DFX Intelligence
Advisor moves
Departures from Eagle Strategies LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Shane Kyle Stromei | Eagle Strategies LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Mar 17, 2021 | Apr 5, 2021 |
| Stephen Chadwick Scott | Eagle Strategies LLC BD affiliated | The Menard Financial Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 10, 2021 | Mar 2, 2021 |
| Jeremy Matthew Braden | Eagle Strategies LLC BD affiliated | Creative Financial Designs, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 10, 2021 | Mar 5, 2021 |
| Erik Robert Rinehold | Eagle Strategies LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Mar 8, 2021 | Mar 4, 2021 |
| Kevin Dauphinee | Eagle Strategies LLC BD affiliated | Alphastar Capital Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 5, 2021 | Mar 9, 2021 |
| Thomas Graff | Eagle Strategies LLC BD affiliated | Fbl Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 19, 2021 | Oct 17, 2022 (605 d) |
| John L Veal | Eagle Strategies LLC BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Feb 8, 2021 | Feb 18, 2021 |
| Alicia Marie Monday | Eagle Strategies LLC BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 8, 2021 | Feb 5, 2021 |
| Austen Michael Delahaye | Eagle Strategies LLC BD affiliated | Planning For Wealth, LLC other | Other | Jan 21, 2021 | Jan 15, 2021 |
| Jonathon Christopher Olivas | Eagle Strategies LLC BD affiliated | Advowealth Advisors, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jan 5, 2021 | Jan 21, 2021 |
| Robert Patrick Gerl | Eagle Strategies LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jan 5, 2021 | Apr 28, 2022 (478 d) |
| Elizabeth Mcquade | Eagle Strategies LLC BD affiliated | Steelpeak Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 17, 2020 | Feb 5, 2021 (50 d) |
| Joshua Tremmel | Eagle Strategies LLC BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 7, 2020 | Dec 1, 2020 |
| Brett Dries | Eagle Strategies LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Nov 30, 2020 | Jan 4, 2021 (35 d) |
| Mark Conrad Dowd | Eagle Strategies LLC BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Nov 24, 2020 | Nov 30, 2020 |
| William Robert Crossan | Eagle Strategies LLC BD affiliated | Oneamerica Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 23, 2020 | May 14, 2021 (172 d) |
| Ari David Fischman | Eagle Strategies LLC BD affiliated | Telemus Capital, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 20, 2020 | Dec 4, 2020 |
| Jesse Howard Israel | Eagle Strategies LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 16, 2020 | Nov 12, 2020 |
| Shaun B Sterling | Eagle Strategies LLC BD affiliated | The Pinnacle Financial Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 2, 2020 | Aug 23, 2021 (294 d) |
| Willie James Thomas | Eagle Strategies LLC BD affiliated | Alliancebernstein L.P. other | Other | Nov 2, 2020 | Jan 15, 2021 (74 d) |
| Johnny Borrelli | Eagle Strategies LLC BD affiliated | Bangerter Financial Services, Inc. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Nov 2, 2020 | Nov 12, 2020 |
| Luc Anthony Ceci | Eagle Strategies LLC BD affiliated | Mercer Global Advisors Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 13, 2020 | Oct 28, 2020 |
| Kevin Swansburg | Eagle Strategies LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Sep 30, 2020 | Jan 6, 2021 (98 d) |
| Brendan W Obrien | Eagle Strategies LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 22, 2020 | Sep 22, 2020 |
| Wesley Frank Hentges | Eagle Strategies LLC BD affiliated | Propartners Wealth state registered | Affiliated broker-dealer or bank to a state-registered adviser | Sep 10, 2020 | Sep 9, 2020 |
| Bryan Thayne Buzzard | Eagle Strategies LLC BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 9, 2020 | Sep 29, 2020 |
| Mary H Millitzer | Eagle Strategies LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 8, 2020 | Oct 12, 2020 (34 d) |
| Hakop Jack Mavyan | Eagle Strategies LLC BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 24, 2020 | Oct 2, 2020 (39 d) |
| Michael Lawrence | Eagle Strategies LLC BD affiliated | Heritage Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 13, 2020 | Sep 23, 2020 (41 d) |
| Timothy D Hutto | Eagle Strategies LLC BD affiliated | Fbl Wealth Management, LLC no RAUM | Other | Aug 10, 2020 | Oct 27, 2020 (78 d) |
| Rolando Javier Perez | Eagle Strategies LLC BD affiliated | Animus Wealth Management, LLC. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Aug 6, 2020 | Aug 5, 2020 |
| David Rohdin Peerboom | Eagle Strategies LLC BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Jul 31, 2020 | Jul 24, 2020 |
| Scott Ratajczak | Eagle Strategies LLC BD affiliated | Cornerstone Planning Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 29, 2020 | Jul 20, 2020 |
| James Randall Martinus | Eagle Strategies LLC BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Jul 28, 2020 | Jul 24, 2020 |
| Jason Matthew Rasmussen | Eagle Strategies LLC BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Jul 27, 2020 | Sep 14, 2020 (49 d) |
| Steven Andrew Hermann | Eagle Strategies LLC BD affiliated | Propartners Wealth state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jul 24, 2020 | Aug 27, 2020 (34 d) |
| Tai Tan Nguyen | Eagle Strategies LLC BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 17, 2020 | Aug 5, 2020 |
| Andrew Richard Brereton | Eagle Strategies LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jul 10, 2020 | Jul 1, 2020 |
| Michael Stanton Denison | Eagle Strategies LLC BD affiliated | Money Concepts Advisory Service BD affiliated | Affiliated broker-dealer or bank to another | Jul 8, 2020 | Jul 8, 2020 |
| Peter Charles Goudeau | Eagle Strategies LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jul 7, 2020 | Jul 1, 2020 |
| Lawrence Eugene Boyd | Eagle Strategies LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jul 7, 2020 | Jul 1, 2020 |
| Peter Charles Goudeau | Eagle Strategies LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jul 7, 2020 | Jul 1, 2020 |
| Jon Anthony Tarno | Eagle Strategies LLC BD affiliated | Cornerstone Planning Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 30, 2020 | Jul 27, 2020 |
| Benjamin M Tuck | Eagle Strategies LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jun 18, 2020 | Jun 22, 2020 |
| Elisa M Chan | Eagle Strategies LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 16, 2020 | Jun 3, 2020 |
| Alexander Gary Folken | Eagle Strategies LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jun 9, 2020 | Jun 24, 2020 |
| Anthony Paul Depersio | Eagle Strategies LLC BD affiliated | Cornerstone Planning Group no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 8, 2020 | Jun 4, 2020 |
| Daniel Jacob Tamburello | Eagle Strategies LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 8, 2020 | May 28, 2020 |
| Sergio Jimenez-Gudino | Eagle Strategies LLC BD affiliated | Animus Wealth Management, LLC. state registered | Affiliated broker-dealer or bank to a state-registered adviser | May 19, 2020 | May 29, 2020 |
| Matthew James Rauen | Eagle Strategies LLC BD affiliated | Global Retirement Partners LLC institutional | Other | May 19, 2020 | May 18, 2020 |
| Carmine Corino | Eagle Strategies LLC BD affiliated | Cornerstone Planning Group no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 13, 2020 | May 9, 2020 |
| Michael Bozzone | Eagle Strategies LLC BD affiliated | Cornerstone Planning Group independent RIA | Affiliated broker-dealer or bank to independent RIA | May 12, 2020 | Jan 2, 2026 (2061 d) |
| Devon Thomas Beamesderfer | Eagle Strategies LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 30, 2020 | Apr 22, 2020 |
| Cindy Lee Hiers | Eagle Strategies LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 24, 2020 | Jun 2, 2020 (39 d) |
| Debbie Huang | Eagle Strategies LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 2, 2020 | Mar 21, 2022 (718 d) |
| Laura Elizabeth Olmedo | Eagle Strategies LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 23, 2020 | Apr 1, 2020 |
| Jabbar Jamison | Eagle Strategies LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 10, 2020 | Mar 23, 2020 |
| Chiou-Pying Cheng | Eagle Strategies LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 28, 2020 | Mar 24, 2020 |
| Norman Dotch | Eagle Strategies LLC BD affiliated | Dotch Capital state registered | Affiliated broker-dealer or bank to a state-registered adviser | Feb 20, 2020 | Jan 1, 2026 (2142 d) |
| Gina Stoltz | Eagle Strategies LLC BD affiliated | W&S Brokerage Services, Inc. no RAUM | Other | Feb 14, 2020 | Feb 18, 2020 |
1,107 moves match.