DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from T. Rowe Price Advisory Services, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Michael Patrick PautaurosT. Rowe Price Advisory Services, Inc. independent RIACommoncents Wealth Advisors, LLC state registeredRIA to a state-registered adviserJul 15, 2019Aug 8, 2019
Michael Norman ReinhardtT. Rowe Price Advisory Services, Inc. independent RIAMorgan Stanley wirehouseRIA to wirehouseJul 15, 2019Apr 1, 2021 (626 d)
Muhamed ResicT. Rowe Price Advisory Services, Inc. independent RIARaymond James & Associates, Inc. national BDRIA to affiliated broker-dealer or bankJul 15, 2019Mar 27, 2020 (256 d)
John Francis MyersT. Rowe Price Advisory Services, Inc. independent RIATransamerica Retirement Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankJul 12, 2019Nov 20, 2019 (131 d)
Jason Charles JacksonT. Rowe Price Advisory Services, Inc. independent RIARaymond James Investment Management asset managerOtherJul 11, 2019Oct 2, 2020 (449 d)
Michaela MaciasT. Rowe Price Advisory Services, Inc. independent RIARaymond James Financial Services Advisors, Inc BD affiliatedRIA to affiliated broker-dealer or bankJul 11, 2019Jan 9, 2020 (182 d)
Craig A. JefferisT. Rowe Price Advisory Services, Inc. independent RIAMorgan Stanley wirehouseRIA to wirehouseJul 11, 2019Mar 11, 2020 (244 d)
Derrick Joshua KowalT. Rowe Price Advisory Services, Inc. independent RIAPruco Securities, LLC BD affiliatedRIA to affiliated broker-dealer or bankJul 11, 2019Jul 23, 2019
Brent LitchfieldT. Rowe Price Advisory Services, Inc. independent RIAEmpower Advisory Group, LLC BD affiliatedRIA to affiliated broker-dealer or bankJul 11, 2019Jun 20, 2022 (1075 d)
Heath Duncan HowellT. Rowe Price Advisory Services, Inc. independent RIARaymond James & Associates, Inc. national BDRIA to affiliated broker-dealer or bankJul 11, 2019Jan 6, 2020 (179 d)
Peter Charles LiebermanT. Rowe Price Advisory Services, Inc. independent RIAMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRIA to wirehouseJul 11, 2019Aug 12, 2019 (32 d)
Sean Anthony GarciaT. Rowe Price Advisory Services, Inc. independent RIARaymond James & Associates, Inc. national BDRIA to affiliated broker-dealer or bankJul 10, 2019Jul 12, 2019
Timothy A HarrisT. Rowe Price Advisory Services, Inc. independent RIAMorgan Stanley wirehouseRIA to wirehouseJul 10, 2019Jun 24, 2021 (715 d)
Scott Edward HarrisT. Rowe Price Advisory Services, Inc. independent RIAErnst & Young Investment Advisers Llp no RAUMOtherJul 10, 2019Dec 23, 2019 (166 d)
Agron ElmaziT. Rowe Price Advisory Services, Inc. independent RIAFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankJul 9, 2019Jun 28, 2021 (720 d)
Joshua E DavisT. Rowe Price Advisory Services, Inc. independent RIACuna Brokerage Services, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJul 9, 2019Dec 19, 2019 (163 d)
Adria Erin DemeoT. Rowe Price Advisory Services, Inc. independent RIADarwin Wealth Management independent RIARIA to RIAJul 9, 2019Sep 26, 2019 (79 d)
Nicole M DestefanoT. Rowe Price Advisory Services, Inc. independent RIAMorgan Stanley wirehouseRIA to wirehouseJul 9, 2019Jun 25, 2020 (352 d)
Tucker Frederick DooleyT. Rowe Price Advisory Services, Inc. independent RIACharles Schwab & Co., Inc. national BDRIA to affiliated broker-dealer or bankJul 9, 2019Jul 25, 2019
Eneo Dhimiter DashiT. Rowe Price Advisory Services, Inc. independent RIAMorgan Stanley wirehouseRIA to wirehouseJul 9, 2019Jul 23, 2019
Mark A CibulasT. Rowe Price Advisory Services, Inc. independent RIARaymond James & Associates, Inc. national BDRIA to affiliated broker-dealer or bankJul 8, 2019Mar 18, 2021 (619 d)
Ryan Douglas ChardT. Rowe Price Advisory Services, Inc. independent RIAWealth Advisors Of Tampa Bay independent RIARIA to RIAJul 8, 2019Feb 28, 2020 (235 d)
Jennifer King CherryT. Rowe Price Advisory Services, Inc. independent RIARaymond James & Associates, Inc. national BDRIA to affiliated broker-dealer or bankJul 8, 2019Nov 7, 2019 (122 d)
Jerard S GrayT. Rowe Price Advisory Services, Inc. independent RIAEmpower Advisory Group, LLC BD affiliatedRIA to affiliated broker-dealer or bankJul 8, 2019Sep 17, 2024 (1898 d)
Brandon M WilliamsT. Rowe Price Advisory Services, Inc. independent RIAFinancial Action, Inc. independent RIARIA to RIAJul 2, 2019Jul 8, 2019
Erin BlumbergT. Rowe Price Advisory Services, Inc. independent RIAPruco Securities, LLC BD affiliatedRIA to affiliated broker-dealer or bankJul 2, 2019Dec 20, 2019 (171 d)
Javel Luis BelenT. Rowe Price Advisory Services, Inc. independent RIAFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankJul 2, 2019Apr 8, 2021 (646 d)
Tyler BirdT. Rowe Price Advisory Services, Inc. independent RIARaymond James & Associates, Inc. national BDRIA to affiliated broker-dealer or bankJul 2, 2019Jan 15, 2020 (197 d)
Michael Ryan TrujilloT. Rowe Price Advisory Services, Inc. independent RIAT. Rowe Price Associates, Inc. asset managerOtherJun 27, 2019Jun 27, 2019
Sean Patrick McginnessT. Rowe Price Advisory Services, Inc. independent RIACuso Financial Services, L.P. BD affiliatedRIA to affiliated broker-dealer or bankJun 26, 2019Jul 1, 2019
Luke Alexander ChenowithT. Rowe Price Advisory Services, Inc. independent RIACharles Schwab & Co., Inc. national BDRIA to affiliated broker-dealer or bankMay 24, 2019Jun 17, 2019
Philip W CollierT. Rowe Price Advisory Services, Inc. independent RIARaymond James & Associates, Inc. national BDRIA to affiliated broker-dealer or bankMay 24, 2019May 20, 2019
Logan K SimeringT. Rowe Price Advisory Services, Inc. independent RIATd Ameritrade Investment Management, LLC independent RIARIA to RIAMay 24, 2019Jun 12, 2019
Susan Mya-San JonesT. Rowe Price Advisory Services, Inc. independent RIACharles Schwab & Co., Inc. national BDRIA to affiliated broker-dealer or bankApr 22, 2019May 14, 2019
Christine J. GodlewskiT. Rowe Price Advisory Services, Inc. independent RIARaymond James & Associates, Inc. national BDRIA to affiliated broker-dealer or bankApr 22, 2019May 3, 2019
Andres G LamasT. Rowe Price Advisory Services, Inc. independent RIAMorgan Stanley wirehouseRIA to wirehouseMar 11, 2019Mar 18, 2019
Chad KimbleT. Rowe Price Advisory Services, Inc. independent RIAEquitable Advisors, LLC national BDRIA to affiliated broker-dealer or bankMar 4, 2019Mar 31, 2023 (1488 d)
Julian Esteven OssaT. Rowe Price Advisory Services, Inc. independent RIATruist Advisory Services, Inc. BD affiliatedRIA to affiliated broker-dealer or bankMar 4, 2019Apr 23, 2019 (50 d)
Connie J CorjayT. Rowe Price Advisory Services, Inc. independent RIAMorgan Stanley wirehouseRIA to wirehouseMar 4, 2019Mar 18, 2019
James MugnoT. Rowe Price Advisory Services, Inc. independent RIAT. Rowe Price Associates, Inc. asset managerOtherFeb 26, 2019Feb 26, 2019
Magaly H WilliamsT. Rowe Price Advisory Services, Inc. independent RIARaymond James & Associates, Inc. national BDRIA to affiliated broker-dealer or bankFeb 25, 2019Mar 7, 2019
Adam Ira CohenT. Rowe Price Advisory Services, Inc. independent RIAT. Rowe Price Associates, Inc. asset managerOtherFeb 14, 2019Feb 14, 2019
Adrianna Fornalczyk CaulderT. Rowe Price Advisory Services, Inc. independent RIAT. Rowe Price Associates, Inc. asset managerOtherFeb 14, 2019Feb 14, 2019
Thomas F CasperiteT. Rowe Price Advisory Services, Inc. independent RIAT. Rowe Price Associates, Inc. asset managerOtherFeb 14, 2019Feb 14, 2019
Sara Michele CarrierT. Rowe Price Advisory Services, Inc. independent RIAT. Rowe Price Associates, Inc. asset managerOtherFeb 14, 2019Feb 14, 2019
Adam ByardT. Rowe Price Advisory Services, Inc. independent RIAT. Rowe Price Associates, Inc. asset managerOtherFeb 14, 2019Feb 14, 2019
Christopher John ArkfeldT. Rowe Price Advisory Services, Inc. independent RIAT. Rowe Price Associates, Inc. asset managerOtherFeb 14, 2019Feb 14, 2019
Alena Valeriyevna BaranovaT. Rowe Price Advisory Services, Inc. independent RIAT. Rowe Price Associates, Inc. asset managerOtherFeb 14, 2019Feb 14, 2019
Heidi Christine KaneyT. Rowe Price Advisory Services, Inc. independent RIAT. Rowe Price Associates, Inc. asset managerOtherFeb 5, 2019Feb 5, 2019
Steven PageT. Rowe Price Advisory Services, Inc. independent RIATd Ameritrade Investment Management, LLC independent RIARIA to RIAFeb 4, 2019Feb 21, 2019
Nicolas Jacob WolfsonT. Rowe Price Advisory Services, Inc. independent RIAE*Trade Capital Management, LLC independent RIARIA to RIAFeb 4, 2019Feb 15, 2019
Puran SugrimT. Rowe Price Advisory Services, Inc. independent RIAE*Trade Capital Management, LLC independent RIARIA to RIAJan 28, 2019Jan 31, 2019
Cynthia GarciaT. Rowe Price Advisory Services, Inc. independent RIARaymond James & Associates, Inc. national BDRIA to affiliated broker-dealer or bankJan 28, 2019Jan 28, 2019
Hector E PaganT. Rowe Price Advisory Services, Inc. independent RIAKestra Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankJan 10, 2019Jan 29, 2019
Jaymie C DietzT. Rowe Price Advisory Services, Inc. independent RIAMorgan Stanley wirehouseRIA to wirehouseJan 10, 2019Oct 10, 2023 (1734 d)
Christopher John RobinsonT. Rowe Price Advisory Services, Inc. independent RIATransamerica Retirement Advisors, LLC mixed wealthRIA to RIAJan 2, 2019Feb 15, 2019 (44 d)
Erica T KainumaT. Rowe Price Advisory Services, Inc. independent RIATd Ameritrade, Inc. no RAUMOtherJan 2, 2019Oct 9, 2019 (280 d)
Christian James NesherT. Rowe Price Advisory Services, Inc. independent RIAT. Rowe Price Associates, Inc. asset managerOtherDec 6, 2018Dec 6, 2018
Geoffrey FlandersT. Rowe Price Advisory Services, Inc. independent RIAMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRIA to wirehouseDec 3, 2018Dec 19, 2018
Jason C. SmootT. Rowe Price Advisory Services, Inc. independent RIATd Ameritrade, Inc. no RAUMOtherNov 29, 2018Dec 18, 2018
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645 moves match.