DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from MML Investors Services, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Hanwool J Jung | MML Investors Services, LLC BD affiliated | Trajan Wealth, L.L.C. independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 1, 2026 | Sep 1, 2026 |
| Joanne Amorosi | MML Investors Services, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 31, 2026 | Aug 26, 2026 |
| Benjamin Martin Dubinski | MML Investors Services, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 31, 2026 | Aug 25, 2026 |
| Peter J Hall | MML Investors Services, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 28, 2026 | Aug 25, 2026 |
| Robert J Link | MML Investors Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 28, 2026 | Aug 28, 2026 |
| Michael Taylor Brown | MML Investors Services, LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Aug 28, 2026 | Aug 27, 2026 |
| Jonathan David Cohen | MML Investors Services, LLC BD affiliated | Mercer Global Advisors Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 27, 2026 | Sep 16, 2026 |
| Jordan Marc Hirsch | MML Investors Services, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 27, 2026 | Aug 27, 2026 |
| Timothy David O'Connell | MML Investors Services, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 26, 2026 | Aug 25, 2026 |
| Zachary Czaplicki | MML Investors Services, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 26, 2026 | Aug 25, 2026 |
| Kyle Klatt | MML Investors Services, LLC BD affiliated | Calton & Associates, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 24, 2026 | Aug 25, 2026 |
| Donald Scott Gondzar | MML Investors Services, LLC BD affiliated | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 21, 2026 | Aug 17, 2026 |
| George Anthony Schmansky | MML Investors Services, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 19, 2026 | Aug 3, 2026 |
| Gregory Shawn Barnett | MML Investors Services, LLC BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Aug 18, 2026 | Sep 14, 2026 |
| Chaz Newton | MML Investors Services, LLC BD affiliated | Strategic Advisers LLC national BD | Affiliated broker-dealer or bank to another | Aug 14, 2026 | Sep 11, 2026 |
| Sean Moro | MML Investors Services, LLC BD affiliated | Valley Wealth Managers, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 13, 2026 | Aug 19, 2026 |
| Christopher King | MML Investors Services, LLC BD affiliated | Hornor, Townsend & Kent, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 12, 2026 | Aug 17, 2026 |
| Adam Pryor | MML Investors Services, LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 12, 2026 | Sep 10, 2026 |
| Dawson Muth | MML Investors Services, LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Aug 11, 2026 | Aug 7, 2026 |
| Dominic Pisanti | MML Investors Services, LLC BD affiliated | Forge Advisory LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Aug 7, 2026 | Aug 5, 2026 |
| Cooper Ryan Smith | MML Investors Services, LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Aug 6, 2026 | Jul 31, 2026 |
| Connor Thomas Brien-Berks | MML Investors Services, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 5, 2026 | Aug 13, 2026 |
| Zachary Clay-William Berry | MML Investors Services, LLC BD affiliated | Precision Wealth Advisors state registered | Affiliated broker-dealer or bank to a state-registered adviser | Aug 4, 2026 | Jul 27, 2026 |
| Peter Kelley | MML Investors Services, LLC BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 4, 2026 | Aug 24, 2026 |
| Christopher Duke | MML Investors Services, LLC BD affiliated | Choreo, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 30, 2026 | Aug 6, 2026 |
| Joseph W Jeffers | MML Investors Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 29, 2026 | Jul 27, 2026 |
| Justin William Allen | MML Investors Services, LLC BD affiliated | Verdence Capital Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 27, 2026 | Jul 27, 2026 |
| Todd William Schultz | MML Investors Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 23, 2026 | Jul 14, 2026 |
| Jay Shingo Nakahara | MML Investors Services, LLC BD affiliated | Fortis Capital Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 23, 2026 | Jul 22, 2026 |
| Mark Joseph Zumack | MML Investors Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 22, 2026 | Jul 15, 2026 |
| Thomas Anthony Gallagher | MML Investors Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 22, 2026 | Jul 14, 2026 |
| Joseph Rea | MML Investors Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 22, 2026 | Jul 14, 2026 |
| Philip Andrew Lago | MML Investors Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 22, 2026 | Jul 14, 2026 |
| Jeffrey Meeks | MML Investors Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 22, 2026 | Jul 14, 2026 |
| Robert Corey Semerad | MML Investors Services, LLC BD affiliated | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 17, 2026 | Jul 24, 2026 |
| Justin Adam Martin | MML Investors Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 16, 2026 | Jul 16, 2026 |
| Caylin J Parker | MML Investors Services, LLC BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jul 15, 2026 | Jul 15, 2026 |
| Robert Kenneth Kuberski | MML Investors Services, LLC BD affiliated | Newsquare Capital, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 14, 2026 | Aug 3, 2026 |
| Carl Scott Trent | MML Investors Services, LLC BD affiliated | Golden Reserve Retirement, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 14, 2026 | Jul 17, 2026 |
| Brian Francis Lynch | MML Investors Services, LLC BD affiliated | Hornor, Townsend & Kent, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 10, 2026 | Jun 24, 2026 |
| Nicholas Wintermeyer | MML Investors Services, LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 9, 2026 | Aug 3, 2026 |
| Kenneth J Mitchell | MML Investors Services, LLC BD affiliated | Ausdal Financial Partners, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 7, 2026 | Jul 13, 2026 |
| Charlotte Marie Rasmussen | MML Investors Services, LLC BD affiliated | Ascent Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 6, 2026 | Aug 21, 2026 (46 d) |
| Thomas Earl Hampton | MML Investors Services, LLC BD affiliated | H2ols Wealth Management Solutions LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jul 2, 2026 | Jul 1, 2026 |
| David Anthony Hocker | MML Investors Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 2, 2026 | Jul 2, 2026 |
| Gregory Caryl Dahms | MML Investors Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 2, 2026 | Jul 2, 2026 |
| Matthew James Boley | MML Investors Services, LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 2, 2026 | Jul 1, 2026 |
| Harrison David May | MML Investors Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 2, 2026 | Jul 1, 2026 |
| Bradley G. Sofonia | MML Investors Services, LLC BD affiliated | Wealth Management Cpas, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 30, 2026 | Jul 6, 2026 |
| Kevin Eugene Kenny | MML Investors Services, LLC BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Jun 25, 2026 | Jun 18, 2026 |
| Jeremy Jones | MML Investors Services, LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 25, 2026 | Jun 29, 2026 |
| Hayden Reid Gothard | MML Investors Services, LLC BD affiliated | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Jun 25, 2026 | Jun 24, 2026 |
| Jacob Breitbach | MML Investors Services, LLC BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Jun 25, 2026 | Jul 13, 2026 |
| George Natividad Viray | MML Investors Services, LLC BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Jun 23, 2026 | Sep 11, 2026 (80 d) |
| Cesar Ivan Tovar | MML Investors Services, LLC BD affiliated | Captrust institutional | Other | Jun 23, 2026 | Aug 3, 2026 (41 d) |
| Nathan Wayne Simmons | MML Investors Services, LLC BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 22, 2026 | Jun 30, 2026 |
| Jason Shannon | MML Investors Services, LLC BD affiliated | Hazard & Siegel Advisory Services LLC other | Other | Jun 17, 2026 | Aug 14, 2026 (58 d) |
| Lauren Michele Fakonas | MML Investors Services, LLC BD affiliated | Rise North Capital Investment Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 17, 2026 | Jul 9, 2026 |
| Ryan Anthony Colatrella | MML Investors Services, LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 17, 2026 | Jun 15, 2026 |
| Brian Richard Lubel | MML Investors Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 15, 2026 | Jun 12, 2026 |
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4,445 moves match.