DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Ipi Wealth Management, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Robert Matthew Sweas | Ipi Wealth Management, Inc. BD affiliated | Lifeworks Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 20, 2026 | Jul 28, 2026 |
| Chad C Altadonna | Ipi Wealth Management, Inc. BD affiliated | United Planners' Financial Services Of America A Limited Partner independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 28, 2026 | May 15, 2026 |
| Alwin F Martinez Gonzalez | Ipi Wealth Management, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 10, 2026 | May 18, 2026 (97 d) |
| Philip Wesley Wegman | Ipi Wealth Management, Inc. BD affiliated | Journey Beyond Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 29, 2025 | Oct 21, 2025 |
| Cory Reid Neumiller | Ipi Wealth Management, Inc. BD affiliated | Bonfire Financial, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 8, 2025 | Sep 12, 2025 |
| Lee Joseph Nosbisch | Ipi Wealth Management, Inc. BD affiliated | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 8, 2025 | Jul 16, 2026 (342 d) |
| Paul Reynold Brown | Ipi Wealth Management, Inc. BD affiliated | Clearstone Wealth Management, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jan 2, 2025 | Feb 13, 2025 (42 d) |
| Gregory Carl Barson | Ipi Wealth Management, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2024 | Apr 9, 2025 (99 d) |
| Lora Jane Hoff | Ipi Wealth Management, Inc. BD affiliated | Concurrent Investment Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 8, 2024 | Aug 7, 2024 |
| Joshua Christian Hoff | Ipi Wealth Management, Inc. BD affiliated | Concurrent Investment Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 8, 2024 | Aug 8, 2024 |
| Michael Wayne Newton | Ipi Wealth Management, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 1, 2024 | Jun 19, 2024 |
| Karen R Reynolds | Ipi Wealth Management, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 1, 2024 | Jun 18, 2024 |
| Kevin Douglas Taylor | Ipi Wealth Management, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 1, 2024 | Jun 18, 2024 |
| Brady Thomas Reynolds | Ipi Wealth Management, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 1, 2024 | Jun 18, 2024 |
| David Dahl | Ipi Wealth Management, Inc. BD affiliated | Integrated Wealth Concepts LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 29, 2024 | Mar 12, 2024 |
| David Cleary | Ipi Wealth Management, Inc. BD affiliated | Fortis Capital Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 1, 2024 | Feb 5, 2024 |
| Patrick Mullin | Ipi Wealth Management, Inc. BD affiliated | Fortis Capital Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 24, 2024 | Feb 18, 2024 |
| Regina Unger | Ipi Wealth Management, Inc. BD affiliated | Kcd Financial, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 21, 2023 | Jan 3, 2024 (43 d) |
| Maxwell Jason Gensler | Ipi Wealth Management, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 26, 2023 | Jan 17, 2025 (571 d) |
| Richard Hunter | Ipi Wealth Management, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 3, 2023 | Nov 6, 2025 (1038 d) |
| Michael Balch | Ipi Wealth Management, Inc. BD affiliated | Ip Financial Advisory Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 20, 2022 | Dec 1, 2023 (346 d) |
| Brenton D Ernsbarger | Ipi Wealth Management, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 10, 2022 | Jun 1, 2022 (111 d) |
| Aurelia Detwiler | Ipi Wealth Management, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 30, 2021 | Jan 24, 2022 (55 d) |
| Mallie Poore | Ipi Wealth Management, Inc. BD affiliated | Truist Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 15, 2021 | Apr 25, 2025 (1318 d) |
| Harry Tuller Johnson | Ipi Wealth Management, Inc. BD affiliated | Integrity Alliance, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 22, 2020 | Oct 21, 2020 |
| Darell R Faust | Ipi Wealth Management, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 28, 2020 | Jan 24, 2020 |
| Russell George Luce | Ipi Wealth Management, Inc. BD affiliated | Lifemark Securities Corp. BD affiliated | Affiliated broker-dealer or bank to another | Jan 21, 2020 | Jan 16, 2020 |
| Jeffrey Richard Secord | Ipi Wealth Management, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 17, 2019 | Jun 29, 2023 (1381 d) |
| Jennifer Defries | Ipi Wealth Management, Inc. BD affiliated | First Allied Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 16, 2019 | Aug 2, 2019 |
| Sanford J Prizant | Ipi Wealth Management, Inc. BD affiliated | Cg Advisory Services independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 14, 2019 | Mar 18, 2019 |
| Sonya Teresa Doty | Ipi Wealth Management, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Feb 26, 2019 | Nov 27, 2018 |
| John David Foley | Ipi Wealth Management, Inc. BD affiliated | Cetera Advisor Networks LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 20, 2019 | Jan 31, 2019 |
| Donna Morgan Negus | Ipi Wealth Management, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 20, 2019 | Jun 29, 2023 (1590 d) |
| Caleb Jonathan Smoes | Ipi Wealth Management, Inc. BD affiliated | Cetera Advisor Networks LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 20, 2019 | Jan 31, 2019 |
| Andrew James Mcdowell | Ipi Wealth Management, Inc. BD affiliated | Cetera Advisor Networks LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 20, 2019 | Jan 31, 2019 |
| John Ryan Kennedy | Ipi Wealth Management, Inc. BD affiliated | Cetera Advisor Networks LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 20, 2019 | Jan 31, 2019 |
| Frank Richard Volkers | Ipi Wealth Management, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Feb 1, 2019 | Nov 26, 2018 |
| Janet Roxanne Volkers | Ipi Wealth Management, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Feb 1, 2019 | Nov 26, 2018 |
| Kyle Richard Volkers | Ipi Wealth Management, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Feb 1, 2019 | Nov 26, 2018 |
| Melvin Keith Krueger | Ipi Wealth Management, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Dec 21, 2018 | Nov 26, 2018 |
| Kathleen Sue Dennis | Ipi Wealth Management, Inc. BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 9, 2018 | Oct 22, 2018 |
| Andrew Keith Cashman | Ipi Wealth Management, Inc. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Aug 28, 2018 | Aug 27, 2018 |
| Patrick Joseph Hart | Ipi Wealth Management, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 8, 2018 | May 1, 2018 |
| James Milton Clark | Ipi Wealth Management, Inc. other | Belleair Asset Management, LLC no RAUM | Other | Dec 31, 2017 | Jan 9, 2018 |
| Terrence Michael Heafey | Ipi Wealth Management, Inc. other | 4wealth Advisors, Inc. independent RIA | Other | Aug 1, 2017 | Jul 31, 2017 |
| Ryan F Kavois | Ipi Wealth Management, Inc. other | 4wealth Advisors, Inc. independent RIA | Other | Aug 1, 2017 | Jul 31, 2017 |
| Christopher Charles Gonzales | Ipi Wealth Management, Inc. other | 4wealth Advisors, Inc. independent RIA | Other | Aug 1, 2017 | Jul 31, 2017 |
| Daniel Joshua Hamburger | Ipi Wealth Management, Inc. other | Private Vista, LLC other | Other | Apr 18, 2017 | Mar 20, 2018 (336 d) |
| Gregory E Hyde | Ipi Wealth Management, Inc. other | Edward Jones national BD | Other | Mar 6, 2017 | Mar 24, 2017 |
| Adam C Ludwig | Ipi Wealth Management, Inc. other | Cambridge Investment Research Advisors, Inc. other | Other | Sep 9, 2016 | Aug 16, 2016 |
| Lance Christian Ludwig | Ipi Wealth Management, Inc. other | Securities America Advisors, Inc. other | Other | Jul 21, 2016 | Jul 27, 2016 |
| Christopher M Holway | Ipi Wealth Management, Inc. other | Voya Financial Advisors, Inc. other | Other | Sep 18, 2015 | Sep 28, 2015 |
| Jody Lynn Reinoehl | Ipi Wealth Management, Inc. other | Morgan Stanley wirehouse | Other | Jul 16, 2015 | Jul 13, 2015 |
| Peter Kyung Hoon Rhee | Ipi Wealth Management, Inc. other | First Allied Advisory Services, Inc. other | Other | Jul 8, 2015 | Jun 12, 2015 |
| Paul Alan Swank | Ipi Wealth Management, Inc. other | Chief Advisors Corp state registered | Other | May 2, 2015 | May 14, 2015 |
| Christopher Kaburn Cash | Ipi Wealth Management, Inc. other | Cambridge Investment Research Advisors, Inc. other | Other | Feb 3, 2015 | Feb 2, 2015 |
| Warner Edward Isaacs | Ipi Wealth Management, Inc. other | Ifg Advisors, LLC no RAUM | Other | Dec 31, 2014 | Oct 20, 2014 |
| Jay Logan Fuller | Ipi Wealth Management, Inc. other | Ifg Advisors, LLC no RAUM | Other | Dec 31, 2014 | Oct 20, 2014 |
| Michael Charles Vogel | Ipi Wealth Management, Inc. other | Interocean Capital, LLC other | Other | Apr 1, 2014 | May 29, 2014 (58 d) |
| John Whitney Teed | Ipi Wealth Management, Inc. other | Hayden Harper Wealth Advisory, LLC other | Other | Mar 13, 2014 | Apr 26, 2010 |
Page 1 of 2Next
74 moves match.