DFX Intelligence
Advisor moves
Departures from Cetera Investment Advisers LLCWhat a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
3,023 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Joseph Frank Persichetti | Cetera Investment Advisers LLC BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 17, 2022 | Aug 17, 2022 |
| Alfred Heinz Richter | Cetera Investment Advisers LLC BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 17, 2022 | Aug 17, 2022 |
| Urja S Shah | Cetera Investment Advisers LLC BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 17, 2022 | Aug 17, 2022 |
| Duhan Malali | Cetera Investment Advisers LLC BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 17, 2022 | Aug 17, 2022 |
| Andrew W Booth | Cetera Investment Advisers LLC BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 17, 2022 | Aug 17, 2022 |
| Timothy Dornan Moran | Cetera Investment Advisers LLC BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 17, 2022 | Aug 17, 2022 |
| Paul Kuleska | Cetera Investment Advisers LLC BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 17, 2022 | Aug 17, 2022 |
| Jeffrey Kent Schriner | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 12, 2022 | Oct 3, 2022 (52 d) |
| Vincent De Paul Matthews | Cetera Investment Advisers LLC BD affiliated | Hub Investment Partners, LLC other | Other | Aug 12, 2022 | Aug 25, 2023 (378 d) |
| Chad Anthony Pugh | Cetera Investment Advisers LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 12, 2022 | Sep 2, 2022 |
| Joshua Nathanael Wood | Cetera Investment Advisers LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Aug 10, 2022 | Aug 25, 2022 |
| Darren Johns | Cetera Investment Advisers LLC BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 9, 2022 | Sep 13, 2022 (35 d) |
| Baodong Hu | Cetera Investment Advisers LLC BD affiliated | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 9, 2022 | Aug 9, 2022 |
| Eric Anders Johnson | Cetera Investment Advisers LLC BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Aug 5, 2022 | Aug 4, 2022 |
| David Vigil | Cetera Investment Advisers LLC BD affiliated | Securities America Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 3, 2022 | Aug 2, 2022 |
| Allen Gammon Yee | Cetera Investment Advisers LLC BD affiliated | United Planners' Financial Services Of America A Limited Partner independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 2, 2022 | Aug 2, 2022 |
| Matthew Vaughn Roth | Cetera Investment Advisers LLC BD affiliated | Truist Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 2, 2022 | Aug 17, 2022 |
| Brandon Lawrence Yee | Cetera Investment Advisers LLC BD affiliated | United Planners' Financial Services Of America A Limited Partner independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 2, 2022 | Jan 1, 2025 (883 d) |
| Brandt Patrick Gebel | Cetera Investment Advisers LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 2, 2022 | Aug 9, 2022 |
| Kenneth I Weinstein | Cetera Investment Advisers LLC BD affiliated | Key Investment Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 1, 2022 | Aug 2, 2022 |
| Laura Beth Mataitis | Cetera Investment Advisers LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 1, 2022 | Aug 25, 2022 |
| Charles Edward Stockham | Cetera Investment Advisers LLC BD affiliated | Ia Network, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 28, 2022 | Jul 29, 2022 |
| Jody Lynn Beene Smith | Cetera Investment Advisers LLC BD affiliated | Ia Network, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 28, 2022 | Jul 28, 2022 |
| Mary Carmella Neary | Cetera Investment Advisers LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 22, 2022 | Aug 22, 2022 (31 d) |
| Jason David Walls | Cetera Investment Advisers LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 20, 2022 | Feb 11, 2026 (1302 d) |
| Aaron Marten Zitalone | Cetera Investment Advisers LLC BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Jul 20, 2022 | Jul 19, 2022 |
| Bryan Martin Grove | Cetera Investment Advisers LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jul 19, 2022 | Jul 15, 2022 |
| Julian Simmerman | Cetera Investment Advisers LLC BD affiliated | Cbiz Investment Advisory Services, LLC institutional | Other | Jul 12, 2022 | Jun 30, 2026 (1449 d) |
| Khiem Thi Truong - Von Garvisch | Cetera Investment Advisers LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 8, 2022 | Jul 11, 2022 |
| William Rolla Peck | Cetera Investment Advisers LLC BD affiliated | Truist Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 5, 2022 | Jul 12, 2022 |
| Juan D Giraldo | Cetera Investment Advisers LLC BD affiliated | Santander Securities BD affiliated | Affiliated broker-dealer or bank to another | Jul 5, 2022 | Jul 8, 2022 |
| Henry Joseph Vanbuskirk | Cetera Investment Advisers LLC BD affiliated | Benefit Financial Services Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 1, 2022 | Jul 8, 2022 |
| William John Taratsas | Cetera Investment Advisers LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 28, 2022 | Jul 27, 2022 |
| Steven M Cook | Cetera Investment Advisers LLC BD affiliated | Eagle Strategies LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 28, 2022 | Dec 21, 2022 (176 d) |
| Marissa K Johnson | Cetera Investment Advisers LLC BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Jun 23, 2022 | Jun 23, 2022 |
| Xiaolu Yan | Cetera Investment Advisers LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 21, 2022 | Jun 17, 2022 |
| Sam J Lacaria | Cetera Investment Advisers LLC BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 16, 2022 | Aug 30, 2022 (75 d) |
| Deryck Ian Gryne | Cetera Investment Advisers LLC BD affiliated | Ally Invest Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 14, 2022 | Dec 7, 2022 (176 d) |
| Gina Cornelia Jacobson | Cetera Investment Advisers LLC BD affiliated | Vision Capital Management Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 8, 2022 | Jul 11, 2022 (33 d) |
| Claudia Vazquez-Geis | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 6, 2022 | Apr 1, 2024 (665 d) |
| David Andrew Barash | Cetera Investment Advisers LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 6, 2022 | Jul 13, 2022 (37 d) |
| Hunter Thomas Burdick | Cetera Investment Advisers LLC BD affiliated | First Trust Advisors LP asset manager | Other | Jun 6, 2022 | Jun 13, 2022 |
| Justin Cabibi | Cetera Investment Advisers LLC BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 3, 2022 | Jun 20, 2022 |
| Michael Correll | Cetera Investment Advisers LLC BD affiliated | Comerica Securities independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 3, 2022 | Jun 21, 2022 |
| Nicole Therese Westlund | Cetera Investment Advisers LLC BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 2, 2022 | Jun 14, 2022 |
| Jessica D Walters | Cetera Investment Advisers LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jun 1, 2022 | Jun 9, 2022 |
| Donald Joseph Connick | Cetera Investment Advisers LLC BD affiliated | Osaic Fa, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 27, 2022 | May 26, 2022 |
| Yan Jiang | Cetera Investment Advisers LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | May 27, 2022 | Jun 9, 2022 |
| Renata Lance | Cetera Investment Advisers LLC BD affiliated | Emerson Equity LLC BD affiliated | Affiliated broker-dealer or bank to another | May 25, 2022 | Mar 1, 2024 (646 d) |
| Thomas Anderson Cassedy | Cetera Investment Advisers LLC BD affiliated | Cassedy Financial Group, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | May 24, 2022 | Jan 1, 2025 (953 d) |
| Ryan Newton | Cetera Investment Advisers LLC BD affiliated | Securities America Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 24, 2022 | Jul 5, 2022 (42 d) |
| Cameron Anderson Cassedy | Cetera Investment Advisers LLC BD affiliated | Cassedy Financial Group, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | May 24, 2022 | Jun 23, 2022 |
| Eric Tin Yao Lam | Cetera Investment Advisers LLC BD affiliated | Cassedy Financial Group, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | May 24, 2022 | Jan 1, 2025 (953 d) |
| Lance Allen | Cetera Investment Advisers LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | May 19, 2022 | May 18, 2022 |
| Christy Allison Lederer | Cetera Investment Advisers LLC BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | May 13, 2022 | May 6, 2022 |
| Natasha Vladimir Escareno | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 11, 2022 | Jul 6, 2022 (56 d) |
| Michael Berkowitz | Cetera Investment Advisers LLC BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | May 10, 2022 | Aug 7, 2023 (454 d) |
| Daniel Collins Coblentz | Cetera Investment Advisers LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 8, 2022 | Aug 25, 2022 (109 d) |
| Michelle Renee Gascoigne | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 6, 2022 | May 6, 2022 |
| Cary Duane Strohmeyer | Cetera Investment Advisers LLC BD affiliated | Momentum Independent Network Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 3, 2022 | May 2, 2022 |