DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Edelman Financial Engines

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Nathan BergstromEdelman Financial Engines mixed wealthEaton-Cambridge Inc. independent RIARIA to RIAOct 19, 2021Oct 25, 2021
Tj BelcherEdelman Financial Engines mixed wealthMorgan Stanley wirehouseRIA to wirehouseOct 8, 2021Oct 14, 2021
Jason Garrett NobleEdelman Financial Engines mixed wealthPrime Capital Financial mixed wealthRIA to RIAOct 8, 2021Oct 1, 2021
Johnnie William HarrisEdelman Financial Engines mixed wealthSchwab Wealth Advisory, Inc. no RAUMOtherSep 23, 2021Nov 30, 2021 (68 d)
Jason Donald Thomas BoyerEdelman Financial Engines mixed wealthMorgan Stanley wirehouseRIA to wirehouseSep 14, 2021Feb 2, 2022 (141 d)
Jan Eric KowalEdelman Financial Engines mixed wealthStratos Wealth Advisors LLC independent RIARIA to RIAAug 27, 2021Jul 30, 2021
Jason KowalEdelman Financial Engines mixed wealthStratos Wealth Advisors LLC independent RIARIA to RIAAug 27, 2021Jul 30, 2021
Stephanie Anne RothEdelman Financial Engines mixed wealthCrowdstreet Advisors, LLC mixed wealthRIA to RIAAug 12, 2021Oct 21, 2021 (70 d)
Christopher Brian SosaEdelman Financial Engines mixed wealthMariner BD affiliatedRIA to affiliated broker-dealer or bankAug 6, 2021Jul 9, 2021
Michael Joseph HorneEdelman Financial Engines mixed wealthMariner BD affiliatedRIA to affiliated broker-dealer or bankAug 6, 2021Jul 9, 2021
Antonio Angel ZapataEdelman Financial Engines mixed wealthAssetmark, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJul 6, 2021Aug 24, 2021 (49 d)
Galo F TapiaEdelman Financial Engines mixed wealthCharles Schwab & Co., Inc. national BDRIA to affiliated broker-dealer or bankJun 15, 2021Aug 12, 2021 (58 d)
Nathan Paul MerrillEdelman Financial Engines mixed wealthVanguard Advisers, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJun 9, 2021Jul 22, 2026 (1869 d)
Christine Adele CataldoEdelman Financial Engines mixed wealthMercer Global Advisors Inc. independent RIARIA to RIAMay 12, 2021Mar 15, 2023 (672 d)
Nancy Burns BrzozowskiEdelman Financial Engines mixed wealthEisneramper Wealth Management & Corporate Benefits, LLC independent RIARIA to RIAMay 12, 2021Jul 27, 2021 (76 d)
Brian James MurphyEdelman Financial Engines mixed wealthMariner BD affiliatedRIA to affiliated broker-dealer or bankApr 27, 2021Jul 20, 2023 (814 d)
David Michael EldridgeEdelman Financial Engines mixed wealthGolden State Equity Advisors, LLC independent RIARIA to RIAApr 27, 2021Apr 1, 2021
Pranali Pai FortiniEdelman Financial Engines mixed wealthBrighton Jones LLC independent RIARIA to RIAApr 27, 2021Aug 4, 2022 (464 d)
Zachary Jonathan Logan WikEdelman Financial Engines mixed wealthIronwood Wealth Management, LLC independent RIARIA to RIAApr 22, 2021May 7, 2021
David Sean MarksEdelman Financial Engines mixed wealthPersonal Capital Advisors Corporation independent RIARIA to RIAApr 12, 2021Sep 30, 2021 (171 d)
Lan JinEdelman Financial Engines mixed wealthFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankMar 26, 2021Apr 29, 2021 (34 d)
Jeffrey Douglas WrightEdelman Financial Engines mixed wealthVictory Capital Management Inc. asset managerOtherMar 8, 2021Mar 17, 2021
Christian GrundelEdelman Financial Engines mixed wealthCetera Investment Advisers LLC BD affiliatedRIA to affiliated broker-dealer or bankFeb 23, 2021Mar 21, 2024 (1122 d)
Seth Lewis ZudellEdelman Financial Engines mixed wealthOsaic Fs, Inc. BD affiliatedRIA to affiliated broker-dealer or bankFeb 23, 2021Jul 12, 2021 (139 d)
Nathan Andrew PribylEdelman Financial Engines mixed wealthGladstone Wealth Partners independent RIARIA to RIAFeb 12, 2021Jan 15, 2021
Ronald M AdamoliEdelman Financial Engines mixed wealthThrivent Investment Management Inc. BD affiliatedRIA to affiliated broker-dealer or bankFeb 3, 2021Nov 30, 2022 (665 d)
Kyle Palmer BinghamEdelman Financial Engines mixed wealthFiduciary Investment Trusts, LLC asset managerOtherDec 31, 2020Apr 9, 2021 (99 d)
Shateela Monique WintersEdelman Financial Engines mixed wealthRaymond James Financial Services Advisors, Inc BD affiliatedRIA to affiliated broker-dealer or bankDec 31, 2020Aug 31, 2021 (243 d)
Bradley Eugene SingerEdelman Financial Engines mixed wealthVail Financial Advisors state registeredRIA to a state-registered adviserDec 31, 2020Feb 26, 2021 (57 d)
Rafael Antonio GutierrezEdelman Financial Engines mixed wealthLPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankDec 23, 2020Jun 8, 2021 (167 d)
Cathie Jean ArthursEdelman Financial Engines mixed wealthHelium Advisors LLC independent RIARIA to RIADec 23, 2020Jan 28, 2021 (36 d)
Kirk Len PorterEdelman Financial Engines mixed wealthNorthstar Investment Advisory LLC no RAUMRIA to a newly registered adviserDec 23, 2020Apr 8, 2022 (471 d)
Susan M LanhamEdelman Financial Engines mixed wealthMorgan Stanley wirehouseRIA to wirehouseNov 9, 2020Mar 9, 2021 (120 d)
Robert H GlassEdelman Financial Engines mixed wealthThe Mather Group, LLC independent RIARIA to RIAOct 6, 2020Oct 8, 2020
Houston James FriendEdelman Financial Engines mixed wealthPersonal Capital Advisors Corporation independent RIARIA to RIASep 18, 2020Sep 11, 2020
Dionne Cornelius ThompsonEdelman Financial Engines mixed wealthCapital Investment Advisors independent RIARIA to RIAAug 7, 2020Jan 12, 2022 (523 d)
Vickie Lynn CrawfordEdelman Financial Engines mixed wealthMorgan Stanley wirehouseRIA to wirehouseAug 7, 2020Oct 1, 2020 (55 d)
Philip CarrollEdelman Financial Engines mixed wealthHennion & Walsh Asset Management, Inc. BD affiliatedRIA to affiliated broker-dealer or bankAug 7, 2020Mar 18, 2021 (223 d)
Edward Newton SchweitzerEdelman Financial Engines mixed wealthFreedom Capital Management state registeredRIA to a state-registered adviserAug 7, 2020May 14, 2021 (280 d)
Dominic Joseph AnzevinoEdelman Financial Engines mixed wealthGolden Reserve Retirement, LLC independent RIARIA to RIAAug 7, 2020Sep 13, 2020 (37 d)
Thomas Joseph HigginsEdelman Financial Engines mixed wealthBalanced Rock Investment Advisors independent RIARIA to RIAAug 7, 2020Jan 6, 2022 (517 d)
Ricardo GardeaEdelman Financial Engines mixed wealthCbiz Investment Advisory Services, LLC institutionalOtherJul 22, 2020Jun 17, 2022 (695 d)
Perry Andrew MirochaEdelman Financial Engines mixed wealthAmeriprise Financial Services, LLC national BDRIA to affiliated broker-dealer or bankJun 24, 2020Jul 7, 2020
Katarzyna QuirozEdelman Financial Engines mixed wealthBeacon Pointe Advisors, LLC independent RIARIA to RIAJun 10, 2020Sep 9, 2020 (91 d)
Frank Thomas BarkanicEdelman Financial Engines mixed wealthFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankMay 28, 2020Jun 19, 2020
Christopher Edward BaschEdelman Financial Engines mixed wealthVisionary Wealth Advisors, LLC independent RIARIA to RIAApr 14, 2020Mar 12, 2020
Giacomo ManninoEdelman Financial Engines mixed wealthVisionary Wealth Advisors, LLC independent RIARIA to RIAApr 14, 2020Mar 12, 2020
Christopher Wayne FergusonEdelman Financial Engines mixed wealthVisionary Wealth Advisors, LLC independent RIARIA to RIAApr 6, 2020Mar 7, 2020
Clark Stevens GayEdelman Financial Engines mixed wealthVisionary Wealth Advisors, LLC independent RIARIA to RIAApr 6, 2020Mar 17, 2020
Kristina Brown SchulerEdelman Financial Engines independent RIAHancock Whitney Investment Services Inc. BD affiliatedRIA to affiliated broker-dealer or bankMar 25, 2020Mar 25, 2020
Dorothy Ann SperryEdelman Financial Engines independent RIATd Ameritrade Investment Management, LLC independent RIARIA to RIAMar 11, 2020Apr 7, 2020
Charles Mitten FoxEdelman Financial Engines independent RIAFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankMar 11, 2020Mar 26, 2020
Roberto David LopezEdelman Financial Engines independent RIACbiz Retirement Plan Advisory Services institutionalOtherMar 11, 2020Mar 26, 2020
Raymond Walter GutowskiEdelman Financial Engines independent RIAGladstone Wealth Partners independent RIARIA to RIAFeb 19, 2020Dec 17, 2021 (667 d)
Mitchell Paul YorkEdelman Financial Engines independent RIAConcord Wealth Partners independent RIARIA to RIAFeb 5, 2020Nov 3, 2020 (272 d)
Sean Timothy BolenEdelman Financial Engines independent RIALeverage Planners Wealth Management, LLC state registeredRIA to a state-registered adviserFeb 5, 2020May 13, 2020 (98 d)
Ian Joseph KrekelbergEdelman Financial Engines independent RIASterling Advisor Group state registeredRIA to a state-registered adviserJan 10, 2020Jan 8, 2020
Patrick James DurbinEdelman Financial Engines independent RIAFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankJan 3, 2020Jan 28, 2020
Lisa C MendisEdelman Financial Engines independent RIALion Street Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankDec 24, 2019Jan 8, 2020
Antonio LisiEdelman Financial Engines independent RIAOrigin Investment Advisory LLC independent RIARIA to RIADec 16, 2019Apr 12, 2022 (848 d)
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333 moves match.