DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Ernst & Young Investment Advisers Llp

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Kevin Luhr O'Brien	Ernst & Young Investment Advisers Llp no RAUM	Wise Planning, Inc. independent RIA	Other	Nov 10, 2020	Jan 20, 2021 (71 d)
Wiktor Gier	Ernst & Young Investment Advisers Llp no RAUM	Raymond James & Associates, Inc. national BD	Other	Sep 2, 2020	Jul 20, 2021 (321 d)
Joseph Matthew Suarez	Ernst & Young Investment Advisers Llp no RAUM	J.P. Morgan Securities LLC wirehouse	Other	May 12, 2020	Jun 2, 2020
Bethlyn Renie Brookes	Ernst & Young Investment Advisers Llp no RAUM	Facet independent RIA	Other	Apr 2, 2020	Mar 12, 2020
Yvette Brown	Ernst & Young Investment Advisers Llp no RAUM	Northwestern Mutual Investment Services,LLC no RAUM	Other	Apr 2, 2020	Mar 4, 2022 (701 d)
James Edward Adams	Ernst & Young Investment Advisers Llp no RAUM	Global Retirement Partners LLC institutional	Other	Feb 11, 2020	Mar 12, 2020
Manan Amin	Ernst & Young Investment Advisers Llp no RAUM	Gilder Gagnon Howe & Co. LLC independent RIA	Other	Dec 12, 2019	Jan 13, 2020 (32 d)
Durriya Danielle Pierce	Ernst & Young Investment Advisers Llp no RAUM	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Aug 29, 2019	Oct 23, 2019 (55 d)
Edward James Acker	Ernst & Young Investment Advisers Llp no RAUM	Raymond James & Associates, Inc. national BD	Other	Jun 19, 2019	Jul 16, 2019
Gerald Zachary Brown	Ernst & Young Investment Advisers Llp no RAUM	Janney Montgomery Scott LLC BD affiliated	Other	Apr 3, 2019	Apr 16, 2019
Amanda Jo Albaladejo	Ernst & Young Investment Advisers Llp no RAUM	Fidelity Personal And Workplace Advisors BD affiliated	Other	Mar 6, 2019	Dec 1, 2019 (270 d)
Rowland Pepito	Ernst & Young Investment Advisers Llp no RAUM	Northwestern Mutual Investment Services,LLC no RAUM	Other	Dec 3, 2018	Jan 15, 2019 (43 d)
Danyelle Marie Fiorentino	Ernst & Young Investment Advisers Llp no RAUM	LPL Financial LLC independent RIA	Other	Dec 3, 2018	Feb 21, 2019 (80 d)
Steven Cantillo	Ernst & Young Investment Advisers Llp no RAUM	Ci Doyle Private Wealth, LLC independent RIA	Other	Oct 16, 2018	Oct 4, 2018
Anthony James Cervio	Ernst & Young Investment Advisers Llp no RAUM	Raymond James Financial Services Advisors, Inc BD affiliated	Other	Sep 10, 2018	Oct 30, 2018 (50 d)
James Schlaier	Ernst & Young Investment Advisers Llp no RAUM	Pgim Investments LLC asset manager	Other	Jun 22, 2018	Dec 3, 2018 (164 d)
Joshua Michael Pisa	Ernst & Young Investment Advisers Llp no RAUM	Ci Doyle Private Wealth, LLC independent RIA	Other	Apr 24, 2018	May 1, 2018
David Reciniello	Ernst & Young Investment Advisers Llp no RAUM	Charles Schwab & Co., Inc. national BD	Other	Jan 16, 2018	Feb 8, 2018
Tyler David Chacon	Ernst & Young Investment Advisers Llp no RAUM	Chacon Diaz & Di Virgilio Wealth Management, LLC independent RIA	Other	Dec 26, 2017	Jan 22, 2018
Donovan A Williams	Ernst & Young Investment Advisers Llp no RAUM	Spirit Of America Management Corp asset manager	Other	Jun 15, 2017	Aug 22, 2018 (433 d)
William Joseph Cangeme	Ernst & Young Investment Advisers Llp no RAUM	Morgan Stanley wirehouse	Other	Oct 19, 2016	Oct 20, 2016
Francis Mawunya Gakpo	Ernst & Young Investment Advisers Llp no RAUM	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Sep 30, 2016	Oct 19, 2016
Sherida Lynn Ferguson	Ernst & Young Investment Advisers Llp no RAUM	Raymond James Financial Services Advisors, Inc other	Other	Sep 12, 2016	Sep 1, 2017 (354 d)
Christopher Basque	Ernst & Young Investment Advisers Llp no RAUM	Morgan Stanley wirehouse	Other	Aug 10, 2016	Jul 27, 2016
John Robert Kinkead	Ernst & Young Investment Advisers Llp no RAUM	Naples Money Management LLC other	Other	Jun 15, 2016	Jul 29, 2016 (44 d)
Fernando Roberto Bloin	Ernst & Young Investment Advisers Llp no RAUM	Mariner Wealth Advisors other	Other	Jun 8, 2016	Sep 20, 2016 (104 d)
Michael Isaac Cooper	Ernst & Young Investment Advisers Llp no RAUM	Hornor, Townsend & Kent, LLC other	Other	Nov 20, 2015	Feb 25, 2016 (97 d)
Brian Jeffrey Mengel	Ernst & Young Investment Advisers Llp no RAUM	Goldman Sachs Wealth Services, L.P. other	Other	Sep 29, 2015	Jan 4, 2016 (97 d)
Sean Anthony Allen	Ernst & Young Investment Advisers Llp no RAUM	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Jul 1, 2015	Jul 31, 2018 (1126 d)
Michael Brian Cross	Ernst & Young Investment Advisers Llp no RAUM	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Mar 19, 2015	May 2, 2017 (775 d)
Christopher Jon Winter	Ernst & Young Investment Advisers Llp no RAUM	Goldman Sachs Wealth Services, L.P. other	Other	Oct 28, 2014	May 18, 2015 (202 d)
Ivy Lau	Ernst & Young Investment Advisers Llp no RAUM	Goldman Sachs Wealth Services, L.P. other	Other	Jun 11, 2014	Jan 5, 2015 (208 d)
Nicklaus Brandon Mattingly	Ernst & Young Investment Advisers Llp no RAUM	Heritage Investment Group, Inc. other	Other	Apr 8, 2014	Apr 28, 2014
Gregory L. Doyle	Ernst & Young Investment Advisers Llp no RAUM	Strategic Advisers LLC national BD	Other	Nov 11, 2013	Nov 27, 2013
Mario Reynaldo Reina	Ernst & Young Investment Advisers Llp no RAUM	Concourse Financial Group Advisors other	Other	Oct 8, 2013	Jul 16, 2014 (281 d)
Melanie R Ross	Ernst & Young Investment Advisers Llp no RAUM	Cerity Partners Retirement Plan Consultants institutional	Other	May 29, 2013	Jan 24, 2019 (2066 d)
Bruce Jonathan Fenster	Ernst & Young Investment Advisers Llp no RAUM	Mycio Wealth Partners, LLC other	Other	Oct 31, 2012	Jun 8, 2012
Brian Doughney	Ernst & Young Investment Advisers Llp no RAUM	Strategic Advisers LLC national BD	Other	Jul 9, 2012	Jun 16, 2016 (1438 d)
Benjamin Thomas Clark	Ernst & Young Investment Advisers Llp no RAUM	Simplicity Wealth independent RIA	Other	Mar 16, 2012	Feb 2, 2024 (4340 d)
Amy L Pastorino	Ernst & Young Investment Advisers Llp no RAUM	Commonwealth Financial Network national BD	Other	Jan 3, 2012	Aug 13, 2012 (223 d)
Matthew Richard Griffith	Ernst & Young Investment Advisers Llp no RAUM	Reilly Financial Advisors other	Other	Dec 1, 2011	Jan 12, 2012 (42 d)
Karina Brunson	Ernst & Young Investment Advisers Llp no RAUM	Tolleson Private Wealth Management other	Other	Nov 22, 2011	May 8, 2014 (898 d)
Richard Peter Gigliotti	Ernst & Young Investment Advisers Llp no RAUM	The Retirement Group, LLC other	Other	Jun 8, 2011	Aug 22, 2011 (75 d)
Christopher Robert Cacchiola	Ernst & Young Investment Advisers Llp no RAUM	Beacon Wealth Management, LLC other	Other	May 5, 2011	Feb 21, 2012 (292 d)
Wesley Cross	Ernst & Young Investment Advisers Llp no RAUM	Olson, Cross & Alamo Advisors LLC state registered	Other	Mar 30, 2011	Jan 23, 2013 (665 d)
Max Jaffe	Ernst & Young Investment Advisers Llp no RAUM	Retirement Planners Of America other	Other	Nov 29, 2010	Aug 31, 2017 (2467 d)
Sam Soubra	Ernst & Young Investment Advisers Llp no RAUM	Fidelity Personal And Workplace Advisors BD affiliated	Other	Nov 4, 2010	Aug 31, 2022 (4318 d)
Matthew Cannariato	Ernst & Young Investment Advisers Llp no RAUM	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Nov 4, 2010	May 3, 2011 (180 d)
David James Homa	Ernst & Young Investment Advisers Llp no RAUM	Janney Montgomery Scott LLC other	Other	Mar 1, 2010	Aug 2, 2010 (154 d)
John Fiske Faustino	Ernst & Young Investment Advisers Llp no RAUM	Waddell & Reed other	Other	Nov 11, 2009	Jan 5, 2010 (55 d)
Jean Ellen Range	Ernst & Young Investment Advisers Llp no RAUM	Sii Investments, Inc. other	Other	Jul 28, 2009	Feb 13, 2009
Glenn Pearson Lyons	Ernst & Young Investment Advisers Llp no RAUM	Sagepoint Financial, Inc. other	Other	Nov 5, 2008	Oct 20, 2011 (1079 d)
Michael Savage	Ernst & Young Investment Advisers Llp no RAUM	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Aug 12, 2008	May 11, 2016 (2829 d)
Matthew Allan Lettinga	Ernst & Young Investment Advisers Llp no RAUM	Convergent Wealth Advisors, LLC other	Other	Aug 12, 2008	Jul 17, 2008
Sharon Mainini Bargetto	Ernst & Young Investment Advisers Llp no RAUM	Sage Financial Advisors Inc. other	Other	Feb 6, 2008	May 2, 2007
David Benjamin Merritt	Ernst & Young Investment Advisers Llp no RAUM	Commerce Wealth Advisers, LLC other	Other	Feb 6, 2008	Jan 9, 2008
Jacklin Youssef	Ernst & Young Investment Advisers Llp no RAUM	Citigroup Global Markets Inc. other	Other	Sep 18, 2007	Mar 19, 2008 (183 d)
Justin Michael Brooks	Ernst & Young Investment Advisers Llp no RAUM	Seven Post Investment Office LP mixed wealth	Other	Aug 23, 2007	Feb 29, 2024 (6034 d)
Paul Kenneth Mutch	Ernst & Young Investment Advisers Llp no RAUM	Caturano Wealth Management, LLC unclassified	Other	Aug 3, 2007	Sep 26, 2007 (54 d)
Nicholas Carlyle Campbell	Ernst & Young Investment Advisers Llp no RAUM	Ameriprise Financial Services, LLC national BD	Other	Aug 3, 2007	Sep 17, 2014 (2602 d)

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195 moves match.