DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Gradient Wealth Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Forrest Patterson | Gradient Wealth Management BD affiliated | Integrity Alliance, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 13, 2026 | Jul 8, 2026 |
| Brent Joseph Martinson | Gradient Wealth Management BD affiliated | Savant Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | May 27, 2026 | Jun 1, 2026 |
| John Phillip Kohles | Gradient Wealth Management BD affiliated | Integrity Alliance, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 4, 2026 | May 7, 2026 |
| Spencer Christian Peterson | Gradient Wealth Management BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 13, 2026 | Feb 4, 2026 |
| Benjamin W Bristol | Gradient Wealth Management BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Dec 15, 2025 | Jan 8, 2026 |
| Ryan John Bytwerk | Gradient Wealth Management BD affiliated | Rightoak Asset Management, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 24, 2025 | Oct 17, 2025 |
| Ian A Elieff | Gradient Wealth Management BD affiliated | Rightoak Asset Management, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 24, 2025 | Oct 17, 2025 |
| Justin Keith Johnson | Gradient Wealth Management BD affiliated | Rightoak Asset Management, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 24, 2025 | Oct 17, 2025 |
| Jeremy Revard | Gradient Wealth Management BD affiliated | Rightoak Asset Management, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 24, 2025 | Oct 20, 2025 |
| Mark Joseph Hudec | Gradient Wealth Management BD affiliated | Nfsg Corporation BD affiliated | Affiliated broker-dealer or bank to another | Oct 8, 2025 | Nov 26, 2025 (49 d) |
| William Clifford Rodgers | Gradient Wealth Management BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 4, 2025 | Aug 1, 2025 |
| Chelly Joseph | Gradient Wealth Management BD affiliated | Foliage Financial state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jul 31, 2025 | May 20, 2025 |
| Christina Evenson | Gradient Wealth Management BD affiliated | Alphastar Capital Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 5, 2025 | Jul 17, 2025 (42 d) |
| Steve Chong Young Kim | Gradient Wealth Management BD affiliated | Orbis Wealth Management state registered | Affiliated broker-dealer or bank to a state-registered adviser | May 23, 2025 | Oct 2, 2024 |
| Bradley Arthur Hesselberg | Gradient Wealth Management BD affiliated | Sword And Shield Solutions LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Dec 31, 2024 | Feb 5, 2025 (36 d) |
| Aidan William Mcnally | Gradient Wealth Management BD affiliated | Westwood Management Corp other | Other | Dec 16, 2024 | Jun 10, 2026 (541 d) |
| Erik Steven Pace | Gradient Wealth Management BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 15, 2024 | Oct 9, 2024 (55 d) |
| Jamie Lee Schlag | Gradient Wealth Management BD affiliated | Westwood Management Corp other | Other | Jul 8, 2024 | Jun 10, 2026 (702 d) |
| Jarom Talley Abel | Gradient Wealth Management BD affiliated | United Advisor Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 22, 2024 | Apr 22, 2024 |
| David Jennings | Gradient Wealth Management BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Feb 21, 2024 | Apr 2, 2024 (41 d) |
| Joseph Daniel Wilson | Gradient Wealth Management BD affiliated | Harbour Investments, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 21, 2024 | Feb 7, 2024 |
| Chad Michael Curtis | Gradient Wealth Management BD affiliated | Independent Financial Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 12, 2023 | Sep 14, 2023 |
| Cynthia Leigh Powell | Gradient Wealth Management BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 17, 2023 | Aug 17, 2023 |
| Anthony Vincent Cameranesi | Gradient Wealth Management BD affiliated | Northrock Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 17, 2023 | Aug 23, 2023 |
| Douglas J Bauerband | Gradient Wealth Management BD affiliated | G. Douglas Wealth Management state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jul 17, 2023 | Jul 10, 2023 |
| John Meneses Tan | Gradient Wealth Management BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 12, 2023 | Jun 4, 2023 |
| Michael Angelo Marana | Gradient Wealth Management BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 23, 2023 | Jun 29, 2023 (98 d) |
| Randall Kent Rinderknecht | Gradient Wealth Management BD affiliated | Gladstone Wealth Partners BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2022 | Dec 21, 2022 |
| David Warren Tanner | Gradient Wealth Management BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2022 | Feb 6, 2023 (37 d) |
| Kalvin Nicholas Johnson | Gradient Wealth Management BD affiliated | Gladstone Wealth Partners BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2022 | Dec 21, 2022 |
| Daniel Evan Gombrich | Gradient Wealth Management BD affiliated | Gladstone Wealth Partners BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2022 | Dec 22, 2022 |
| Kyle Edward Marburger | Gradient Wealth Management BD affiliated | Wealth Advisory Solutions, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 29, 2022 | Jun 27, 2022 |
| Kenton M Fenno | Gradient Wealth Management BD affiliated | Bauman Wealth Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | May 19, 2022 | May 31, 2022 |
| Kenneth Leroy Bowers | Gradient Wealth Management BD affiliated | United Planners' Financial Services Of America A Limited Partner independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 8, 2021 | Nov 8, 2021 |
| James Martin Reed | Gradient Wealth Management BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 19, 2021 | Oct 19, 2021 |
| Jonathan G Norris | Gradient Wealth Management BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 15, 2021 | Sep 17, 2021 |
| Bryon Edward Meyer | Gradient Wealth Management BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 14, 2021 | Sep 15, 2021 |
| Timothy J Pierson | Gradient Wealth Management BD affiliated | Blueprint Financial Strategies, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Aug 2, 2021 | Aug 2, 2021 |
| Linnea Marie Rounds | Gradient Wealth Management BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | May 21, 2021 | Jun 28, 2021 (38 d) |
| Daniel Allan Teague | Gradient Wealth Management BD affiliated | Dfpg Investments, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 5, 2021 | Apr 19, 2021 |
| Michael James Hall | Gradient Wealth Management BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 3, 2021 | Mar 3, 2021 |
| Charles David Leflar | Gradient Wealth Management BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 1, 2021 | Mar 18, 2021 |
| Brett Allen Beimers | Gradient Wealth Management BD affiliated | Money Concepts Advisory Service BD affiliated | Affiliated broker-dealer or bank to another | Feb 8, 2021 | Jan 22, 2021 |
| Matthew Joseph Folsom | Gradient Wealth Management BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 10, 2020 | Oct 25, 2021 (349 d) |
| Karl Jensen | Gradient Wealth Management BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 29, 2020 | Nov 5, 2020 |
| Michael B Haney | Gradient Wealth Management BD affiliated | Planmember Securities Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 22, 2020 | Oct 22, 2020 |
| Andrew John Court | Gradient Wealth Management BD affiliated | Legacy Wealth Management, Inc. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Dec 31, 2019 | Feb 25, 2025 (1883 d) |
| Maria T Russell | Gradient Wealth Management BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 31, 2019 | Jan 21, 2020 |
| Brian Joseph Godfrey | Gradient Wealth Management BD affiliated | Sequent Planning, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 1, 2019 | Nov 6, 2019 |
| Michael Stendahl | Gradient Wealth Management BD affiliated | Cfg Retirement independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 13, 2019 | Apr 21, 2021 (678 d) |
| David Michael Wolfe | Gradient Wealth Management BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Mar 29, 2019 | Apr 15, 2019 |
| Ashley Marie Fagely | Gradient Wealth Management BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 25, 2019 | Feb 1, 2019 |
| Brian L. Peterson | Gradient Wealth Management BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 31, 2018 | Aug 30, 2019 (242 d) |
| Jared Michael Holt | Gradient Wealth Management BD affiliated | Triad Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2018 | Feb 11, 2022 (1138 d) |
| Max Kramer | Gradient Wealth Management BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 6, 2018 | Apr 22, 2019 (137 d) |
| Curtis Timothy Cottle | Gradient Wealth Management BD affiliated | Iams Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 16, 2018 | May 16, 2018 |
| Robert Scott Swearingen | Gradient Wealth Management BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 2, 2018 | Apr 19, 2018 |
| Jordan Jay Kreiner | Gradient Wealth Management BD affiliated | Kreiner Financial Wealth Management, Inc. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Mar 30, 2018 | Mar 30, 2018 |
| Terrence Scott Ransom | Gradient Wealth Management other | Vanguard Advisers, Inc. BD affiliated | Other | Dec 31, 2017 | Oct 1, 2019 (639 d) |
| Erik Heinz Lembcke | Gradient Wealth Management other | Urs Advisory independent RIA | Other | Dec 31, 2017 | Nov 13, 2025 (2874 d) |
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82 moves match.