 104655 | Plymouth, MI | independent RIA | $893M | 100% | 3 | $298M | 2 | 0 |
| S••••• A•••• M••••••••• L••••• CRD 144046 | Troy, MI | independent RIA | $871M | 100% | 54 | $16.1M | 31 | 0 |
| C••••••• F••••• O•••••• L•• CRD 335128 | Ada, MI | independent RIA | $858M | 60% | 3 | $286M | 0 | 0 |
| L•••••• C•••••• M••••••••• I•• CRD 106063 | Birmingham, MI | independent RIA | $849M | 92% | 4 | $212M | 0 | 0 |
| B•••• W••••• M••••••••• L•• CRD 153117 | Troy, MI | independent RIA | $847M | 99% | 5 | $169M | 0 | 0 |
| V•••• C•••••• M••••••••• I••• CRD 147179 | Clarkston, MI | independent RIA | $846M | 94% | 13 | $65.1M | 0 | 0 |
| S••••••• E••••• A••••••• L•• CRD 325765 | Ann Arbor, MI | asset manager | $811M | 0.0% | 0 | n/a | 0 | 2 |
| H••••••••• N•••• W••••• A•••••••• I••• CRD 141201 | Belmont, MI | independent RIA | $805M | 94% | 9 | $89.5M | 0 | 1 |
| Q• A•••• M••••••••• C••••••••• CRD 137839 | Birmingham, MI | mixed wealth | $795M | 49% | 9 | $88.3M | 2 | 0 |
| J•• W••••• S••••••••• CRD 124018 | Wyoming, MI | independent RIA | $784M | 99% | 8 | $98.1M | 0 | 0 |
| D•••••• • C•••••• A•• A••••••••• CRD 301236 | Novi, MI | independent RIA | $781M | 62% | 9 | $86.8M | 1 | 0 |
| W••• M••••••• A••••••• CRD 312073 | Holland, MI | independent RIA | $781M | 100% | 17 | $46.0M | 0 | 0 |
| S••••••••• F•••••••• G•••• CRD 166251 | Grand Rapids, MI | other | $739M | 15% | 5 | $148M | 1 | 0 |
| V••••••• P••••••• V• CRD 300629 | Birmingham, MI | asset manager | $736M | 0.0% | 0 | n/a | 1 | 3 |
| S••••••••• C•••••• L•• CRD 160327 | Birmingham, MI | asset manager | $731M | 0.0% | 1 | $731M | 0 | 4 |
| K••••• W••••• M••••••••• I••• CRD 108964 | Fenton, MI | independent RIA | $727M | 99% | 6 | $121M | 1 | 0 |
| B••••• F•••••••• A•••••••• I••• CRD 107931 | Portage, MI | independent RIA | $725M | 100% | 3 | $242M | 0 | 0 |
| T••••••• C•••••• M••••••••• L•• CRD 165285 | Kalamazoo, MI | independent RIA | $725M | 95% | 4 | $181M | 2 | 0 |
| A•••••• C•••••• M••••••••• I••• CRD 121529 | Novi, MI | independent RIA | $716M | 96% | 5 | $143M | 1 | 0 |
| F•••••••• C•••••• M••••••••• L•• CRD 332308 | Niles, MI | asset manager | $713M | 0.0% | 0 | n/a | 0 | 0 |
| S••••• W••••• CRD 299564 | Southfield, MI | independent RIA | $693M | 96% | 5 | $139M | 1 | 0 |
| T•• C•••••• A••••••• V• L•• CRD 306604 | Birmingham, MI | asset manager | $691M | 0.0% | 0 | n/a | 0 | 11 |
| N••••••• F•••••••• A•••••••• I•• CRD 121088 | Bloomfield Hills, MI | independent RIA | $684M | 100% | 6 | $114M | 0 | 0 |
| F•••••••• S••••••••• G••••• I•• CRD 289054 | Okemos, MI | independent RIA | $677M | 98% | 7 | $96.8M | 1 | 0 |
| L•••••••• F•••••••• P••••••• I••• CRD 290250 | Bloomfield Hills, MI | independent RIA | $672M | 99% | 4 | $168M | 0 | 0 |
| F•••• F•••••••• C•••••••• I••• CRD 152070 | Mt. Clemens, MI | independent RIA | $671M | 98% | 14 | $47.9M | 8 | 0 |
| A•••• W••••• A••••••• L•• CRD 169570 | Troy, MI | independent RIA | $658M | 100% | 1 | $658M | 0 | 0 |
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306 advisers match.