DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Nationwide Securities, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
John Ryan ChambersNationwide Securities, LLC no RAUMHamilton Capital otherOtherJul 17, 2015Jul 30, 2015
Walter Clayton PateNationwide Securities, LLC no RAUMMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherJul 6, 2015Jul 29, 2015
David Francis SchmidtNationwide Securities, LLC no RAUMLPL Financial LLC otherOtherMay 12, 2015May 29, 2015
Richard F OhdeNationwide Securities, LLC no RAUMNationwide Investment Advisors, LLC otherOtherApr 27, 2015Apr 27, 2015
William Garnett MillerNationwide Securities, LLC no RAUMRaymond James Financial Services Advisors, Inc otherOtherMar 4, 2015Mar 3, 2015
Nathan Edward DagleyNationwide Securities, LLC no RAUMEncompass Advisory Services, LLC independent RIAOtherFeb 13, 2015Feb 6, 2017 (724 d)
Scott Alexander WightNationwide Securities, LLC no RAUMCetera Advisor Networks LLC otherOtherJan 30, 2015Mar 23, 2015 (52 d)
Neil Andrew AllertonNationwide Securities, LLC no RAUMWells Fargo Advisors wirehouseOtherAug 12, 2014Apr 1, 2016 (598 d)
Michael Allen GranicaNationwide Securities, LLC no RAUMNext Financial Group, Inc. BD affiliatedOtherAug 7, 2014Feb 10, 2021 (2379 d)
Allison CloudNationwide Securities, LLC no RAUMUBS Financial Services Inc. wirehouseOtherJul 9, 2014Jul 22, 2014
Louis Arthur HimelreichNationwide Securities, LLC no RAUMMsi Financial Services, Inc. otherOtherJun 20, 2014Jun 27, 2014
Roger Anthony RuzNationwide Securities, LLC no RAUMHuntington Financial Advisors otherOtherMay 30, 2014Jun 23, 2014
Waldemar Mark DziedzicNationwide Securities, LLC no RAUMWinthrop Bentley Capital, LLC unclassifiedOtherMay 7, 2014Jan 17, 2018 (1351 d)
Nathan RodgersNationwide Securities, LLC no RAUMCuna Brokerage Services, Inc. otherOtherMay 1, 2014May 6, 2014
Paul Jonathan StreeterNationwide Securities, LLC no RAUMAmeriprise Financial Services, LLC national BDOtherApr 21, 2014Mar 30, 2015 (343 d)
Andrew Robert KaylaNationwide Securities, LLC no RAUMUSA Financial Securities LLC otherOtherMar 28, 2014May 1, 2014 (34 d)
Spencer Odom HawkinsNationwide Securities, LLC no RAUMSoutheast Investments, N.C., Inc. state registeredOtherFeb 18, 2014Feb 1, 2016 (713 d)
James Ernest FeredayNationwide Securities, LLC no RAUMWoodbury Financial Services, Inc. otherOtherFeb 11, 2014Feb 7, 2014
Jesse Mark KnudsonNationwide Securities, LLC no RAUMFifth Third Securities, Inc. otherOtherJan 21, 2014Jan 31, 2014
Stacey Lynn MullinNationwide Securities, LLC no RAUMTransamerica Financial Advisors, LLC otherOtherDec 19, 2013Jun 30, 2014 (193 d)
Steven James CasullNationwide Securities, LLC no RAUMCasull Financial Advisory, LLC state registeredOtherDec 6, 2013Apr 9, 2014 (124 d)
Tarik Hamilton El-BassiouniNationwide Securities, LLC no RAUMMorgan Stanley wirehouseOtherOct 28, 2013Oct 24, 2013
Edward L KelleyNationwide Securities, LLC no RAUMOsaic Fa, Inc. otherOtherOct 10, 2013Apr 9, 2015 (546 d)
Shelly Marie MaloneNationwide Securities, LLC no RAUMAllstate Financial Advisors, LLC no RAUMOtherAug 7, 2013Jan 23, 2014 (169 d)
Gregory David StewartNationwide Securities, LLC no RAUMStewart Advisory Services, Inc. unclassifiedOtherMay 8, 2013May 11, 2015 (733 d)
Philip Bruce SpearNationwide Securities, LLC no RAUMValic Financial Advisors, Inc. otherOtherApr 5, 2013Mar 4, 2015 (698 d)
Philip Michael SchollerNationwide Securities, LLC no RAUMGirard Securities, Inc. otherOtherMar 26, 2013Apr 9, 2013
Albert Barry BurnsNationwide Securities, LLC no RAUMWells Fargo Advisors wirehouseOtherJan 14, 2013Sep 25, 2013 (254 d)
Ethan David SchuchmanNationwide Securities, LLC no RAUMLPL Financial LLC otherOtherDec 20, 2012Dec 20, 2012
Coty Channing BackmonNationwide Securities, LLC no RAUMMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherNov 19, 2012Dec 4, 2012
Shane William GalinoNationwide Securities, LLC no RAUMPnc Wealth Management otherOtherNov 7, 2012Jan 14, 2013 (68 d)
Joshua Adam SmithNationwide Securities, LLC no RAUMLincoln Investment otherOtherSep 17, 2012Sep 10, 2014 (723 d)
Khari Edward SmithNationwide Securities, LLC no RAUMWells Fargo Advisors wirehouseOtherSep 11, 2012Dec 18, 2012 (98 d)
Travis M LoweNationwide Securities, LLC no RAUMValic Financial Advisors, Inc. BD affiliatedOtherJul 3, 2012Jul 5, 2018 (2193 d)
Brian Douglas TrainerNationwide Securities, LLC no RAUMCetera Investment Services LLC otherOtherMay 1, 2012May 1, 2012
John L HeacockNationwide Securities, LLC no RAUMMML Investors Services, LLC otherOtherApr 20, 2012Jun 5, 2012 (46 d)
Jeannette Kristine WhippleNationwide Securities, LLC no RAUMLPL Financial LLC otherOtherApr 18, 2012Jun 18, 2012 (61 d)
Tamela Latrease RobinsonNationwide Securities, LLC no RAUMWells Fargo Advisors wirehouseOtherApr 18, 2012Jan 2, 2013 (259 d)
Christine Lee EmblingNationwide Securities, LLC no RAUMLPL Financial LLC otherOtherApr 17, 2012May 2, 2012
Kenneth Michael SullivanNationwide Securities, LLC no RAUMLPL Financial LLC otherOtherApr 11, 2012Apr 18, 2012
Courtney WallenNationwide Securities, LLC no RAUMEdelman Financial Services, LLC BD affiliatedOtherMar 28, 2012Aug 29, 2018 (2345 d)
Scott Allen BlincoeNationwide Securities, LLC no RAUMQuestar Asset Management, Inc. otherOtherDec 31, 2011Jan 27, 2012
Salvatore LauriNationwide Securities, LLC no RAUMEdward Jones national BDOtherDec 31, 2011Mar 13, 2017 (1899 d)
Scott Howard LevinNationwide Securities, LLC no RAUMMercer Global Advisors Inc. otherOtherDec 9, 2011Jul 10, 2012 (214 d)
Timothy CasoNationwide Securities, LLC no RAUMMsi Financial Services, Inc. otherOtherNov 28, 2011Mar 13, 2012 (106 d)
Michael Theodore HaleyNationwide Securities, LLC no RAUMBpu Investment Management, Inc. otherOtherSep 27, 2011Sep 28, 2011
Walter Brian GirnisNationwide Securities, LLC no RAUMMsi Financial Services, Inc. otherOtherSep 22, 2011Oct 28, 2011 (36 d)
Michael Rourke BurkeNationwide Securities, LLC no RAUMAst Investment Services, Inc. otherOtherSep 6, 2011Sep 7, 2011
Pamela WetherbeeNationwide Securities, LLC no RAUMAmeriprise Financial Services, LLC national BDOtherJul 5, 2011Apr 16, 2021 (3573 d)
Heinrich Karl BrandtNationwide Securities, LLC no RAUMLovett Advisors otherOtherJun 30, 2011Jul 21, 2011
William Robert BellowNationwide Securities, LLC no RAUMTd Ameritrade, Inc. no RAUMOtherJun 13, 2011Jun 17, 2011
Christopher Scott StantonNationwide Securities, LLC no RAUMJ.P. Morgan Institutional Investments otherOtherJun 10, 2011Jul 13, 2011 (33 d)
Dylan Thomas GaverNationwide Securities, LLC no RAUMPnc Wealth Management otherOtherMay 24, 2011Jun 7, 2014 (1110 d)
Susan MagyarNationwide Securities, LLC no RAUMChase Investment Services Corp. otherOtherMay 2, 2011May 3, 2011
Shannon Dale BurgettNationwide Securities, LLC no RAUMStrategic Advisers LLC national BDOtherApr 26, 2011Nov 23, 2011 (211 d)
Maarten RietveldNationwide Securities, LLC no RAUMLPL Financial LLC otherOtherFeb 28, 2011Mar 4, 2011
James Moore McclennyNationwide Securities, LLC no RAUMHorter Investment Management, LLC otherOtherDec 31, 2010Nov 30, 2012 (700 d)
Daniel Sean SpencerNationwide Securities, LLC no RAUMFort Frederica Capital, LLC no RAUMOtherDec 31, 2010Jan 30, 2014 (1126 d)
Aaron Lee PinionNationwide Securities, LLC no RAUMChase Investment Services Corp. otherOtherDec 31, 2010Jan 12, 2011
Robert Martin BlackNationwide Securities, LLC no RAUMProsperity Capital Advisors independent RIAOtherNov 1, 2010Nov 9, 2023 (4756 d)
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300 moves match.