DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Planmember Securities Corporation

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Brian Paul Nauman	Planmember Securities Corporation other	Spc other	Other	May 2, 2012	May 1, 2012
Brett Olan Wheeler	Planmember Securities Corporation other	Oakwell Private Wealth Management other	Other	Apr 12, 2012	Apr 26, 2012
Mark D Wendell	Planmember Securities Corporation other	Md Wealth Partners, Inc state registered	Other	Mar 15, 2012	Mar 22, 2016 (1468 d)
Gerard Iacangelo	Planmember Securities Corporation other	Alphastar Capital Management other	Other	Mar 8, 2012	Mar 14, 2012
Edward Dennis Griffin	Planmember Securities Corporation other	Cetera Advisor Networks LLC other	Other	Nov 9, 2011	Nov 8, 2011
Robert Lane Dahse	Planmember Securities Corporation other	Institutional Securities Corporation other	Other	Oct 26, 2011	Nov 8, 2012 (379 d)
Eric James Bludau	Planmember Securities Corporation other	Institutional Securities Corporation other	Other	Oct 26, 2011	Apr 23, 2013 (545 d)
Ryan Elliott Kelley	Planmember Securities Corporation other	Waddell & Reed other	Other	Sep 26, 2011	Nov 24, 2015 (1520 d)
Zahid Sadiq	Planmember Securities Corporation other	Mutual Securities, Inc. other	Other	Aug 26, 2011	May 21, 2012 (269 d)
Ernest Lino Jordan	Planmember Securities Corporation other	Msi Financial Services, Inc. other	Other	Aug 8, 2011	Aug 26, 2011
Scott Stuart Ciullo	Planmember Securities Corporation other	V Wealth Advisors LLC other	Other	Aug 1, 2011	Aug 4, 2011
Russell Lee Game	Planmember Securities Corporation other	Brookstone Capital Management LLC other	Other	Apr 29, 2011	May 6, 2011
Steven Lewis Stillman	Planmember Securities Corporation other	Cambridge Investment Research Advisors, Inc. other	Other	Apr 4, 2011	Apr 1, 2011
Leonard Kirby Graham	Planmember Securities Corporation other	Fairway Investment Group, LLC independent RIA	Other	Feb 4, 2011	Feb 11, 2011
Julie A Prinkey	Planmember Securities Corporation other	Jag Advisors other	Other	Jan 18, 2011	Jan 31, 2011
Michael Kent Petticord	Planmember Securities Corporation other	Global Financial Private Capital, Inc. other	Other	Dec 31, 2010	Dec 5, 2012 (705 d)
Hobert Marcus Witt	Planmember Securities Corporation other	Witt Financial Group, LLC independent RIA	Other	Dec 31, 2010	Apr 18, 2011 (108 d)
Sean M O'Brien	Planmember Securities Corporation other	Financial Telesis, Inc. other	Other	Dec 31, 2010	Jan 5, 2011
Tracy B Coffman	Planmember Securities Corporation other	LPL Financial LLC other	Other	Oct 28, 2010	Oct 27, 2010
Randy Leon Floyd	Planmember Securities Corporation other	Global Financial Private Capital, Inc. other	Other	Sep 29, 2010	Oct 5, 2010
Roy Joseph Innella	Planmember Securities Corporation other	Prosperity Economics Partners, LLC no RAUM	Other	Sep 27, 2010	Oct 15, 2010
H. Terry Martine	Planmember Securities Corporation other	Regal Investment Advisors LLC other	Other	Aug 31, 2010	Jan 5, 2011 (127 d)
James David Parker	Planmember Securities Corporation other	Fremont Financial Advisors Inc. no RAUM	Other	Jun 29, 2010	Jul 2, 2013 (1099 d)
Glenn Ray Price	Planmember Securities Corporation other	Centaurus Financial, Inc. other	Other	May 27, 2010	May 27, 2010
Brooke Richard Wentner	Planmember Securities Corporation other	Gwn Securities Inc. BD affiliated	Other	Apr 1, 2010	Jan 4, 2021 (3931 d)
Debby J Minot	Planmember Securities Corporation other	E*Trade Capital Management, LLC other	Other	Jan 15, 2010	Jul 5, 2011 (536 d)
Jeffrey Richard Duncan	Planmember Securities Corporation other	Duncan Financial Management, Inc. state registered	Other	Apr 30, 2009	Sep 14, 2009 (137 d)
Edith E Kase	Planmember Securities Corporation other	Wells Fargo Advisors wirehouse	Other	Mar 30, 2009	Mar 31, 2009
Leslie Howard Kern	Planmember Securities Corporation other	Les H. Kern unclassified	Other	Mar 13, 2009	Dec 14, 2010 (641 d)
Phillip Arnold Calandra	Planmember Securities Corporation other	Calandra Wealth Management, LLC unclassified	Other	Jan 26, 2009	Jul 27, 2009 (182 d)
Rodney Jerard Derbigny	Planmember Securities Corporation other	Kovack Advisors, Inc. other	Other	Dec 31, 2008	Jan 7, 2009
Jonathan Galen Neher	Planmember Securities Corporation other	Cambridge Investment Research Advisors, Inc. other	Other	Dec 4, 2008	Dec 1, 2008
Mark M Tepper	Planmember Securities Corporation other	Strategic Wealth Partners, Ltd. other	Other	Nov 6, 2008	Nov 19, 2008
William Gregory Young	Planmember Securities Corporation other	Waddell & Reed other	Other	Oct 8, 2008	Oct 1, 2008
Scott William Blaney	Planmember Securities Corporation other	Benefit Financial Services Group other	Other	Jul 24, 2008	Jan 18, 2013 (1639 d)
Joel Phillips Gooch	Planmember Securities Corporation other	Gemini Estate Plan LLC state registered	Other	Apr 17, 2008	Jul 31, 2009 (470 d)
James Robert Earl	Planmember Securities Corporation other	Gwn Securities Inc. other	Other	Mar 14, 2008	Apr 7, 2008
Norman James Merhaut	Planmember Securities Corporation other	Gwn Securities Inc. other	Other	Mar 11, 2008	Mar 6, 2008
David Michael Zamora	Planmember Securities Corporation other	Tucker Asset Management LLC other	Other	Mar 5, 2008	Sep 18, 2017 (3484 d)
Michael Joseph Smith	Planmember Securities Corporation other	Titan Securities unclassified	Other	Mar 5, 2008	Jul 19, 2017 (3423 d)
Dustin Daniel Mundorf	Planmember Securities Corporation other	Brookstone Capital Management LLC other	Other	Feb 5, 2008	Jun 6, 2016 (3044 d)
Lawrence Courtney Tidmore	Planmember Securities Corporation other	Horter Investment Management, LLC independent RIA	Other	Dec 31, 2007	Jul 16, 2018 (3850 d)
Arthur Allen Buckley	Planmember Securities Corporation other	Valley Wealth, Inc. other	Other	Dec 4, 2007	May 27, 2009 (540 d)
Gregory Girard Mayernik	Planmember Securities Corporation other	Gwn Securities Inc. other	Other	Nov 29, 2007	Jan 24, 2008 (56 d)
Anson Mark Mcdaniel	Planmember Securities Corporation other	Strongtower Financial, Inc. unclassified	Other	Oct 31, 2007	Nov 1, 2007
Marianna Frederick Pauls	Planmember Securities Corporation other	Citigroup Global Markets Inc. other	Other	Oct 9, 2007	Nov 7, 2007
Brian Michael Anastasio	Planmember Securities Corporation other	State Farm Investment Management Corp. other	Other	Aug 1, 2007	Jul 30, 2009 (729 d)
Filiep Paul Sackx	Planmember Securities Corporation other	Kensington Securities, LLC state registered	Other	Jul 13, 2007	Dec 3, 2007 (143 d)
Lisa Gail Brumfield	Planmember Securities Corporation other	Gwn Securities Inc. other	Other	Dec 31, 2006	Jul 27, 2015 (3130 d)
Adriana Ortiz Pacheco	Planmember Securities Corporation other	Voya Financial Partners, LLC other	Other	Dec 31, 2006	Jan 29, 2007
James Bruce Brennan	Planmember Securities Corporation other	Voya Financial Partners, LLC other	Other	Mar 22, 2006	Mar 15, 2006
Clifford Ike Nichols	Planmember Securities Corporation other	Voya Financial Partners, LLC other	Other	Mar 3, 2006	Mar 8, 2006
Kent Allen Lalonde	Planmember Securities Corporation other	Creative Financial Designs, Inc. other	Other	Nov 15, 2005	Nov 17, 2005
Elliott Harris	Planmember Securities Corporation other	Lincoln Investment other	Other	Sep 28, 2005	Sep 27, 2005
Tracy David Gillette	Planmember Securities Corporation other	Lincoln Investment other	Other	Sep 26, 2005	Oct 4, 2005
Bret Douglas Smith	Planmember Securities Corporation other	Lincoln Investment other	Other	Sep 26, 2005	Oct 4, 2005
Jay Edward Badeaux	Planmember Securities Corporation other	Lincoln Investment other	Other	Sep 26, 2005	Sep 27, 2005
Charles Joseph Lewandowski	Planmember Securities Corporation other	Lincoln Investment other	Other	Sep 26, 2005	Oct 4, 2005
Shane Michael Robinson	Planmember Securities Corporation other	Lincoln Investment other	Other	Sep 26, 2005	Sep 27, 2005
Steven Craig Neustaedter	Planmember Securities Corporation other	Creative Financial Designs, Inc. other	Other	Jun 16, 2005	Jun 20, 2005

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249 moves match.