DFX Intelligence
Advisor moves
Departures from Vanguard Advisers, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Paulina Barbara Cylwik | Vanguard Advisers, Inc. BD affiliated | Doyenne Wealth Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 2, 2023 | Feb 1, 2024 (364 d) |
| Paloma I. Limones | Vanguard Advisers, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Feb 1, 2023 | May 16, 2023 (104 d) |
| Nicholas Andrew Stumpo | Vanguard Advisers, Inc. BD affiliated | Hightower Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 27, 2023 | Jan 26, 2023 |
| Carson Pope | Vanguard Advisers, Inc. BD affiliated | Alliancebernstein L.P. asset manager | Other | Jan 27, 2023 | Mar 15, 2023 (47 d) |
| Pedro Franco | Vanguard Advisers, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 27, 2023 | Feb 7, 2023 |
| Teresa Jay Digregorio | Vanguard Advisers, Inc. BD affiliated | Cresset Asset Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 27, 2023 | Mar 27, 2023 (59 d) |
| Jacob M Grier | Vanguard Advisers, Inc. BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Jan 27, 2023 | Feb 14, 2023 |
| Liam Dunning Fitzgerald | Vanguard Advisers, Inc. BD affiliated | Lyon Wealth Advisors mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jan 26, 2023 | Mar 30, 2023 (63 d) |
| Jamie Dewayne Carmack | Vanguard Advisers, Inc. BD affiliated | Corda Investment Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 25, 2023 | Jan 24, 2023 |
| Rogelio Garduno | Vanguard Advisers, Inc. BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Jan 20, 2023 | Feb 3, 2023 |
| Archibald Robinson Hoxton | Vanguard Advisers, Inc. BD affiliated | Hoxton Planning & Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 19, 2023 | Feb 17, 2023 |
| Tim Barbacane | Vanguard Advisers, Inc. BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Jan 17, 2023 | Jan 12, 2024 (360 d) |
| Kyle Osting | Vanguard Advisers, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jan 17, 2023 | Mar 24, 2023 (66 d) |
| Lily Linh Huang | Vanguard Advisers, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 11, 2023 | Apr 17, 2023 (96 d) |
| Laura Lattimore Kido | Vanguard Advisers, Inc. BD affiliated | Novare Capital Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2022 | Apr 28, 2025 (849 d) |
| Patrick Dominic Melvin | Vanguard Advisers, Inc. BD affiliated | Brighton Jones LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2022 | Feb 17, 2023 (48 d) |
| Paul Thomas Cola | Vanguard Advisers, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 31, 2022 | Jan 20, 2023 |
| Brandon Casas | Vanguard Advisers, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 31, 2022 | Jan 13, 2023 |
| John Deming | Vanguard Advisers, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 31, 2022 | Jan 31, 2023 (31 d) |
| Brad Arrington | Vanguard Advisers, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 21, 2022 | May 16, 2023 (146 d) |
| Brendan Robert Thomas Hunter | Vanguard Advisers, Inc. BD affiliated | Wescott Financial Advisory Group LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 21, 2022 | Jan 20, 2023 |
| Anthony Clive Jarrett | Vanguard Advisers, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 20, 2022 | Feb 22, 2023 (64 d) |
| Patrick Ryan Fleming | Vanguard Advisers, Inc. BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Dec 19, 2022 | Mar 26, 2024 (463 d) |
| Spencer Orr | Vanguard Advisers, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 19, 2022 | Dec 19, 2022 |
| Alan Nataniel Gonzalez | Vanguard Advisers, Inc. BD affiliated | Sendero Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 16, 2022 | Jan 17, 2023 (32 d) |
| Hunter Shull | Vanguard Advisers, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Dec 15, 2022 | Dec 21, 2022 |
| Karanja Smith | Vanguard Advisers, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 14, 2022 | Jul 14, 2023 (212 d) |
| Andrew J Cheshire | Vanguard Advisers, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 12, 2022 | Mar 17, 2023 (95 d) |
| Tammy Elizabeth Austin | Vanguard Advisers, Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Dec 12, 2022 | Dec 22, 2022 |
| Edward Anthony Kamradt | Vanguard Advisers, Inc. BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 9, 2022 | Dec 8, 2022 |
| Alexandra Sandoval | Vanguard Advisers, Inc. BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Dec 9, 2022 | Jan 6, 2023 |
| Delfin Rosca Llamas | Vanguard Advisers, Inc. BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Dec 7, 2022 | May 20, 2024 (530 d) |
| Christopher M Eccles | Vanguard Advisers, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 7, 2022 | Dec 22, 2022 |
| Buba Nyassi | Vanguard Advisers, Inc. BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Dec 6, 2022 | Jan 9, 2023 (34 d) |
| Mark Thomas Mccaffrey | Vanguard Advisers, Inc. BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Dec 5, 2022 | Dec 22, 2022 |
| Winston Bryce Jefferson | Vanguard Advisers, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 5, 2022 | Feb 17, 2023 (74 d) |
| Coty Michael Consic | Vanguard Advisers, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 2, 2022 | Dec 8, 2022 |
| Michael Paul Hariaczyi | Vanguard Advisers, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 25, 2022 | Jan 9, 2023 (45 d) |
| Charlotte Maeve Mcgibbon | Vanguard Advisers, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 22, 2022 | Nov 21, 2022 |
| Hailey Nichole Grooms | Vanguard Advisers, Inc. BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Nov 17, 2022 | Mar 28, 2024 (497 d) |
| Max Michael Murphy | Vanguard Advisers, Inc. BD affiliated | Highpoint Planning Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 16, 2022 | Jun 10, 2025 (937 d) |
| Carly Marie Kaiser | Vanguard Advisers, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 14, 2022 | Nov 14, 2022 |
| Frank Burkhead Wyatt | Vanguard Advisers, Inc. BD affiliated | Suncoast Equity Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 11, 2022 | Dec 13, 2022 (32 d) |
| Jillian Elizabeth Ylo | Vanguard Advisers, Inc. BD affiliated | Bridges Investment Management Inc mixed wealth | Affiliated broker-dealer or bank to independent RIA | Nov 10, 2022 | Nov 17, 2022 |
| Brady David Hemmerle | Vanguard Advisers, Inc. BD affiliated | Stash Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 8, 2022 | Nov 4, 2022 |
| Jesse Hernandez | Vanguard Advisers, Inc. BD affiliated | Voya Financial Partners, LLC no RAUM | Other | Nov 8, 2022 | Nov 30, 2022 |
| Amanda Patricia Williams | Vanguard Advisers, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 3, 2022 | Nov 8, 2022 |
| Miranda Mcleod Cabrelli | Vanguard Advisers, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 2, 2022 | Nov 22, 2022 |
| Thomas Matthew Licwinko | Vanguard Advisers, Inc. BD affiliated | Creative Planning independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 1, 2022 | Oct 31, 2022 |
| Zach D Girres | Vanguard Advisers, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 27, 2022 | Dec 6, 2022 (40 d) |
| Dariusz Corbey | Vanguard Advisers, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 25, 2022 | Mar 14, 2023 (140 d) |
| Christopher Terrence Jennings | Vanguard Advisers, Inc. BD affiliated | Pfg Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 21, 2022 | Oct 12, 2022 |
| Evan Kitzmiller | Vanguard Advisers, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 21, 2022 | Dec 22, 2022 (62 d) |
| Patrick Lawrence Thompson | Vanguard Advisers, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 21, 2022 | Nov 15, 2022 |
| Jaquam Morris | Vanguard Advisers, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 14, 2022 | Feb 1, 2024 (475 d) |
| Philip Wesley Wegman | Vanguard Advisers, Inc. BD affiliated | Ipi Wealth Management, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 14, 2022 | Oct 14, 2022 |
| Carrie Vidamo | Vanguard Advisers, Inc. BD affiliated | Nationwide Securities, LLC no RAUM | Other | Oct 13, 2022 | Nov 14, 2023 (397 d) |
| Pantelis Emanuel Miliotis | Vanguard Advisers, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Oct 12, 2022 | Oct 11, 2022 |
| Caden Wiles | Vanguard Advisers, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 11, 2022 | Nov 9, 2022 |
| Jerry A. Merrill | Vanguard Advisers, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 5, 2022 | Feb 14, 2023 (132 d) |
1,264 moves match.