DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Wealthspire Retirement Advisory

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Megan Elizabeth NielsenWealthspire Retirement Advisory institutionalIntegrated Wealth Concepts LLC independent RIAOtherMay 8, 2026Apr 29, 2026
Kimberly Lynn OrosWealthspire Retirement Advisory institutionalNorthwestern Mutual Investment Services,LLC no RAUMOtherMar 18, 2026May 29, 2026 (72 d)
Richard Lewis HollandWealthspire Retirement Advisory institutionalMonterey Wealth mixed wealthOtherMar 4, 2026May 1, 2026 (58 d)
Patrick IlcinWealthspire Retirement Advisory institutionalGlobal Retirement Partners LLC institutionalOtherJul 7, 2025Jul 14, 2025
Debora Marie StranmanWealthspire Retirement Advisory institutionalPrime Capital Financial mixed wealthOtherApr 23, 2025Apr 25, 2025
Holly KnightWealthspire Retirement Advisory institutionalAlera Investment Advisors, LLC mixed wealthOtherDec 20, 2024Mar 18, 2025 (88 d)
David Justin OzgaWealthspire Retirement Advisory institutionalStancorp Investment Advisers, Inc. otherOtherSep 11, 2024Sep 19, 2024
Timothy Mahoney ArchardWealthspire Retirement Advisory institutionalThe Pinnacle Financial Group independent RIAOtherAug 9, 2024Dec 27, 2024 (140 d)
Matthew B StewartWealthspire Retirement Advisory institutionalMma Securities LLC no RAUMOtherAug 5, 2024Aug 1, 2024
Stuart Henry ScholtenWealthspire Retirement Advisory institutionalAccelerate Retirement independent RIAOtherJun 4, 2024Jun 4, 2024
Amy Susan HanophyWealthspire Retirement Advisory institutionalInnovest Portfolio Solutions LLC no RAUMOtherMay 17, 2024Feb 22, 2026 (646 d)
Ryan Bradley WilliamsWealthspire Retirement Advisory institutionalLPL Financial LLC BD affiliatedOtherMar 11, 2024Mar 11, 2024
Shane Michael WoldenWealthspire Retirement Advisory institutionalPark Avenue Securities LLC BD affiliatedOtherFeb 9, 2024Apr 16, 2024 (67 d)
Kevin Joseph GrayWealthspire Retirement Advisory institutionalLPL Financial LLC BD affiliatedOtherJan 19, 2024Mar 11, 2025 (417 d)
Colin LarsenWealthspire Retirement Advisory institutionalPennington Partners & Co., LLC independent RIAOtherOct 5, 2023Aug 5, 2024 (305 d)
Michael T NesheimWealthspire Retirement Advisory institutionalG.W. Sherwold Associates, Inc. mixed wealthOtherSep 5, 2023Jan 22, 2026 (870 d)
Frederick James PieracciWealthspire Retirement Advisory institutionalJ K R & Company, Inc. independent RIAOtherSep 5, 2023Sep 1, 2023
Sean SnowWealthspire Retirement Advisory institutionalTeton Wealth Group LLC independent RIAOtherSep 5, 2023Apr 8, 2024 (216 d)
Scott Bradley NelsonWealthspire Retirement Advisory institutionalNelson Financial Services state registeredOtherAug 7, 2023Sep 19, 2023 (43 d)
Thomas Patrick FreismuthWealthspire Retirement Advisory institutionalAccelerate Retirement no RAUMOtherJul 31, 2023May 16, 2023
Phillip Anthony MathesonWealthspire Retirement Advisory institutionalAccelerate Retirement no RAUMOtherJul 31, 2023May 15, 2023
Lloyd Jon EnglemanWealthspire Retirement Advisory institutionalAccelerate Retirement independent RIAOtherJul 31, 2023Jan 22, 2024 (175 d)
Glenn Mark CassidyWealthspire Retirement Advisory institutionalAccelerate Retirement no RAUMOtherJul 31, 2023May 10, 2023
Conor Kenneth WeirWealthspire Retirement Advisory institutionalAccelerate Retirement no RAUMOtherJul 31, 2023May 15, 2023
Christopher M GiovinazzoWealthspire Retirement Advisory institutionalAccelerate Retirement no RAUMOtherJul 31, 2023May 9, 2023
Eric Carl CarlsonWealthspire Retirement Advisory institutionalAccelerate Retirement no RAUMOtherJul 31, 2023May 15, 2023
William Zach FriedrichWealthspire Retirement Advisory institutionalAccelerate Retirement no RAUMOtherJul 31, 2023May 16, 2023
Brian Keith BrummellWealthspire Retirement Advisory institutionalAccelerate Retirement independent RIAOtherJul 18, 2023Jan 2, 2026 (899 d)
Jeffrey Scott ElvanderWealthspire Retirement Advisory institutionalFlexpath Strategies otherOtherJul 18, 2023Apr 14, 2026 (1001 d)
Timothy Christopher ThurstonWealthspire Retirement Advisory institutionalAccelerate Retirement no RAUMOtherJul 6, 2023Jun 18, 2023
Sophois SokhomWealthspire Retirement Advisory institutionalAccelerate Retirement no RAUMOtherJul 6, 2023May 20, 2023
Kayla Marie PavelaWealthspire Retirement Advisory institutionalWealthspire Advisors independent RIAOtherJul 6, 2023Oct 24, 2022
Richard Charles SauermanWealthspire Retirement Advisory institutionalRaymond James & Associates, Inc. national BDOtherJun 29, 2023Jun 14, 2023
Jared HollandsWealthspire Retirement Advisory institutionalAccelerate Retirement no RAUMOtherMay 15, 2023May 18, 2023
Damian Jacques DufourWealthspire Retirement Advisory institutionalFiduciary Benefits Group no RAUMOtherMay 12, 2023May 11, 2023
Jackson Kaye MillerWealthspire Retirement Advisory institutionalFiduciary Benefits Group no RAUMOtherMay 12, 2023May 11, 2023
Brian Allen RobertsWealthspire Retirement Advisory institutionalFlexpath Strategies institutionalOtherNov 9, 2022Nov 10, 2022
Robert Bruce WhitedWealthspire Retirement Advisory institutionalCreative Planning independent RIAOtherOct 14, 2022Dec 6, 2022 (53 d)
Emily HopkinsWealthspire Retirement Advisory institutionalWorld Investment Advisors, LLC institutionalOtherOct 14, 2022Nov 10, 2022
Kimberly Dawn PruittWealthspire Retirement Advisory institutionalRaymond James & Associates, Inc. national BDOtherJul 29, 2022Aug 1, 2022
Brett Evert N NilssonWealthspire Retirement Advisory institutionalFlexpath Strategies institutionalOtherJan 10, 2022Jan 10, 2022
Ryan Robert GresmerWealthspire Retirement Advisory institutionalPnc Wealth Management BD affiliatedOtherDec 3, 2020Jan 2, 2025 (1491 d)
Zachary J CapaldoWealthspire Retirement Advisory institutionalEmpower Advisory Group, LLC institutionalOtherNov 12, 2019Jan 8, 2021 (423 d)
Lisa Marie DrakeWealthspire Retirement Advisory institutionalCreative Planning Institutional Advisors, LLC otherOtherMay 20, 2019Jul 29, 2019 (70 d)
Amy Susan HanophyWealthspire Retirement Advisory institutionalNfp Advisor Services, LLC otherOtherApr 1, 2019Aug 8, 2014
Natalie Ann MeziereWealthspire Retirement Advisory institutionalNfp Advisor Services, LLC otherOtherJan 15, 2019Aug 20, 2015
William Preston BarnesWealthspire Retirement Advisory institutionalEquitable Advisors, LLC national BDOtherApr 9, 2018May 1, 2018
Brennan James MooreWealthspire Retirement Advisory institutionalKestra Advisory Services, LLC otherOtherFeb 5, 2018Feb 20, 2018
Nelson David RinehartWealthspire Retirement Advisory otherLPL Financial LLC independent RIAOtherJun 30, 2017May 2, 2022 (1767 d)
Michael EnriquezWealthspire Retirement Advisory otherPrincipal Securities, Inc. BD affiliatedOtherApr 17, 2017Sep 19, 2023 (2346 d)
Jeremy Arnold PomerWealthspire Retirement Advisory otherKestra Advisory Services, LLC otherOtherJan 4, 2017Oct 11, 2016
Phillip Nathan SenderowitzWealthspire Retirement Advisory otherNfp Advisor Services, LLC otherOtherAug 11, 2016Nov 25, 2015
Gregory Allan GaynierWealthspire Retirement Advisory otherNfp Advisor Services, LLC otherOtherJul 18, 2016Oct 1, 2015
Todd Michael LohmanWealthspire Retirement Advisory otherNfp Advisor Services, LLC otherOtherJul 18, 2016Oct 5, 2015
Shannon T MaloneyWealthspire Retirement Advisory otherNfp Advisor Services, LLC otherOtherJul 18, 2016Sep 2, 2015
Jeffrey Jon CullenWealthspire Retirement Advisory otherNfp Advisor Services, LLC otherOtherJul 18, 2016Sep 1, 2015
Steven Patrick FaggiollyWealthspire Retirement Advisory otherNfp Advisor Services, LLC otherOtherJul 18, 2016Dec 14, 2015
Todd Brooks WhiteWealthspire Retirement Advisory otherNfp Advisor Services, LLC otherOtherJul 18, 2016Dec 15, 2015
Michael Emmett MorrisWealthspire Retirement Advisory otherNfp Advisor Services, LLC otherOtherMay 10, 2016Feb 4, 2016
Gregory GavranWealthspire Retirement Advisory otherKestra Advisory Services, LLC otherOtherOct 2, 2015Apr 25, 2016 (206 d)
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79 moves match.