DFX Intelligence
Advisor moves
Departures from Vanguard Advisers, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Trudy Mae Blanton | Vanguard Advisers, Inc. BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Jul 11, 2023 | Jul 20, 2023 |
| Nicholas Johnson | Vanguard Advisers, Inc. BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 6, 2023 | Jul 20, 2023 |
| Matthew Marrella | Vanguard Advisers, Inc. BD affiliated | Mycio Wealth Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 6, 2023 | Mar 14, 2024 (252 d) |
| Sara Jean Zuckerman | Vanguard Advisers, Inc. BD affiliated | Reset Financial Planning LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jul 5, 2023 | Jul 27, 2023 |
| Trent Robert White | Vanguard Advisers, Inc. BD affiliated | Luminvest Wealth Management LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 5, 2023 | Jun 29, 2023 |
| Jennifer Leigh Hill | Vanguard Advisers, Inc. BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 5, 2023 | Aug 2, 2023 |
| Stephanie Zodtner Baszner | Vanguard Advisers, Inc. BD affiliated | Ritholtz Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 5, 2023 | Jul 10, 2023 |
| Mattia Louise Anderson | Vanguard Advisers, Inc. BD affiliated | Brighton Jones LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 3, 2023 | Jul 18, 2023 |
| Jeffrey A. Seitz | Vanguard Advisers, Inc. BD affiliated | Facet independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 21, 2023 | Jun 21, 2023 |
| Michael E. Benedykciuk | Vanguard Advisers, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jun 20, 2023 | Jul 8, 2024 (384 d) |
| Moses Peter Rosario | Vanguard Advisers, Inc. BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 16, 2023 | Dec 18, 2024 (551 d) |
| Grant Bower Murphy | Vanguard Advisers, Inc. BD affiliated | Patriot Investment Management Group Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 15, 2023 | Jun 13, 2023 |
| Alexander Joseph Gaustad | Vanguard Advisers, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jun 9, 2023 | Jul 16, 2024 (403 d) |
| Wanda Francia Gray | Vanguard Advisers, Inc. BD affiliated | Schwab Wealth Advisory, Inc. no RAUM | Other | May 31, 2023 | Jun 28, 2023 |
| Zachary Shuster | Vanguard Advisers, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | May 31, 2023 | Jun 8, 2023 |
| Patrick Magnuszewski | Vanguard Advisers, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | May 30, 2023 | Jul 18, 2023 (49 d) |
| Nickles Gregory Spryn | Vanguard Advisers, Inc. BD affiliated | Marmo Financial Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 23, 2023 | Sep 19, 2023 (119 d) |
| Zachary Sellers Gignac | Vanguard Advisers, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | May 23, 2023 | Dec 20, 2023 (211 d) |
| Christopher Lewis Finizio | Vanguard Advisers, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | May 9, 2023 | Aug 7, 2023 (90 d) |
| Poojit Sudarshan Ravikumar | Vanguard Advisers, Inc. BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 4, 2023 | May 5, 2023 |
| Elizabeth Jones Norris | Vanguard Advisers, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | May 3, 2023 | May 25, 2023 |
| Melissa Rivas | Vanguard Advisers, Inc. BD affiliated | Tandem Wealth Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | May 2, 2023 | Sep 19, 2023 (140 d) |
| Dominic Michael Russo | Vanguard Advisers, Inc. BD affiliated | Chicago Investment Advisory Group independent RIA | Affiliated broker-dealer or bank to independent RIA | May 2, 2023 | Aug 1, 2023 (91 d) |
| Walter Edward Nystrom | Vanguard Advisers, Inc. BD affiliated | A.G.P / Alliance Global Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 27, 2023 | Feb 3, 2026 (1013 d) |
| Deondra Monique Perrone | Vanguard Advisers, Inc. BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 26, 2023 | Aug 9, 2023 (105 d) |
| Robert Williams | Vanguard Advisers, Inc. BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 26, 2023 | May 10, 2023 |
| Bart Kendall Gregory | Vanguard Advisers, Inc. BD affiliated | Credit Union Investment Services state registered | Affiliated broker-dealer or bank to a state-registered adviser | Apr 25, 2023 | May 9, 2023 |
| Addison Scott Taylor | Vanguard Advisers, Inc. BD affiliated | Build Wealth Partners state registered | Affiliated broker-dealer or bank to a state-registered adviser | Apr 25, 2023 | Jul 30, 2026 (1192 d) |
| Michael Leon Caster | Vanguard Advisers, Inc. BD affiliated | Falcon Wealth Planning, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 12, 2023 | Apr 4, 2025 (723 d) |
| Collin Robert Deysher | Vanguard Advisers, Inc. BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 12, 2023 | Apr 27, 2023 |
| Andrew White | Vanguard Advisers, Inc. BD affiliated | Merit Wealth Management, LLC unclassified | Other | Apr 10, 2023 | Apr 11, 2023 |
| Isaac Alexander Boll | Vanguard Advisers, Inc. BD affiliated | Harbour Investments, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 4, 2023 | Jun 16, 2023 (73 d) |
| Hasib Salem Amani | Vanguard Advisers, Inc. BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Apr 4, 2023 | Apr 26, 2023 |
| Justin Jon Lundberg | Vanguard Advisers, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 31, 2023 | Feb 8, 2024 (314 d) |
| Michael Paul Squier | Vanguard Advisers, Inc. BD affiliated | Mercer Global Advisors Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 29, 2023 | Apr 3, 2023 |
| Khalif Elliot Croom | Vanguard Advisers, Inc. BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Mar 29, 2023 | May 2, 2023 (34 d) |
| Vincent Anthony Abbatiello | Vanguard Advisers, Inc. BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Mar 28, 2023 | Jul 11, 2023 (105 d) |
| Timothy Tanner Lovell | Vanguard Advisers, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 27, 2023 | Apr 28, 2023 (32 d) |
| Robert Alan Moyer | Vanguard Advisers, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Mar 23, 2023 | Apr 18, 2023 |
| Tyler Justin Thomas | Vanguard Advisers, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Mar 22, 2023 | Aug 11, 2023 (142 d) |
| Christien Bryant | Vanguard Advisers, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 15, 2023 | Mar 15, 2023 |
| Christy Ann Knotz | Vanguard Advisers, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 7, 2023 | Nov 28, 2023 (266 d) |
| Krysta Dos Santos | Vanguard Advisers, Inc. BD affiliated | Gentrust independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 7, 2023 | Sep 1, 2023 (178 d) |
| Sean Thomas Lynch | Vanguard Advisers, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 7, 2023 | Jul 2, 2025 (848 d) |
| Reginald K Johnson | Vanguard Advisers, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 24, 2023 | Dec 4, 2024 (649 d) |
| Myron Damone Hill | Vanguard Advisers, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 23, 2023 | Mar 30, 2023 (35 d) |
| Aristotle Tinios | Vanguard Advisers, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Feb 23, 2023 | Jun 20, 2023 (117 d) |
| Christopher Spitaletto | Vanguard Advisers, Inc. BD affiliated | Allstate Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 22, 2023 | Feb 23, 2024 (366 d) |
| Ryan Allen Curwick | Vanguard Advisers, Inc. BD affiliated | Capital Investment Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 21, 2023 | Mar 20, 2023 |
| Matthew Elliott Henry | Vanguard Advisers, Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Feb 21, 2023 | Mar 10, 2023 |
| Jesse Thurman | Vanguard Advisers, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Feb 21, 2023 | Aug 20, 2024 (546 d) |
| Sean Power | Vanguard Advisers, Inc. BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 17, 2023 | Jun 7, 2025 (841 d) |
| Babak G Haghighi | Vanguard Advisers, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Feb 14, 2023 | Apr 25, 2023 (70 d) |
| Mark Lawrence Metz | Vanguard Advisers, Inc. BD affiliated | Creative Planning independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 14, 2023 | Mar 13, 2023 |
| Luke Edward Payne | Vanguard Advisers, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 13, 2023 | Feb 15, 2023 |
| John B Klen | Vanguard Advisers, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 7, 2023 | Feb 16, 2023 |
| Lisa Ellen Marino | Vanguard Advisers, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 7, 2023 | Mar 31, 2023 (52 d) |
| Kevin Dennis Cowan | Vanguard Advisers, Inc. BD affiliated | Tfo Family Office Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 7, 2023 | Feb 16, 2023 |
| Olivia Kathryn Aranda Lima | Vanguard Advisers, Inc. BD affiliated | Abundo Wealth no RAUM | Other | Feb 7, 2023 | Apr 13, 2023 (65 d) |
| Martha L Landon | Vanguard Advisers, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Feb 2, 2023 | Apr 4, 2024 (427 d) |
1,264 moves match.