DFX Intelligence
RIA Intelligence
Firms
SEC-registered investment advisers
One row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list. Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Patient Square Capital, LP CRD 312203 | Menlo Park, CA | asset manager | $18B | 0.0% | 0 | n/a | 2 | 30 |
| Penserra Capital Management LLC CRD 159042 | Orinda, CA | asset manager | $18B | 0.0% | 9 | $1.9B | 2 | 0 |
| Evoke Advisors CRD 300856 | Los Angeles, CA | independent RIA | $17B | 70% | 0 | n/a | 4 | 23 |
| S•••••••• G•••• R••• E••••• L• CRD 281698 | La Jolla, CA | asset manager | $17B | 0.0% | 0 | n/a | 11 | 60 |
| M•••••• W••••• M••••••••• L• CRD 113057 | Santa Barbara, CA | independent RIA | $17B | 98% | 136 | $125M | 29 | 0 |
| A•••••••• I••••••••• S•••••••• L•• CRD 324207 | Newport Beach, CA | asset manager | $17B | 0.0% | 0 | n/a | 1 | 0 |
| F•••••••• G•••• P••••••• L• CRD 328089 | San Francisco, CA | asset manager | $16B | 0.0% | 0 | n/a | 6 | 2 |
| D•••• W••• R••• E••••• S•••••••• L•• CRD 156762 | San Francisco, CA | asset manager | $16B | 0.0% | 1 | $16B | 7 | 31 |
| F•••••• CRD 302050 | San Francisco, CA | independent RIA | $16B | 89% | 327 | $49.0M | 7 | 0 |
| C• G••••• I••••••••• I••• CRD 156752 | Oakland, CA | asset manager | $15B | 0.0% | 0 | n/a | 1 | 0 |
| P••••• P•••••• L•• CRD 108989 | Newport Beach, CA | asset manager | $14B | 0.0% | 0 | n/a | 0 | 14 |
| T•• C••••••• P••••••• L• CRD 160826 | Larkspur, CA | asset manager | $14B | 0.0% | 0 | n/a | 4 | 18 |
| O•••••• F••• A•••••••• L•• CRD 290193 | Los Angeles, CA | asset manager | $14B | 0.0% | 0 | n/a | 12 | 0 |
| M••••••• G•••• L• CRD 142622 | San Francisco, CA | asset manager | $14B | 0.0% | 0 | n/a | 8 | 9 |
| C••••••••• CRD 321633 | Walnut Creek, CA | independent RIA | $14B | 88% | 11 | $1.3B | 3 | 0 |
| P•••••••• V•••••• P•••••••• L•• CRD 326747 | Menlo Park, CA | asset manager | $14B | 0.0% | 1 | $14B | 11 | 68 |
| S•• P•••••••• L•• CRD 291048 | Menlo Park, CA | asset manager | $13B | 0.0% | 0 | n/a | 3 | 0 |
| A••••• CRD 165926 | Irvine, CA | independent RIA | $13B | 100% | 14 | $956M | 0 | 0 |
| P•••••••• C•••••• P••••••• CRD 157398 | San Francisco, CA | asset manager | $13B | 0.0% | 0 | n/a | 2 | 14 |
| A••• A••••••••• M••••••••• L•• CRD 141481 | San Francisco, CA | asset manager | $13B | 0.0% | 0 | n/a | 3 | 131 |
| P••• A••••••• G••••• L•• CRD 108860 | Los Angeles, CA | other | $13B | 0.0% | 0 | n/a | 0 | 12 |
| A•••••••• C•••••• L•• CRD 174346 | La Jolla, CA | independent RIA | $13B | 96% | 65 | $199M | 30 | 0 |
| I••••••••• F•••••••• G••••• L•• CRD 7717 | San Diego, CA | BD affiliated | $13B | 95% | 484 | $26.7M | 312 | 0 |
| G•••• I••••••••• S•••••••• L•• CRD 281515 | San Francisco, CA | institutional | $13B | 0.0% | 0 | n/a | 1 | 0 |
| P•••••• P•••••• F••• A••••••• L•• CRD 168830 | Newport Beach, CA | asset manager | $12B | 0.0% | 0 | n/a | 0 | 17 |
| L••••• L•••••••• C•••••• P•••••••• L•• CRD 140980 | Beverly Hills, CA | asset manager | $12B | 0.0% | 0 | n/a | 7 | 54 |
| P••••••• O••••••••• L• CRD 299210 | San Francisco, CA | asset manager | $12B | 0.0% | 0 | n/a | 2 | 8 |
| F•• C•••••• CRD 159568 | San Francisco, CA | asset manager | $12B | 0.0% | 0 | n/a | 3 | 18 |
| 1•• V••••••• M••••••••• L•• CRD 162351 | San Francisco, CA | asset manager | $12B | 0.0% | 0 | n/a | 1 | 42 |
| E•••••• H••••• • C• CRD 106830 | Los Angeles, CA | independent RIA | $12B | 99% | 10 | $1.2B | 3 | 0 |
| V••••••• P••••••••• I••••••• M••••••••• CRD 285366 | Oakland, CA | asset manager | $11B | 0.0% | 6 | $1.9B | 7 | 0 |
| P•••••• W••••• M••••••••• L•• CRD 131037 | San Francisco, CA | independent RIA | $11B | 82% | 95 | $119M | 41 | 0 |
| V••••••• C•••••• M••••••••• L••• CRD 154249 | San Francisco, CA | asset manager | $11B | 0.0% | 0 | n/a | 1 | 6 |
| C••••• A•••• M••••••••• CRD 106772 | Los Angeles, CA | asset manager | $11B | 0.0% | 0 | n/a | 0 | 14 |
| G••••• G••• C•••••• CRD 157379 | San Francisco, CA | asset manager | $11B | 0.0% | 0 | n/a | 0 | 9 |
| P••• F•••••••• A•••••••• L•• CRD 144316 | San Diego, CA | independent RIA | $11B | 100% | 90 | $123M | 13 | 0 |
| R•• F••••••••• L•• CRD 294105 | San Rafael, CA | institutional | $11B | 0.0% | 4 | $2.7B | 1 | 0 |
| H•••• L•• CRD 145684 | Palo Alto, CA | asset manager | $11B | 0.0% | 0 | n/a | 0 | 26 |
| G••••••••• I••••••••• M••••••••• U• L•• CRD 132728 | San Francisco, CA | asset manager | $11B | 0.0% | 0 | n/a | 0 | 3 |
| S•••••• G••••• E••••••• CRD 157402 | Menlo Park, CA | asset manager | $10B | 0.0% | 0 | n/a | 1 | 2 |
| S•••••• A••••••• G••••• L•• CRD 170233 | Pasadena, CA | institutional | $10B | 5.7% | 5 | $2.1B | 0 | 0 |
| P••••••• A•••••••• L•• CRD 140800 | San Francisco, CA | independent RIA | $10B | 90% | 75 | $137M | 20 | 0 |
| A••••• G••••• L•• CRD 125523 | San Francisco, CA | other | $10B | 0.0% | 0 | n/a | 0 | 4 |
| P••••••••• S••••••••• C••••••••• CRD 11869 | Carpinteria, CA | independent RIA | $10B | 91% | 444 | $22.8M | 350 | 0 |
| J•••••• C•••••• A•••• M••••••••• L••• CRD 156701 | Los Angeles, CA | asset manager | $10B | 0.0% | 0 | n/a | 1 | 7 |
| C•••••••• F••••••••• I••• CRD 30833 | Anaheim, CA | BD affiliated | $9.7B | 99% | 427 | $22.8M | 278 | 0 |
| M••• S••••• A••••••• CRD 305170 | Santa Monica, CA | independent RIA | $9.6B | 74% | 0 | n/a | 0 | 6 |
| S•••• P••• I••••••••• O••••• L• CRD 157435 | San Francisco, CA | mixed wealth | $9.6B | 43% | 14 | $686M | 0 | 0 |
| F••••• L•••• C••••••• L•• CRD 160694 | Burlingame, CA | asset manager | $9.5B | 0.0% | 0 | n/a | 2 | 12 |
| C••••••••• W•••••• L•• CRD 143483 | Los Angeles, CA | independent RIA | $9.5B | 91% | 79 | $120M | 19 | 0 |
The firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.
1,869 advisers match.