DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Vanguard Advisers, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Daniel Walter Pawlishyn | Vanguard Advisers, Inc. BD affiliated | Truist Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2024 | Jul 6, 2026 (552 d) |
| Cale William Doda | Vanguard Advisers, Inc. BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 31, 2024 | Nov 24, 2025 (328 d) |
| Alexander Griffin Blasi | Vanguard Advisers, Inc. BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2024 | Dec 11, 2025 (345 d) |
| Hannah Elizabeth Marin | Vanguard Advisers, Inc. BD affiliated | Grey Fox Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2024 | Aug 1, 2025 (213 d) |
| John Paul Stevens | Vanguard Advisers, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Dec 18, 2024 | Feb 18, 2025 (62 d) |
| Scott Michael Paul | Vanguard Advisers, Inc. BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Dec 17, 2024 | Dec 23, 2024 |
| Ishan Ashish Chitale | Vanguard Advisers, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 10, 2024 | Jan 27, 2025 (48 d) |
| Alex Michael Hilbert | Vanguard Advisers, Inc. BD affiliated | Life Story Wealth Planning state registered | Affiliated broker-dealer or bank to a state-registered adviser | Dec 3, 2024 | Nov 18, 2024 |
| Diana Kalunde Nzau | Vanguard Advisers, Inc. BD affiliated | Wealthspire Retirement Advisory institutional | Other | Dec 2, 2024 | Dec 5, 2024 |
| Matthew Thorpe Roberts | Vanguard Advisers, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 2, 2024 | Dec 20, 2024 |
| Daniel Ryan Leuenberger | Vanguard Advisers, Inc. BD affiliated | Dimensional Fund Advisors LP asset manager | Other | Nov 26, 2024 | Dec 18, 2024 |
| David Fedorka | Vanguard Advisers, Inc. BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 22, 2024 | Dec 9, 2025 (382 d) |
| Kevin Paul | Vanguard Advisers, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 22, 2024 | Nov 13, 2024 |
| Joseph David Neal | Vanguard Advisers, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 21, 2024 | Oct 14, 2025 (327 d) |
| James Cummins | Vanguard Advisers, Inc. BD affiliated | First Command Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Nov 21, 2024 | Jul 24, 2026 (610 d) |
| Trinity Rain Grace | Vanguard Advisers, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 20, 2024 | Dec 19, 2024 |
| Andrew Peter Aprahamian | Vanguard Advisers, Inc. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Nov 20, 2024 | Feb 4, 2025 (76 d) |
| Conner William Carvell | Vanguard Advisers, Inc. BD affiliated | Truist Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 15, 2024 | Jan 21, 2025 (67 d) |
| Marc Cavalier | Vanguard Advisers, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Nov 13, 2024 | Nov 26, 2024 |
| Sean Patrick Keating | Vanguard Advisers, Inc. BD affiliated | Dimensional Fund Advisors LP asset manager | Other | Nov 13, 2024 | Nov 13, 2024 |
| Elizabeth Weisbecker Mccollum | Vanguard Advisers, Inc. BD affiliated | Prosperity Financial Planning LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Nov 12, 2024 | Jun 19, 2025 (219 d) |
| Dallas Kirby | Vanguard Advisers, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 8, 2024 | May 12, 2025 (185 d) |
| Trenton Alexander Derrick | Vanguard Advisers, Inc. BD affiliated | Aspire Private Capital independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 1, 2024 | Nov 6, 2024 |
| Rong Xue | Vanguard Advisers, Inc. BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Nov 1, 2024 | Dec 6, 2024 (35 d) |
| Nicholas L Max | Vanguard Advisers, Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Oct 31, 2024 | May 27, 2025 (208 d) |
| Donal Barrett | Vanguard Advisers, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 31, 2024 | Sep 10, 2025 (314 d) |
| Khalif Rameek Mink | Vanguard Advisers, Inc. BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Oct 29, 2024 | Jan 3, 2025 (66 d) |
| Erich H. Cassidy | Vanguard Advisers, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 24, 2024 | Jan 15, 2025 (83 d) |
| Ahmed Antonio Martinez | Vanguard Advisers, Inc. BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 23, 2024 | Dec 19, 2024 (57 d) |
| Christopher Rosic | Vanguard Advisers, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 23, 2024 | Nov 20, 2024 |
| Richard S Hamilton | Vanguard Advisers, Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Oct 17, 2024 | Jan 2, 2025 (77 d) |
| Robert Malzberg | Vanguard Advisers, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 17, 2024 | Oct 23, 2024 |
| Evan Bigler | Vanguard Advisers, Inc. BD affiliated | Schwab Wealth Advisory, Inc. no RAUM | Other | Oct 16, 2024 | Oct 21, 2024 |
| William Rainwater | Vanguard Advisers, Inc. BD affiliated | Truist Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 16, 2024 | Oct 29, 2024 |
| Allen Christopher Klippel | Vanguard Advisers, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 16, 2024 | Oct 22, 2024 |
| Grace-Anne Caroline Dangerfield | Vanguard Advisers, Inc. BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 16, 2024 | Oct 21, 2024 |
| Alexis Lopez | Vanguard Advisers, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 11, 2024 | Sep 26, 2025 (350 d) |
| Ronald J. Centofanti | Vanguard Advisers, Inc. BD affiliated | Strategic Advisers LLC national BD | Affiliated broker-dealer or bank to another | Oct 9, 2024 | May 23, 2025 (226 d) |
| Wade Phillip Hartman | Vanguard Advisers, Inc. BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 9, 2024 | Oct 22, 2024 |
| Sean Miguel Able | Vanguard Advisers, Inc. BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Oct 9, 2024 | Nov 20, 2024 (42 d) |
| Ronald Mario Taraborrelli | Vanguard Advisers, Inc. BD affiliated | Stratos Wealth Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 8, 2024 | Oct 2, 2024 |
| Alex Beck | Vanguard Advisers, Inc. BD affiliated | Schwab Wealth Advisory, Inc. no RAUM | Other | Oct 2, 2024 | Oct 24, 2024 |
| Patrick Michael Kitson | Vanguard Advisers, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 2, 2024 | Nov 22, 2024 (51 d) |
| Ryan Matthew Adler | Vanguard Advisers, Inc. BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 1, 2024 | Oct 25, 2024 |
| Jesse Sven Danielson | Vanguard Advisers, Inc. BD affiliated | Duke And Duke Wealth Management LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Sep 30, 2024 | Sep 27, 2024 |
| Liner Wang | Vanguard Advisers, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 30, 2024 | Oct 22, 2024 |
| Charles Rainey | Vanguard Advisers, Inc. BD affiliated | Pfg Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 26, 2024 | Dec 6, 2024 (71 d) |
| Deborah Kerr | Vanguard Advisers, Inc. BD affiliated | Copperwynd Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 24, 2024 | Oct 28, 2024 (34 d) |
| Wesley C Taylor | Vanguard Advisers, Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Sep 19, 2024 | Jan 28, 2025 (131 d) |
| Tracy Mcmacken | Vanguard Advisers, Inc. BD affiliated | Schwab Wealth Advisory, Inc. no RAUM | Other | Sep 18, 2024 | Oct 24, 2024 (36 d) |
| Jenna Mackenzie Egan | Vanguard Advisers, Inc. BD affiliated | Altfest Personal Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 18, 2024 | Sep 16, 2024 |
| Jason Chian-Chih Su | Vanguard Advisers, Inc. BD affiliated | Family Ai! Financial state registered | Affiliated broker-dealer or bank to a state-registered adviser | Sep 17, 2024 | Sep 20, 2024 |
| Santiago Philippe Workman | Vanguard Advisers, Inc. BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 12, 2024 | Sep 12, 2024 |
| Bryan Edward Nolan | Vanguard Advisers, Inc. BD affiliated | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Sep 11, 2024 | Sep 4, 2024 |
| Aidan Vincent Donnelly | Vanguard Advisers, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 11, 2024 | Aug 21, 2024 |
| Samuel Hanks Manwaring | Vanguard Advisers, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 10, 2024 | Sep 16, 2024 |
| Laura Elizabeth Boldt | Vanguard Advisers, Inc. BD affiliated | Pfg Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 6, 2024 | Aug 29, 2024 |
| Robert Edward Flannigan | Vanguard Advisers, Inc. BD affiliated | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 6, 2024 | Nov 18, 2024 (73 d) |
| Madison Nicole Mcnamara | Vanguard Advisers, Inc. BD affiliated | Crestwood Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 4, 2024 | Sep 24, 2024 |
| Jasson Ramsey Waters | Vanguard Advisers, Inc. BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 3, 2024 | Sep 16, 2024 |
1,264 moves match.