DFX Intelligence
Advisor moves
Departures from Cetera Investment Advisers LLCWhat a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
3,023 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| James Abraham Satterfield | Cetera Investment Advisers LLC BD affiliated | Stonex Advisors Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 5, 2023 | Sep 19, 2023 |
| Joseph Delio Polsinelli | Cetera Investment Advisers LLC BD affiliated | Nottingham Wealth Partners, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 5, 2023 | Sep 5, 2023 |
| Barnett David Hellenbrand | Cetera Investment Advisers LLC BD affiliated | Hbw Advisory Services LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 1, 2023 | Nov 2, 2023 (62 d) |
| Steven Jay Miles | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 1, 2023 | Sep 5, 2023 |
| Jerald Glen Van Houten | Cetera Investment Advisers LLC BD affiliated | Independent Financial Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 1, 2023 | Aug 25, 2023 |
| Hannah Casabona | Cetera Investment Advisers LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 30, 2023 | Sep 12, 2023 |
| Meagan Christina Calvert | Cetera Investment Advisers LLC BD affiliated | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | Aug 25, 2023 | Sep 13, 2023 |
| Christian Coe Merritt | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 24, 2023 | Dec 1, 2023 (99 d) |
| Robert Hugh Holland | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 22, 2023 | Aug 21, 2023 |
| Nathan Moretto | Cetera Investment Advisers LLC BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Aug 22, 2023 | Aug 30, 2023 |
| James Strano | Cetera Investment Advisers LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 22, 2023 | Aug 31, 2023 |
| Daniel P Stavrides | Cetera Investment Advisers LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 21, 2023 | Sep 1, 2023 |
| Donald William Michael | Cetera Investment Advisers LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 21, 2023 | Sep 1, 2023 |
| William Gale Stracener | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 16, 2023 | Aug 15, 2023 |
| Katy Lynn Hane | Cetera Investment Advisers LLC BD affiliated | Truwealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 16, 2023 | Aug 28, 2023 |
| Katarina L Brubaker | Cetera Investment Advisers LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 16, 2023 | Sep 11, 2023 |
| Jeffrey Dyer | Cetera Investment Advisers LLC BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 15, 2023 | Nov 27, 2023 (104 d) |
| Thomas Patrick Casart | Cetera Investment Advisers LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 15, 2023 | Aug 16, 2023 |
| Ross Kronholm | Cetera Investment Advisers LLC BD affiliated | Cetera Investment Management LLC no RAUM | Other | Aug 14, 2023 | Aug 14, 2023 |
| Tyler Akerlind | Cetera Investment Advisers LLC BD affiliated | Cetera Investment Management LLC no RAUM | Other | Aug 14, 2023 | Aug 14, 2023 |
| Randy Mark Breidbart | Cetera Investment Advisers LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 11, 2023 | Aug 11, 2023 |
| Thomas Alan Walter | Cetera Investment Advisers LLC BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Aug 11, 2023 | Aug 15, 2023 |
| Amanda Marie Noel | Cetera Investment Advisers LLC BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Aug 11, 2023 | Aug 15, 2023 |
| Derik Max Sullivan | Cetera Investment Advisers LLC BD affiliated | Securities America Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 9, 2023 | Aug 7, 2023 |
| David Duane Jones | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 4, 2023 | Aug 7, 2023 |
| Daniel Robert Kerrigan | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 4, 2023 | Aug 7, 2023 |
| Shannon Burnett Fernandez | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 4, 2023 | Aug 7, 2023 |
| Jessica M Bricker | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 4, 2023 | Aug 3, 2023 |
| David Michael Robertson | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 4, 2023 | Aug 3, 2023 |
| Sean W Summers | Cetera Investment Advisers LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 2, 2023 | Aug 9, 2023 |
| Elizabeth Coble Donner | Cetera Investment Advisers LLC BD affiliated | Simplicity Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 1, 2023 | Aug 8, 2023 |
| Eric Thomas Prusinski | Cetera Investment Advisers LLC BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Aug 1, 2023 | Jul 28, 2023 |
| Jason Vitucci | Cetera Investment Advisers LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 28, 2023 | Jul 10, 2023 |
| Natalia Peters | Cetera Investment Advisers LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jul 28, 2023 | Jul 28, 2023 |
| Debra Fain Grauel | Cetera Investment Advisers LLC BD affiliated | Money Concepts Advisory Service BD affiliated | Affiliated broker-dealer or bank to another | Jul 28, 2023 | Jul 28, 2023 |
| Garth Ovead Moreau | Cetera Investment Advisers LLC BD affiliated | Oxenfree Financial no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 28, 2023 | Jul 10, 2023 |
| Jeremy Cole Hill | Cetera Investment Advisers LLC BD affiliated | Lincoln Investment independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 28, 2023 | Aug 1, 2023 |
| James Xerxes Phillips | Cetera Investment Advisers LLC BD affiliated | Oxenfree Financial no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 27, 2023 | Jul 6, 2023 |
| Rodney Yutaka Nishikawa | Cetera Investment Advisers LLC BD affiliated | Rmc Financial Advisors, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jul 25, 2023 | Jul 31, 2023 |
| David T Bush | Cetera Investment Advisers LLC BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Jul 25, 2023 | Aug 18, 2023 |
| Scott Ryan Lewis | Cetera Investment Advisers LLC BD affiliated | Securities America Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 25, 2023 | Sep 18, 2023 (55 d) |
| Jamison Dale Edlin | Cetera Investment Advisers LLC BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 20, 2023 | Dec 26, 2023 (159 d) |
| Linxin Chen | Cetera Investment Advisers LLC BD affiliated | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 18, 2023 | Aug 1, 2023 |
| Anthony Schifano | Cetera Investment Advisers LLC BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 12, 2023 | Jul 28, 2023 |
| Montie Denise Piccininno | Cetera Investment Advisers LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 11, 2023 | Jul 11, 2023 |
| Joseph Steven Parker | Cetera Investment Advisers LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 30, 2023 | Jun 30, 2023 |
| Collin Garrett Loesch | Cetera Investment Advisers LLC BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Jun 30, 2023 | Jul 11, 2023 |
| William Butler | Cetera Investment Advisers LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 29, 2023 | Aug 14, 2023 (46 d) |
| Warren Davis Waters | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 28, 2023 | May 30, 2023 |
| Michael J Imbarrato | Cetera Investment Advisers LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jun 28, 2023 | Sep 8, 2023 (72 d) |
| Allison Nicole Ardingo | Cetera Investment Advisers LLC BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 23, 2023 | Jun 28, 2023 |
| Larry Eugene Foster | Cetera Investment Advisers LLC BD affiliated | Wisdom Planning Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 22, 2023 | Jun 22, 2023 |
| Denver Floyd Mccallister | Cetera Investment Advisers LLC BD affiliated | Williamson Wealth Management state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jun 22, 2023 | Jan 17, 2025 (575 d) |
| Kevin Clinton Loyd | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 22, 2023 | Jul 19, 2023 |
| Desirae Monaco | Cetera Investment Advisers LLC BD affiliated | Corecap Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jun 22, 2023 | Jul 19, 2023 |
| Calvin Earl Keth | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 22, 2023 | Jun 20, 2023 |
| Jeremy David Spellmeyer | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 22, 2023 | Jun 20, 2023 |
| Fabrizio Giacona | Cetera Investment Advisers LLC BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 21, 2023 | Jun 15, 2023 |
| Robert Anderson Pearl | Cetera Investment Advisers LLC BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 21, 2023 | Jun 15, 2023 |
| Dylan Diflorio | Cetera Investment Advisers LLC BD affiliated | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 20, 2023 | Nov 25, 2025 (889 d) |