DFX Intelligence
Advisor moves
Departures from Cetera Investment Advisers LLCWhat a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
3,023 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Alice Clara-Mae Amick | Cetera Investment Advisers LLC BD affiliated | Clg LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2023 | Sep 28, 2023 |
| Jessica Lynn Nieminski | Cetera Investment Advisers LLC BD affiliated | Fortis Capital Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2023 | Jan 3, 2024 |
| Brian Joseph Adamek | Cetera Investment Advisers LLC BD affiliated | E-Wealth Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2023 | Oct 6, 2023 |
| Gustavo E Pernalete Torrealba | Cetera Investment Advisers LLC BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2023 | Jan 10, 2024 |
| Christian Luke Fermin | Cetera Investment Advisers LLC BD affiliated | Clg LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2023 | Jan 16, 2026 (747 d) |
| Jason Lee Kramar | Cetera Investment Advisers LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 26, 2023 | Dec 19, 2023 |
| Therese Marie Herzog | Cetera Investment Advisers LLC BD affiliated | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 26, 2023 | Jan 14, 2025 (385 d) |
| Julie Evgenievna Gotman-Matusovskaya | Cetera Investment Advisers LLC BD affiliated | Gotman-Matusovskaya, Julie Evgenievna state registered | Affiliated broker-dealer or bank to a state-registered adviser | Dec 22, 2023 | Jan 9, 2026 (749 d) |
| Timothy Brian Schulze | Cetera Investment Advisers LLC BD affiliated | Creativeone Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 20, 2023 | Dec 20, 2023 |
| Ryan C Bly | Cetera Investment Advisers LLC BD affiliated | Mercer Global Advisors Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 20, 2023 | Jul 2, 2024 (195 d) |
| James David Montijo | Cetera Investment Advisers LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 20, 2023 | Dec 18, 2023 |
| Robert Steven Weissbein | Cetera Investment Advisers LLC BD affiliated | Capital Analysts BD affiliated | Affiliated broker-dealer or bank to another | Dec 18, 2023 | Dec 6, 2023 |
| Thomas Joseph Oneil | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 18, 2023 | Jan 4, 2024 |
| Andrew Tobias Lee | Cetera Investment Advisers LLC BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 18, 2023 | Jan 8, 2024 |
| Terrence Stuart Bridgewater | Cetera Investment Advisers LLC BD affiliated | Bridgewater Advisory Group LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Dec 15, 2023 | Dec 15, 2023 |
| Elizabeth Nora Mcgee | Cetera Investment Advisers LLC BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 15, 2023 | Dec 15, 2023 |
| Brendan Joseph Carey | Cetera Investment Advisers LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Dec 15, 2023 | Dec 15, 2023 |
| Martin Alexander Troiani | Cetera Investment Advisers LLC BD affiliated | Prosperity Financial Group, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 15, 2023 | Dec 15, 2023 |
| Ethan Michael Bridgewater | Cetera Investment Advisers LLC BD affiliated | Bridgewater Advisory Group LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Dec 15, 2023 | Dec 15, 2023 |
| Anna Ferguson | Cetera Investment Advisers LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 15, 2023 | Jan 9, 2024 |
| Daniel A Rosenthal | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 14, 2023 | Dec 11, 2023 |
| Shawn Christian Everett | Cetera Investment Advisers LLC BD affiliated | Regal Investment Advisors LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 12, 2023 | Dec 11, 2023 |
| John Harvey Heil | Cetera Investment Advisers LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 11, 2023 | Dec 11, 2023 |
| Paul Lucian Gabbianelli | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 11, 2023 | Dec 7, 2023 |
| Johnathan Ellison | Cetera Investment Advisers LLC BD affiliated | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 11, 2023 | Dec 4, 2023 |
| Mark Anthony Maroldo | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 8, 2023 | Dec 7, 2023 |
| Robert Anthony Rogers | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 8, 2023 | Dec 7, 2023 |
| Alec Eli Schutz | Cetera Investment Advisers LLC BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 8, 2023 | Dec 8, 2023 |
| James Marvin Mcswain | Cetera Investment Advisers LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Dec 7, 2023 | Dec 4, 2023 |
| Michael Stuart Rankin | Cetera Investment Advisers LLC BD affiliated | Global Retirement Partners LLC institutional | Other | Dec 7, 2023 | Mar 31, 2026 (845 d) |
| Madelyn Anne Corcoran | Cetera Investment Advisers LLC BD affiliated | Orion Portfolio Solutions, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 7, 2023 | Feb 14, 2024 (69 d) |
| Stephen C Anderson | Cetera Investment Advisers LLC BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Dec 5, 2023 | Nov 30, 2023 |
| Christopher Shawn Hebert | Cetera Investment Advisers LLC BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Dec 5, 2023 | Nov 30, 2023 |
| Frank Mitchell Lequerica | Cetera Investment Advisers LLC BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Dec 5, 2023 | Nov 30, 2023 |
| Dannett June Gardiner | Cetera Investment Advisers LLC BD affiliated | Proxy Wealth Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 5, 2023 | Jan 30, 2024 (56 d) |
| Justin Robert Wright | Cetera Investment Advisers LLC BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Dec 5, 2023 | Nov 30, 2023 |
| Frank Anthony Cangelosi | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 1, 2023 | Nov 30, 2023 |
| Brett Arthur Banks | Cetera Investment Advisers LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 1, 2023 | Dec 8, 2023 |
| Bruce Williamson | Cetera Investment Advisers LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Dec 1, 2023 | Nov 29, 2023 |
| Michael Yu Shieh | Cetera Investment Advisers LLC BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Nov 29, 2023 | Nov 29, 2023 |
| Andrew Stuart Mumpower | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 28, 2023 | Dec 4, 2023 |
| Levi Cyphers | Cetera Investment Advisers LLC BD affiliated | Midwest Heritage Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 27, 2023 | Jan 5, 2024 (39 d) |
| Michael Joseph Oconnell | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 22, 2023 | Nov 15, 2023 |
| Darrel Dwaine Shinn | Cetera Investment Advisers LLC BD affiliated | Archer Investment Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 22, 2023 | Jan 1, 2025 (406 d) |
| Warren Edward Lee | Cetera Investment Advisers LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Nov 21, 2023 | Nov 20, 2023 |
| Michael Merritt Talbot | Cetera Investment Advisers LLC BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 20, 2023 | Sep 3, 2025 (653 d) |
| Kyung Suk Choi | Cetera Investment Advisers LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 16, 2023 | Dec 5, 2023 |
| Jerome Michael Madden | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 8, 2023 | Nov 3, 2023 |
| Tyler Redding Mainous | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 8, 2023 | Nov 2, 2023 |
| Paul Daniel Scoles | Cetera Investment Advisers LLC BD affiliated | Jnba Financial Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 8, 2023 | Dec 6, 2023 |
| Andrew Martin Spearman | Cetera Investment Advisers LLC BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Nov 7, 2023 | Nov 3, 2023 |
| Sean C Manners | Cetera Investment Advisers LLC BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Nov 7, 2023 | May 14, 2026 (919 d) |
| Brianna Maria Buckley | Cetera Investment Advisers LLC BD affiliated | Oak Hill Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 7, 2023 | Nov 16, 2023 |
| Thomas Herbert Judge | Cetera Investment Advisers LLC BD affiliated | Century Business & Financial Services state registered | Affiliated broker-dealer or bank to a state-registered adviser | Nov 6, 2023 | Nov 14, 2023 |
| Clement Jaeho Shin | Cetera Investment Advisers LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 6, 2023 | Nov 28, 2023 |
| Paul Chungkwan Kim | Cetera Investment Advisers LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 6, 2023 | Nov 28, 2023 |
| Christopher Michael Weber | Cetera Investment Advisers LLC BD affiliated | Independent Financial Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 3, 2023 | Oct 31, 2023 |
| Nicholas Estey | Cetera Investment Advisers LLC BD affiliated | Goelzer Investment Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 3, 2023 | Jan 9, 2024 (67 d) |
| Steven Kyle Sykes | Cetera Investment Advisers LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 2, 2023 | Jan 5, 2024 (64 d) |
| Marek Bogdan Puk | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 2, 2023 | Nov 6, 2023 |