DFX Intelligence
Advisor moves
Departures from MML Investors Services, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
4,456 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Arthur Lamar Bush | MML Investors Services, LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 5, 2024 | Jan 2, 2024 |
| Alexander Maurice Belsches | MML Investors Services, LLC BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 5, 2024 | Apr 9, 2024 (95 d) |
| Michelle Taylor | MML Investors Services, LLC BD affiliated | Gfg Solutions no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jan 4, 2024 | Jan 26, 2024 |
| Evan Garrett Gruchot | MML Investors Services, LLC BD affiliated | Gfg Solutions no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jan 4, 2024 | Jan 5, 2024 |
| Cyler Clifton | MML Investors Services, LLC BD affiliated | Lion Street Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 4, 2024 | Oct 16, 2024 (286 d) |
| Ricardo Reyes | MML Investors Services, LLC BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 3, 2024 | Jan 9, 2024 |
| Helmut Garcia | MML Investors Services, LLC BD affiliated | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Jan 2, 2024 | Dec 26, 2023 |
| Christian Maxwell Strom | MML Investors Services, LLC BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Jan 2, 2024 | Jan 10, 2024 |
| James Laurence Bush | MML Investors Services, LLC BD affiliated | Valmark Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2023 | May 9, 2024 (130 d) |
| Michael Jerome Settle | MML Investors Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2023 | Jan 8, 2025 (374 d) |
| William Joseph Bowden | MML Investors Services, LLC BD affiliated | Magnus Financial Group LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2023 | Jan 9, 2024 |
| Jacqueline Ballard Jones | MML Investors Services, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2023 | Jan 1, 2025 (367 d) |
| Alfred Vincent Norton | MML Investors Services, LLC BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2023 | Dec 19, 2023 |
| Judson Edward Pyatt | MML Investors Services, LLC BD affiliated | Sound Income Strategies, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2023 | Jan 5, 2024 |
| Bo Leslie Brower | MML Investors Services, LLC BD affiliated | Desert Rose Capital Management, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2023 | Dec 15, 2025 (715 d) |
| Matthew A Newman | MML Investors Services, LLC BD affiliated | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2023 | May 20, 2024 (141 d) |
| David Wayne Speckman | MML Investors Services, LLC BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2023 | Apr 23, 2024 (114 d) |
| William Courtland Mangum | MML Investors Services, LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 31, 2023 | Jul 15, 2026 (927 d) |
| RubéN Zavier DíAz III | MML Investors Services, LLC BD affiliated | Gfg Solutions no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 31, 2023 | Jan 5, 2024 |
| Trevor David Christie | MML Investors Services, LLC BD affiliated | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2023 | Jul 11, 2024 (193 d) |
| Thomas Allen Evans | MML Investors Services, LLC BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Dec 26, 2023 | Dec 22, 2023 |
| Brian Percy Willis | MML Investors Services, LLC BD affiliated | Wilson Wealth Management Group, L. L. C. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Dec 26, 2023 | Feb 14, 2024 (50 d) |
| Barry Scott Wyman | MML Investors Services, LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 21, 2023 | Jan 2, 2024 |
| Dylan Tyler Schefske | MML Investors Services, LLC BD affiliated | Truist Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 21, 2023 | Jan 25, 2024 (35 d) |
| Tyler Simpson Camp | MML Investors Services, LLC BD affiliated | Oneamerica Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 20, 2023 | Feb 13, 2024 (55 d) |
| Veronica Parengkuan | MML Investors Services, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 20, 2023 | Dec 21, 2023 |
| Christian Nana Tanke | MML Investors Services, LLC BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 19, 2023 | Jan 3, 2024 |
| Chris Jongmin Kim | MML Investors Services, LLC BD affiliated | Cetera Advisors LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 19, 2023 | Dec 19, 2023 |
| Jane J Choi | MML Investors Services, LLC BD affiliated | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 15, 2023 | Jan 22, 2024 (38 d) |
| Matthew Taylor Manning | MML Investors Services, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 15, 2023 | Dec 13, 2023 |
| Michael A Daley | MML Investors Services, LLC BD affiliated | Peakview Strategies state registered | Affiliated broker-dealer or bank to a state-registered adviser | Dec 15, 2023 | Dec 21, 2023 |
| Daniel Gerard Halchak | MML Investors Services, LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 15, 2023 | Dec 22, 2023 |
| Jason Alan Cummings | MML Investors Services, LLC BD affiliated | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 13, 2023 | Dec 22, 2023 |
| Mark Lovoy | MML Investors Services, LLC BD affiliated | Oneamerica Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 12, 2023 | Dec 12, 2023 |
| Chelsea Anne Le Moine | MML Investors Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 12, 2023 | Nov 4, 2025 (693 d) |
| David Ray Luedecke | MML Investors Services, LLC BD affiliated | Diamond Client Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 11, 2023 | Dec 14, 2023 |
| Clark Snitko | MML Investors Services, LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Dec 11, 2023 | Dec 5, 2023 |
| Porsche Simone Love | MML Investors Services, LLC BD affiliated | Esi Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 11, 2023 | Jan 19, 2024 (39 d) |
| Adam Bass | MML Investors Services, LLC BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 8, 2023 | Jan 29, 2024 (52 d) |
| Gregory Mehler Johns | MML Investors Services, LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Dec 8, 2023 | Dec 6, 2023 |
| Kevin Aragon Gonzalez | MML Investors Services, LLC BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 8, 2023 | Dec 11, 2023 |
| Carl Haasper | MML Investors Services, LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 5, 2023 | Dec 4, 2023 |
| Brandon Michael Vornhagen | MML Investors Services, LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 5, 2023 | Dec 7, 2023 |
| Charles Francis Taylor | MML Investors Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 30, 2023 | Dec 7, 2023 |
| Daniel John Koval | MML Investors Services, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 30, 2023 | Dec 21, 2023 |
| William Joshua Lee | MML Investors Services, LLC BD affiliated | Carter, Terry & Company, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 29, 2023 | Apr 8, 2024 (131 d) |
| Michael Edmund Zeiter | MML Investors Services, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 28, 2023 | Nov 28, 2023 |
| Karen Tolbert Jones | MML Investors Services, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 21, 2023 | Nov 20, 2023 |
| Samuel Beriault | MML Investors Services, LLC BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 21, 2023 | Nov 28, 2023 |
| Benjamin Webb Sabin | MML Investors Services, LLC BD affiliated | Belpointe Asset Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 17, 2023 | Nov 30, 2023 |
| Dennis Michael Dehn | MML Investors Services, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 14, 2023 | Nov 14, 2023 |
| Albert Bryan Shapiro | MML Investors Services, LLC BD affiliated | Pfg Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 10, 2023 | Nov 16, 2023 |
| Emily Catherine Burdett | MML Investors Services, LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Nov 10, 2023 | Nov 16, 2023 |
| Michael Rinaldi | MML Investors Services, LLC BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Nov 9, 2023 | Nov 3, 2023 |
| Janet Sue Cooper | MML Investors Services, LLC BD affiliated | LPL Enterprise, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 8, 2023 | Mar 24, 2025 (502 d) |
| Tyler Behel | MML Investors Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 7, 2023 | Nov 3, 2023 |
| James Richley West | MML Investors Services, LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Nov 6, 2023 | Nov 17, 2023 |
| Mitchell Bradley Starr | MML Investors Services, LLC BD affiliated | Family Wealth Counselors, Inc. unclassified | Other | Nov 2, 2023 | Feb 2, 2004 |
| Emmanuel Thomas Floyd Gilmore | MML Investors Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 2, 2023 | Oct 20, 2023 |
| Jenna Michelle Bienenfeld | MML Investors Services, LLC BD affiliated | Global Retirement Partners LLC institutional | Other | Nov 2, 2023 | Dec 6, 2023 (34 d) |