DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Nationwide Securities, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Saad QaziNationwide Securities, LLC no RAUMAllstate Financial Advisors, LLC BD affiliatedOtherJun 15, 2018Jul 10, 2018
Daniel A. RobertsNationwide Securities, LLC no RAUMPark Avenue Securities LLC BD affiliatedOtherJun 12, 2018Jun 20, 2018
Kevin Royce WagnerNationwide Securities, LLC no RAUMCambridge Investment Research Advisors, Inc. BD affiliatedOtherJun 1, 2018Jul 1, 2018
Jasen Allen HedrickNationwide Securities, LLC no RAUMCambridge Investment Research Advisors, Inc. BD affiliatedOtherJun 1, 2018Jul 1, 2018
Matthew Boyd WarntzNationwide Securities, LLC no RAUMCuso Financial Services, L.P. BD affiliatedOtherJun 1, 2018Jun 4, 2018
James Eldras MarnellNationwide Securities, LLC no RAUMUBS Financial Services Inc. wirehouseOtherMay 23, 2018May 21, 2018
Tracy Marie KliewerNationwide Securities, LLC no RAUMLPL Financial LLC independent RIAOtherMay 9, 2018May 23, 2018
Christopher L ManciNationwide Securities, LLC no RAUMLPL Financial LLC independent RIAOtherApr 25, 2018Apr 23, 2018
Seth James DienerNationwide Securities, LLC no RAUMLPL Financial LLC independent RIAOtherApr 25, 2018Apr 25, 2018
Eric D. GilroyNationwide Securities, LLC no RAUMCambridge Investment Research Advisors, Inc. BD affiliatedOtherApr 25, 2018Apr 18, 2018
Kurt William KushnerNationwide Securities, LLC no RAUMLPL Financial LLC independent RIAOtherApr 24, 2018Apr 23, 2018
Kevin Richard MessettNationwide Securities, LLC no RAUMLPL Financial LLC independent RIAOtherApr 24, 2018Apr 25, 2018
Louis Phillip PettinatoNationwide Securities, LLC no RAUMLPL Financial LLC independent RIAOtherApr 23, 2018Apr 23, 2018
Amanda Sue Van SchaikNationwide Securities, LLC no RAUMValic Financial Advisors, Inc. BD affiliatedOtherApr 16, 2018Apr 9, 2018
Andrew Robert GroveNationwide Securities, LLC no RAUMLPL Financial LLC independent RIAOtherMar 23, 2018Mar 23, 2018
Anastasios Periklis TrispagonasNationwide Securities, LLC no RAUMLPL Financial LLC independent RIAOtherMar 23, 2018Mar 23, 2018
Matthew Edward RobersonNationwide Securities, LLC no RAUMNationwide Investment Advisors, LLC otherOtherMar 13, 2018Mar 9, 2018
John Robert HaldemanNationwide Securities, LLC no RAUMNationwide Investment Advisors, LLC BD affiliatedOtherFeb 12, 2018Apr 10, 2018 (57 d)
Jesse Mark KnudsonNationwide Securities, LLC no RAUMNationwide Investment Advisors, LLC BD affiliatedOtherFeb 6, 2018Oct 8, 2019 (609 d)
Anthony Dana CefaluNationwide Securities, LLC no RAUMNationwide Investment Advisors, LLC otherOtherFeb 5, 2018Jan 11, 2018
Kyle M LonsingerNationwide Securities, LLC no RAUMLPL Financial LLC independent RIAOtherJan 30, 2018Jan 30, 2018
William J. FarberNationwide Securities, LLC no RAUMLPL Financial LLC independent RIAOtherJan 29, 2018Jan 30, 2018
Melanie Ann ArnerNationwide Securities, LLC no RAUMLPL Financial LLC independent RIAOtherJan 29, 2018Jan 30, 2018
John KenneyNationwide Securities, LLC no RAUMConcourse Financial Group Advisors otherOtherJan 9, 2018Feb 1, 2018
Harold Edward HagyNationwide Securities, LLC no RAUMLPL Financial LLC independent RIAOtherDec 21, 2017Dec 20, 2017
Matthew John FieldNationwide Securities, LLC no RAUMLPL Financial LLC independent RIAOtherDec 21, 2017Dec 21, 2017
Charles Edward MooreNationwide Securities, LLC no RAUMLPL Financial LLC independent RIAOtherDec 15, 2017Dec 15, 2017
Robert Terrence LauferNationwide Securities, LLC no RAUMLPL Financial LLC independent RIAOtherDec 13, 2017Dec 13, 2017
Ashley Ann HillNationwide Securities, LLC no RAUMMorgan Stanley wirehouseOtherNov 20, 2017Jan 17, 2020 (788 d)
Adrian AlbidressNationwide Securities, LLC no RAUMLPL Financial LLC independent RIAOtherNov 17, 2017Nov 16, 2017
Kenneth Anthony BoldtNationwide Securities, LLC no RAUMLPL Financial LLC independent RIAOtherNov 17, 2017Nov 20, 2017
Adrian AlbidressNationwide Securities, LLC no RAUMLPL Financial LLC independent RIAOtherNov 17, 2017Nov 16, 2017
Bryce Edward MillerNationwide Securities, LLC no RAUMLPL Financial LLC independent RIAOtherNov 17, 2017Nov 17, 2017
Stephen Winston NoffsingerNationwide Securities, LLC no RAUMDavenport & Company LLC otherOtherOct 18, 2017Jan 18, 2018 (92 d)
Ashley Erin GillespieNationwide Securities, LLC no RAUMHuntington Financial Advisors otherOtherAug 1, 2017Aug 8, 2017
Timothy Brian SchulzeNationwide Securities, LLC no RAUMCetera Investment Advisers LLC otherOtherJul 19, 2017Jul 19, 2017
Kerry William Ryan DevaughnNationwide Securities, LLC no RAUMNationwide Investment Advisors, LLC BD affiliatedOtherMay 9, 2017Apr 18, 2019 (709 d)
Jody David BruceNationwide Securities, LLC no RAUMSecurian Financial Services, Inc. otherOtherApr 24, 2017May 24, 2017
Kirk T WeberNationwide Securities, LLC no RAUMRBC Capital Markets, LLC national BDOtherApr 18, 2017Apr 17, 2017
Andrew Jared VollmanNationwide Securities, LLC no RAUMTruist Advisory Services, Inc. otherOtherApr 5, 2017Apr 19, 2017
Gene Gilbert HarshawNationwide Securities, LLC no RAUMNationwide Investment Advisors, LLC BD affiliatedOtherMar 24, 2017Mar 30, 2026 (3293 d)
Amanda Sue Van SchaikNationwide Securities, LLC no RAUMMsi Financial Services, Inc. otherOtherFeb 14, 2017Feb 24, 2017
Wesley Phillip MckennaNationwide Securities, LLC no RAUMLPL Financial LLC otherOtherDec 31, 2016Jan 3, 2017
Bobby Bryan ParhamNationwide Securities, LLC no RAUMLPL Financial LLC otherOtherDec 31, 2016Jan 3, 2017
Christopher Ross MathwigNationwide Securities, LLC no RAUMLPL Financial LLC otherOtherDec 31, 2016Jan 3, 2017
Scott Thomas FarmerNationwide Securities, LLC no RAUMWells Fargo Advisors wirehouseOtherOct 5, 2016Oct 4, 2016
Mark F GriseNationwide Securities, LLC no RAUMNationwide Investment Advisors, LLC otherOtherSep 30, 2016Sep 28, 2016
Brian P ClineNationwide Securities, LLC no RAUMAllstate Financial Advisors, LLC no RAUMOtherMay 26, 2016Jul 21, 2016 (56 d)
Thomas Edward O'BrienNationwide Securities, LLC no RAUMOneamerica Securities, Inc. otherOtherMay 11, 2016May 20, 2016
Jacqueline Michelle WaterworthNationwide Securities, LLC no RAUMLincoln Investment otherOtherApr 14, 2016Apr 11, 2016
Wesley Wayne BeanNationwide Securities, LLC no RAUMCommonwealth Financial Network national BDOtherMar 21, 2016Jun 14, 2016 (85 d)
Ilir BerberiNationwide Securities, LLC no RAUMBb&T Investment Services, Inc. otherOtherMar 2, 2016Mar 3, 2016
Eric SeyboldtNationwide Securities, LLC no RAUMCapital City Asset Management Group, LLC otherOtherJan 15, 2016Jul 2, 2018 (899 d)
Jeffrey James LovettNationwide Securities, LLC no RAUMCreative Financial Designs, Inc. otherOtherDec 31, 2015May 8, 2017 (494 d)
Erxis Yorlet` CardozaNationwide Securities, LLC no RAUMNationwide Investment Advisors, LLC otherOtherNov 6, 2015Mar 10, 2016 (125 d)
Alysa Rebecca ReinoehlNationwide Securities, LLC no RAUMRaymond James Financial Services Advisors, Inc otherOtherSep 25, 2015Feb 12, 2016 (140 d)
Alana LightNationwide Securities, LLC no RAUMEagle Strategies LLC otherOtherSep 14, 2015Mar 27, 2017 (560 d)
Clayton Drew IrwinNationwide Securities, LLC no RAUMJ.P. Morgan Securities LLC wirehouseOtherSep 2, 2015Jan 13, 2016 (133 d)
Kevin James BurtonNationwide Securities, LLC no RAUMAlphastar Capital Management otherOtherAug 25, 2015Sep 1, 2015
Brett CortelezziNationwide Securities, LLC no RAUMPrincipal Asset Management otherOtherJul 21, 2015May 11, 2026 (3947 d)
Page 3 of 5PreviousNext
300 moves match.