DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Usaa Financial Planning Services

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Leah Autumn ClancyUsaa Financial Planning Services no RAUMLPL Financial LLC independent RIAOtherJan 8, 2018Jan 24, 2018
Jason Chian-Chih SuUsaa Financial Planning Services no RAUMVanguard Advisers, Inc. otherOtherDec 21, 2017Dec 26, 2017
Edward SkinnerUsaa Financial Planning Services no RAUMPersonal Capital Advisors Corporation independent RIAOtherDec 4, 2017Mar 7, 2018 (93 d)
Brett Richard BillensteinUsaa Financial Planning Services no RAUMVanguard Advisers, Inc. BD affiliatedOtherNov 30, 2017Feb 7, 2019 (434 d)
Alondra AzurmendiUsaa Financial Planning Services no RAUMMML Investors Services, LLC BD affiliatedOtherNov 22, 2017May 29, 2018 (188 d)
Mark KoellnerUsaa Financial Planning Services no RAUMEdward Jones national BDOtherNov 16, 2017Nov 3, 2017
Kelli Marie ThurmondUsaa Financial Planning Services no RAUMCharles Schwab & Co., Inc. national BDOtherNov 16, 2017Jun 9, 2023 (2031 d)
Julie Elise BarkerUsaa Financial Planning Services no RAUMCharles Schwab & Co., Inc. national BDOtherNov 13, 2017May 22, 2019 (555 d)
Joseph S BaumhoverUsaa Financial Planning Services no RAUMCharles Schwab & Co., Inc. national BDOtherNov 13, 2017Oct 19, 2018 (340 d)
Phillip Michael KlineUsaa Financial Planning Services no RAUMRaymond James Financial Services Advisors, Inc otherOtherOct 31, 2017Nov 8, 2017
Marielle StockdaleUsaa Financial Planning Services no RAUMSchwab Wealth Advisory, Inc. no RAUMOtherOct 31, 2017Jun 14, 2022 (1687 d)
Jennifer Nicole CarterUsaa Financial Planning Services no RAUMFisher Investments otherOtherOct 13, 2017Oct 18, 2017
George VargasUsaa Financial Planning Services no RAUMTd Ameritrade, Inc. no RAUMOtherOct 11, 2017Nov 9, 2017
Travis J MottUsaa Financial Planning Services no RAUMSchwab Wealth Advisory, Inc. otherOtherOct 10, 2017Mar 9, 2018 (150 d)
Daniel Fallon TafoyaUsaa Financial Planning Services no RAUMT. Rowe Price Advisory Services, Inc. otherOtherSep 29, 2017Nov 2, 2017 (34 d)
Mitchel Dwayne CoxUsaa Financial Planning Services no RAUMCharles Schwab & Co., Inc. national BDOtherSep 22, 2017Aug 20, 2018 (332 d)
Michael PartridgeUsaa Financial Planning Services no RAUMRaymond James & Associates, Inc. national BDOtherSep 21, 2017Sep 19, 2017
Michael Justin SalemyUsaa Financial Planning Services no RAUMNorthwestern Mutual Investment Services,LLC no RAUMOtherSep 19, 2017May 16, 2018 (239 d)
Gerald James NassifUsaa Financial Planning Services no RAUMFidelity Personal And Workplace Advisors BD affiliatedOtherSep 1, 2017May 15, 2019 (621 d)
Sean R MeyeresUsaa Financial Planning Services no RAUMCharles Schwab & Co., Inc. national BDOtherAug 28, 2017Sep 22, 2017
David Paul CatronUsaa Financial Planning Services no RAUMFrontier Investment Management Co otherOtherAug 24, 2017Sep 14, 2017
Jose Miguel MartinezUsaa Financial Planning Services no RAUMEdward Jones national BDOtherAug 17, 2017Aug 18, 2017
Jason Michael GuloshUsaa Financial Planning Services no RAUMEdelman Financial Services, LLC otherOtherAug 16, 2017Oct 23, 2017 (68 d)
Ryan Michael StruskiUsaa Financial Planning Services no RAUMFrost Investment Advisors, LLC asset managerOtherAug 15, 2017Feb 20, 2018 (189 d)
Karen Cecilia BurkhartUsaa Financial Planning Services no RAUMWells Fargo Advisors wirehouseOtherAug 14, 2017Jul 31, 2017
Samir Harish PatelUsaa Financial Planning Services no RAUMLPL Financial LLC otherOtherAug 10, 2017Sep 6, 2017
Christopher D. LarueUsaa Financial Planning Services no RAUMRaymond James & Associates, Inc. national BDOtherAug 10, 2017Aug 22, 2017
Spencer Curtis ChristiansenUsaa Financial Planning Services no RAUMFisher Investments otherOtherAug 9, 2017Aug 23, 2017
Gregory Matthew PalmieriUsaa Financial Planning Services no RAUMSofi Wealth LLC independent RIAOtherAug 7, 2017Jan 14, 2020 (890 d)
Derric HooverUsaa Financial Planning Services no RAUMTd Ameritrade, Inc. no RAUMOtherAug 4, 2017Jan 5, 2018 (154 d)
Robert Thomas FordUsaa Financial Planning Services no RAUMLPL Financial LLC independent RIAOtherAug 3, 2017Jan 8, 2019 (523 d)
Jacob Lee FlachUsaa Financial Planning Services no RAUMMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherAug 1, 2017Jul 28, 2017
Clinton Paul DosioUsaa Financial Planning Services no RAUMLPL Financial LLC BD affiliatedOtherJul 31, 2017Jan 1, 2025 (2711 d)
Gina GonzalezUsaa Financial Planning Services no RAUMStrategic Advisers LLC national BDOtherJul 28, 2017Aug 28, 2017 (31 d)
Whitney B WilliamsUsaa Financial Planning Services no RAUMVanguard Advisers, Inc. otherOtherJul 26, 2017Aug 22, 2017
Robert Glenn McgregorUsaa Financial Planning Services no RAUMSeia otherOtherJul 20, 2017Sep 26, 2017 (68 d)
Jun Michael TangUsaa Financial Planning Services no RAUMCapital One Advisors, LLC otherOtherJul 20, 2017Jun 29, 2017
Samin Mozaffari-NejadUsaa Financial Planning Services no RAUMVanguard Advisers, Inc. otherOtherJul 14, 2017Aug 17, 2017 (34 d)
Joseph Bedford JamesUsaa Financial Planning Services no RAUMMML Investors Services, LLC otherOtherJul 11, 2017Jul 28, 2017
Trushar Jayendra JoshiUsaa Financial Planning Services no RAUMFidelity Personal And Workplace Advisors BD affiliatedOtherJun 29, 2017Jan 11, 2019 (561 d)
Rachel Louise WileyUsaa Financial Planning Services no RAUMArvest Wealth Management otherOtherJun 29, 2017Sep 14, 2017 (77 d)
James Jimmy VeraUsaa Financial Planning Services no RAUMJ.P. Morgan Securities LLC wirehouseOtherJun 28, 2017Aug 13, 2018 (411 d)
Bradley Allen PyleUsaa Financial Planning Services no RAUMEdward Jones national BDOtherJun 28, 2017Jun 23, 2017
Danielle Marie ReitzUsaa Financial Planning Services no RAUMMissionsquare Retirement otherOtherJun 22, 2017Aug 2, 2017 (41 d)
Matthew W GourguesUsaa Financial Planning Services no RAUMRaymond James & Associates, Inc. national BDOtherJun 21, 2017Mar 14, 2019 (631 d)
Michael Sean MolloyUsaa Financial Planning Services no RAUMCharles Schwab & Co., Inc. national BDOtherJun 16, 2017Jul 11, 2017
Max Joseph ElvromUsaa Financial Planning Services no RAUMEdward Jones national BDOtherJun 14, 2017Jun 16, 2017
Cheryl West LangstonUsaa Financial Planning Services no RAUMBb&T Investment Services, Inc. otherOtherJun 13, 2017Jun 19, 2017
Richard Matthew DeckerUsaa Financial Planning Services no RAUMRaymond James Financial Services Advisors, Inc otherOtherJun 8, 2017Jul 18, 2017 (40 d)
Ronnie HiggsUsaa Financial Planning Services no RAUMArvest Wealth Management otherOtherJun 8, 2017Sep 27, 2017 (111 d)
Joseph Di VincenzoUsaa Financial Planning Services no RAUMTruist Advisory Services, Inc. otherOtherJun 8, 2017Jun 14, 2017
Robert Estel CopelandUsaa Financial Planning Services no RAUMMadison Wealth Management otherOtherMay 11, 2017Jun 6, 2017
Jennifer Lynn MeyerUsaa Financial Planning Services no RAUMRaymond James Financial Services Advisors, Inc BD affiliatedOtherMay 5, 2017Mar 13, 2018 (312 d)
Michael E AndrewsUsaa Financial Planning Services no RAUMSchwab Wealth Advisory, Inc. no RAUMOtherMay 5, 2017Jun 7, 2022 (1859 d)
Alex M WilsonUsaa Financial Planning Services no RAUMSchwab Wealth Advisory, Inc. otherOtherMay 5, 2017Aug 25, 2017 (112 d)
Jonathan William LennoxUsaa Financial Planning Services no RAUMIndependent Financial Group, LLC otherOtherMay 5, 2017Jul 17, 2017 (73 d)
Lee Anne PrzybylaUsaa Financial Planning Services no RAUMBroadway Wealth Solutions independent RIAOtherMay 5, 2017Sep 16, 2019 (864 d)
Michael Stephen FrazierUsaa Financial Planning Services no RAUMVanguard Advisers, Inc. otherOtherMay 5, 2017May 23, 2017
Christopher R JohnsonUsaa Financial Planning Services no RAUM1st Global Advisors Inc BD affiliatedOtherMay 5, 2017Jul 8, 2018 (429 d)
Bryan ClaphamUsaa Financial Planning Services no RAUMRound Table Capital Management unclassifiedOtherMay 5, 2017Sep 11, 2018 (494 d)
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534 moves match.