DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Firms
SEC-registered investment advisers
One row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list. Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Cnl Strategic Capital Management, LLC CRD 286342 | Orlando, FL | other | $1.5B | 0.0% | 0 | n/a | 0 | 0 |
| Meteora Capital, LLC CRD 313378 | Boca Raton, FL | asset manager | $1.5B | 0.0% | 0 | n/a | 1 | 6 |
| Anderson Financial Partners, Inc. CRD 126641 | Ponte Vedra, FL | mixed wealth | $1.5B | 25% | 0 | n/a | 0 | 0 |
| 2•• C•••••• L•• CRD 298094 | Boca Raton, FL | asset manager | $1.5B | 0.0% | 0 | n/a | 1 | 13 |
| S•••••••• A•••• M••••••••• L• CRD 156366 | West Palm Beach, FL | asset manager | $1.5B | 0.0% | 0 | n/a | 1 | 20 |
| A••••••• W••••• M••••••••• L•• CRD 156150 | Aventura, FL | independent RIA | $1.5B | 100% | 14 | $104M | 1 | 0 |
| P•••••• C•••••• M••••••••• CRD 169172 | Naples, FL | independent RIA | $1.4B | 65% | 10 | $144M | 1 | 7 |
| S••••••••• P•••••• C•••••• L•• CRD 327350 | Vero Beach, FL | independent RIA | $1.4B | 84% | 8 | $180M | 2 | 0 |
| T••••••• M••••••••• L•• CRD 169695 | Naples, FL | asset manager | $1.4B | 0.0% | 0 | n/a | 2 | 11 |
| E•••••••• R••• E••••• C••••••• L••• CRD 163086 | Miami, FL | asset manager | $1.4B | 0.0% | 0 | n/a | 0 | 11 |
| T••••••• P••••••• M••••••••• L• CRD 330629 | Coral Gables, FL | asset manager | $1.4B | 0.0% | 0 | n/a | 0 | 7 |
| W•••• S••••• C••••••• I••• CRD 158133 | Jacksonville, FL | asset manager | $1.4B | 0.0% | 0 | n/a | 0 | 5 |
| E•••• P•••••••• L•• CRD 170483 | Miami, FL | asset manager | $1.4B | 0.0% | 0 | n/a | 1 | 21 |
| A•••••••• C•••••• I••••••••• M••••••••• L•• CRD 292038 | Miami, FL | asset manager | $1.4B | 0.0% | 0 | n/a | 0 | 3 |
| J• L• B••••••••• • C••• I••• CRD 108058 | Sarasota, FL | independent RIA | $1.4B | 98% | 6 | $229M | 0 | 0 |
| S•••••• I••••••••• M••••••• L•• CRD 300155 | Coral Gables, FL | asset manager | $1.4B | 1.6% | 10 | $137M | 0 | 0 |
| B••• G••••• W••••• A•••••••• I••• CRD 327326 | Miami, FL | independent RIA | $1.4B | 69% | 51 | $26.8M | 2 | 0 |
| H••• M••••••• C•••••• M••••••••• L•• CRD 338577 | West Palm Beach, FL | other | $1.4B | 0.0% | 0 | n/a | 1 | 0 |
| F•••• A••••• F••••• O••••• CRD 122448 | Naples, FL | independent RIA | $1.4B | 99% | 4 | $338M | 0 | 0 |
| I••••••• A•••••••• L•• CRD 332883 | Naples, FL | independent RIA | $1.4B | 95% | 9 | $150M | 1 | 0 |
| M•••••• F••••••••• T•••••• L•• CRD 109419 | Orlando, FL | independent RIA | $1.4B | 100% | 10 | $135M | 11 | 0 |
| A•••• F••••• O••••• L•• CRD 307144 | Miami, FL | mixed wealth | $1.3B | 30% | 0 | n/a | 1 | 0 |
| N••••••••• C•••••• P••••••• CRD 329072 | Miami, FL | asset manager | $1.3B | 0.0% | 0 | n/a | 1 | 6 |
| C•••••• C•••••• P•••••••• L•• CRD 146010 | Bay Harbor Islands, FL | asset manager | $1.3B | 0.0% | 0 | n/a | 0 | 2 |
| R•••• T••••••• M••••••••• L•• CRD 160733 | West Palm Beach, FL | asset manager | $1.3B | 0.0% | 0 | n/a | 6 | 38 |
| I••• W••••• A•••••••• L•• CRD 168674 | West Palm Beach, FL | independent RIA | $1.3B | 97% | 8 | $161M | 2 | 0 |
| B••••• P•••••••• L•• CRD 146511 | Miami, FL | independent RIA | $1.3B | 100% | 5 | $256M | 0 | 1 |
| A••••••• F•••••••• A••••••• I•• CRD 108530 | Winter Park, FL | independent RIA | $1.3B | 100% | 6 | $213M | 2 | 0 |
| C•••• R••• C••••••• L•• CRD 327488 | Miami, FL | other | $1.3B | 0.0% | 0 | n/a | 0 | 1 |
| P••••••••• A••••••• S••••••• I•• CRD 105397 | Vero Beach, FL | independent RIA | $1.3B | 96% | 9 | $140M | 0 | 0 |
| U•••••• W••••• P••••••• CRD 316697 | Jacksonville Beach, FL | independent RIA | $1.3B | 100% | 8 | $157M | 1 | 0 |
| K••• A••••••• L• CRD 159663 | Boynton Beach, FL | asset manager | $1.2B | 0.0% | 0 | n/a | 0 | 3 |
| E•••••• P••••• F••••• O••••• CRD 282750 | Miami, FL | independent RIA | $1.2B | 100% | 9 | $135M | 0 | 1 |
| I••••••••• A••••••• G•••• L•• CRD 109445 | Sarasota, FL | independent RIA | $1.2B | 100% | 5 | $243M | 1 | 0 |
| A•••••••• L•••••• L•• CRD 164866 | Lakeland, FL | asset manager | $1.2B | 0.0% | 0 | n/a | 0 | 1 |
| A•••••• A•••• M••••••••• L•• CRD 323350 | Boca Raton, FL | asset manager | $1.2B | 0.0% | 0 | n/a | 12 | 4 |
| B•••• S••••• S•••••• F•••••••• A•••••••• L•• CRD 126767 | Boca Raton, FL | independent RIA | $1.2B | 97% | 8 | $150M | 0 | 0 |
| M••••• P•••••••• C••••••••• L•• CRD 120846 | Naples, FL | other | $1.2B | 0.0% | 0 | n/a | 0 | 0 |
| F•••••• I••••••••• P••••••• CRD 310944 | Coral Gables, FL | asset manager | $1.2B | 0.0% | 0 | n/a | 0 | 11 |
| M•••••••• L•• CRD 304078 | Miami, FL | mixed wealth | $1.2B | 47% | 2 | $596M | 0 | 0 |
| T••••• F•••••••• A••••••• CRD 104711 | Plantation, FL | independent RIA | $1.2B | 93% | 8 | $149M | 5 | 0 |
| N•••••• A••••••• L•• CRD 119840 | Hallandale Beach, FL | other | $1.2B | 11% | 0 | n/a | 1 | 1 |
| B•••• C•••••• CRD 285919 | Miami, FL | asset manager | $1.2B | 0.0% | 0 | n/a | 0 | 8 |
| A•• C•••••• P••••••• L•• CRD 318038 | Hollywood, FL | independent RIA | $1.1B | 100% | 1 | $1.1B | 0 | 0 |
| I•••••••• A•••• M••••••••• L•• CRD 333552 | Fort Lauderdale, FL | asset manager | $1.1B | 0.0% | 0 | n/a | 0 | 3 |
| C•••••• A••••••• S••••••••• P••••••• L•• CRD 168456 | Miami, FL | institutional | $1.1B | 0.0% | 0 | n/a | 0 | 1 |
| M••••••• C•••••• L• CRD 286269 | Vero Beach, FL | asset manager | $1.1B | 0.0% | 0 | n/a | 0 | 6 |
| A•••••• C•••••• P••••••• L•• CRD 146597 | Naples, FL | independent RIA | $1.1B | 100% | 6 | $188M | 1 | 0 |
| F••••••• F••••• O••••• CRD 315653 | Miami, FL | independent RIA | $1.1B | 100% | 4 | $279M | 0 | 0 |
| C••••••• G••••• A•••••••• L•• CRD 290893 | Fort Lauderdale, FL | institutional | $1.1B | 0.0% | 0 | n/a | 1 | 3 |
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1,082 advisers match.