DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Invest Financial Corporation

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
William Stephen TaylorInvest Financial Corporation otherPrincipal Securities, Inc. otherOtherAug 29, 2017Oct 10, 2017 (42 d)
Howard Sayles BaughmanInvest Financial Corporation otherLPL Financial LLC otherOtherAug 22, 2017Aug 21, 2017
Marilyn Alise WoodInvest Financial Corporation otherCommonwealth Financial Network national BDOtherAug 3, 2017Aug 1, 2017
Sherri Lynn HarrisInvest Financial Corporation otherCommonwealth Financial Network national BDOtherAug 3, 2017Aug 1, 2017
Alexander Love HinsonInvest Financial Corporation otherAmeriprise Financial Services, LLC national BDOtherAug 3, 2017Jul 28, 2017
Sara Joy ArnoldInvest Financial Corporation otherCommonwealth Financial Network national BDOtherAug 2, 2017Aug 1, 2017
Larry Robert BrownInvest Financial Corporation otherCommonwealth Financial Network national BDOtherAug 2, 2017Aug 1, 2017
Enjoli Patricia MendozaInvest Financial Corporation otherCommonwealth Financial Network national BDOtherAug 2, 2017Aug 1, 2017
Damon Jeffrey VaradyInvest Financial Corporation otherFirst Allied Advisory Services, Inc. BD affiliatedOtherJul 25, 2017Jun 10, 2019 (685 d)
Vincent Martin PadillaInvest Financial Corporation otherLPL Financial LLC otherOtherJul 17, 2017Jul 14, 2017
Frank William ArmitageInvest Financial Corporation otherAdvice And Planning Services otherOtherJun 27, 2017Jun 30, 2017
Michael Todd BrownInvest Financial Corporation otherOlde Towne Financial Management Co. state registeredOtherJun 27, 2017Jun 28, 2017
Zackary Stuart William SmithInvest Financial Corporation otherJ.J.B. Hilliard, W.L. Lyons, LLC otherOtherJun 22, 2017Jun 21, 2017
Charles Rex StricklandInvest Financial Corporation otherOsaic Fs, Inc. otherOtherJun 21, 2017Jun 27, 2017
Alejandro Alberto LebronInvest Financial Corporation otherExecutive Wealth Management, LLC otherOtherJun 20, 2017Nov 12, 2015
Thomas John LindellInvest Financial Corporation otherEdward Jones national BDOtherJun 20, 2017Jun 26, 2017
Kyle Phillip StuckeyInvest Financial Corporation otherKfg Wealth Management, LLC unclassifiedOtherJun 20, 2017Jul 12, 2016
Rachel BasconeInvest Financial Corporation otherRaymond James & Associates, Inc. national BDOtherJun 19, 2017Jun 26, 2017
James Brent OstranderInvest Financial Corporation otherFirstwave Financial otherOtherJun 12, 2017Jul 18, 2017 (36 d)
Robert E. LutzInvest Financial Corporation otherOsaic Fa, Inc. otherOtherJun 9, 2017Jun 15, 2017
James Allan PlaskeyInvest Financial Corporation other401k Gps no RAUMOtherJun 7, 2017Jul 8, 2015
Kathleen Teresa KaffenbergerInvest Financial Corporation otherCadaret Grant & Co Inc otherOtherJun 6, 2017Jun 12, 2017
Richard Robert RushInvest Financial Corporation otherExecutive Wealth Management, LLC otherOtherJun 6, 2017Jun 29, 2015
Zachary B MessinaInvest Financial Corporation otherExecutive Wealth Management, LLC otherOtherJun 6, 2017Oct 17, 2013
Adam R KuleszaInvest Financial Corporation otherExecutive Wealth Management, LLC otherOtherJun 6, 2017Oct 30, 2010
Michael Robert ChechelInvest Financial Corporation otherExecutive Wealth Management, LLC otherOtherJun 5, 2017Oct 29, 2010
Kevin Edmund CrossInvest Financial Corporation otherEp Wealth Advisors independent RIAOtherJun 5, 2017Jan 2, 2025 (2768 d)
Albert Pingree HerzogInvest Financial Corporation otherExecutive Wealth Management, LLC otherOtherJun 2, 2017Jul 15, 2009
Andrew Jason ZehnderInvest Financial Corporation otherExecutive Wealth Management, LLC otherOtherJun 2, 2017Nov 4, 2010
John Lawrence BarbrickInvest Financial Corporation otherExecutive Wealth Management, LLC otherOtherJun 2, 2017Oct 29, 2010
Daniel Coye WeaverInvest Financial Corporation otherExecutive Wealth Management, LLC otherOtherJun 2, 2017Jun 22, 2011
Robert Francis MckinnonInvest Financial Corporation otherOsaic Fs, Inc. otherOtherMay 30, 2017Aug 3, 2017 (65 d)
John Tony GlowkaInvest Financial Corporation otherOsaic Fs, Inc. otherOtherMay 26, 2017May 23, 2017
John Howard BuseyInvest Financial Corporation otherLifemark Securities Corp. otherOtherMay 26, 2017Sep 1, 2017 (98 d)
Joseph Christopher GlowkaInvest Financial Corporation otherOsaic Fs, Inc. otherOtherMay 26, 2017Nov 10, 2017 (168 d)
Krist HammargrenInvest Financial Corporation otherCetera Investment Advisers LLC otherOtherMar 31, 2017Sep 14, 2017 (167 d)
Beth Arlene MausInvest Financial Corporation otherFsc Securities Corporation otherOtherMar 20, 2017Oct 16, 2017 (210 d)
Thomas P TulaneyInvest Financial Corporation otherLPL Financial LLC otherOtherMar 16, 2017Mar 28, 2017
Brooke Lea MartinInvest Financial Corporation otherCuna Brokerage Services, Inc. otherOtherMar 16, 2017Mar 23, 2017
John Harley CrowInvest Financial Corporation otherSecurities America Advisors, Inc. BD affiliatedOtherMar 7, 2017Aug 27, 2018 (538 d)
Fred Scott BurkeInvest Financial Corporation otherRaymond James Financial Services Advisors, Inc otherOtherFeb 28, 2017Mar 17, 2017
Jeremy Niles LoftisInvest Financial Corporation otherRaymond James Financial Services Advisors, Inc otherOtherFeb 23, 2017Mar 8, 2017
Cynthia Susan PelosiInvest Financial Corporation otherSwan Global Investments, LLC otherOtherFeb 22, 2017Nov 14, 2017 (265 d)
Aaron Jeremiah OchoaInvest Financial Corporation otherSt. Bernard Financial Services, Inc. BD affiliatedOtherFeb 22, 2017Jan 1, 2025 (2870 d)
Steven Robert EnglishInvest Financial Corporation otherRaymond James Financial Services Advisors, Inc otherOtherFeb 21, 2017Feb 15, 2017
Andrea Wade KarkosInvest Financial Corporation otherRaymond James Financial Services Advisors, Inc otherOtherFeb 17, 2017Feb 15, 2017
Derek David SimkowitzInvest Financial Corporation otherRaymond James Financial Services Advisors, Inc otherOtherFeb 16, 2017Feb 15, 2017
Trevor Scott DavenportInvest Financial Corporation otherRaymond James Financial Services Advisors, Inc otherOtherFeb 9, 2017Mar 7, 2017
Justin John DagostinoInvest Financial Corporation otherExecutive Wealth Management, LLC otherOtherJan 26, 2017Nov 21, 2016
James Vincent MariInvest Financial Corporation otherCliftonlarsonallen Wealth Advisors, LLC otherOtherJan 18, 2017Jan 19, 2017
Troy J LindbergInvest Financial Corporation otherEdward Jones national BDOtherJan 17, 2017May 23, 2023 (2317 d)
Kenneth Edward ReevesInvest Financial Corporation otherFinancial Management, Inc. otherOtherJan 9, 2017Feb 16, 2017 (38 d)
David Paul NoakesInvest Financial Corporation otherPackerland Brokerage Services, Inc. otherOtherJan 5, 2017Feb 7, 2017 (33 d)
John C StadtmuellerInvest Financial Corporation otherLPL Financial LLC otherOtherDec 31, 2016Jan 27, 2017
David Costa SmirlesInvest Financial Corporation otherRaymond James Financial Services Advisors, Inc BD affiliatedOtherDec 16, 2016Oct 31, 2018 (684 d)
Charles Michael TaylorInvest Financial Corporation otherCapital Synergy Partners independent RIAOtherDec 12, 2016Jan 3, 2017
Andrew B AdamsInvest Financial Corporation otherAddicus Advisory, LLC independent RIAOtherDec 7, 2016Jan 1, 2026 (3312 d)
Peter DizdarInvest Financial Corporation otherEquitable Advisors, LLC national BDOtherDec 7, 2016Mar 10, 2017 (93 d)
Katherine Carmichael MorosaniInvest Financial Corporation other1st Global Advisors Inc otherOtherDec 7, 2016Dec 2, 2016
Stephen Davis MilesInvest Financial Corporation otherAddicus Advisory, LLC independent RIAOtherDec 6, 2016Jan 1, 2026 (3313 d)
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961 moves match.