DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Nfsg Corporation

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Sterling Vaughn LouviereNfsg Corporation otherClaraphi Advisory Network, LLC otherOtherNov 1, 2017Nov 2, 2017
Sherri Lynn DesjardinsNfsg Corporation otherCentaurus Financial, Inc. otherOtherSep 18, 2017Sep 25, 2017
Anthony Scott DesjardinsNfsg Corporation otherCentaurus Financial, Inc. otherOtherSep 18, 2017Sep 18, 2017
Derek A MiserNfsg Corporation otherDauble+Worthington Equity Portfolios state registeredOtherNov 4, 2016Nov 23, 2016
Edward BiersNfsg Corporation otherSummit Financial Group Inc otherOtherOct 21, 2016Oct 19, 2016
Lawrence Sheldon SteinbergNfsg Corporation otherClaraphi Advisory Network, LLC otherOtherOct 19, 2016Oct 26, 2016
Kevin Jason NashbarNfsg Corporation otherRaymond James Financial Services Advisors, Inc otherOtherOct 4, 2016Oct 20, 2016
Catherine Mae MilanoNfsg Corporation otherKovack Advisors, Inc. otherOtherMar 31, 2016Apr 22, 2016
Carl Joseph SmithNfsg Corporation otherCjs Financial Advisers / Cjsf Advisers state registeredOtherMar 24, 2016Dec 18, 2018 (999 d)
Alexander Quinton GrahamNfsg Corporation otherMsi Financial Services, Inc. otherOtherMar 8, 2016Mar 8, 2016
Peter Alan RadvanyiNfsg Corporation otherRadvanyi Wealth Management LLC state registeredOtherJan 4, 2016Jan 4, 2016
Vincent Keith AnnableNfsg Corporation otherCenter Street Advisors, Inc. no RAUMOtherAug 24, 2015Aug 21, 2015
Robert Lloyd AnnableNfsg Corporation otherCenter Street Advisors, Inc. no RAUMOtherAug 24, 2015Aug 20, 2015
Daniel Simon PikulaNfsg Corporation otherMoney Manager Inc. state registeredOtherApr 1, 2015Jun 25, 2015 (85 d)
Timothy Daniel JuneNfsg Corporation otherChancellor Financial Group Wb LP no RAUMOtherFeb 18, 2015Feb 11, 2015
Mark Brian HorevitzNfsg Corporation otherGwn Securities Inc. otherOtherFeb 3, 2015Feb 9, 2015
Lanny Keith MarksNfsg Corporation otherSecurities America Advisors, Inc. otherOtherDec 15, 2014Jan 26, 2015 (42 d)
James William MclellanNfsg Corporation otherCetera Advisors LLC otherOtherNov 5, 2014Nov 5, 2014
Pamela BoodhooNfsg Corporation otherCredit Suisse Securities (USA) LLC otherOtherSep 17, 2014Sep 16, 2014
Karen Jean HillNfsg Corporation otherVoya Financial Advisors, Inc. otherOtherApr 28, 2014May 7, 2014
Lawrence Michael MargolinNfsg Corporation otherOppenheimer & Co. Inc. otherOtherMar 20, 2014May 1, 2014 (42 d)
Anthony Joseph CaputoNfsg Corporation otherGrantvest Financial Group LLC independent RIAOtherJun 5, 2013Nov 9, 2022 (3444 d)
Bruce Lee MusselmanNfsg Corporation otherSb Advisory, LLC otherOtherFeb 6, 2013Jul 10, 2013 (154 d)
Robert Steven WeissbeinNfsg Corporation otherCapital Guardian Wealth Management, LLC otherOtherJan 2, 2013Jan 31, 2013
James Todd NewtonNfsg Corporation otherSb Advisory, LLC otherOtherDec 31, 2012Jan 14, 2014 (379 d)
James Andrew BarnashNfsg Corporation otherEhlert Financial Group, Inc. unclassifiedOtherSep 7, 2012Oct 23, 2012 (46 d)
Joshua ZillmerNfsg Corporation otherLPL Financial LLC otherOtherAug 20, 2012Oct 8, 2012 (49 d)
Stuart Lawrence BrisgelNfsg Corporation otherB One Advisors, LLC unclassifiedOtherJul 13, 2012Sep 19, 2012 (68 d)
Julie Lynn RussellNfsg Corporation otherNew England Securities Corporation otherOtherJan 3, 2012Jan 25, 2012
Daniel MoralesNfsg Corporation otherNew England Securities Corporation otherOtherNov 29, 2011Jan 26, 2012 (58 d)
Thomas Patrick SmithNfsg Corporation otherTitan Securities unclassifiedOtherAug 5, 2011Aug 9, 2011
James Patrick LynchNfsg Corporation otherConcert Wealth Management otherOtherJul 13, 2011Jul 18, 2011
Hector CrespoNfsg Corporation otherAegis Capital Corp. otherOtherJun 23, 2011Jun 29, 2011
Kyle Ray BowenNfsg Corporation otherBok Financial Advisors otherOtherApr 18, 2011Apr 30, 2011
Francisco ZorrillaNfsg Corporation otherZor Capital, LLC state registeredOtherFeb 7, 2011Apr 18, 2016 (1897 d)
Mark William KarstromNfsg Corporation otherKenilworth Asset Management, LLC otherOtherJul 28, 2010Jul 27, 2010
Harry T RakovskiNfsg Corporation otherPgim Investments LLC otherOtherJul 1, 2010Aug 19, 2010 (49 d)
Jeffrey Joseph ScrimentiNfsg Corporation otherJ P Turner & Company Capital Management, LLC otherOtherJun 15, 2010Jun 14, 2010
Andrew RaskinNfsg Corporation otherChase Investment Services Corp. otherOtherMar 19, 2010Apr 21, 2010 (33 d)
Peggy Ann KelleherNfsg Corporation otherChase Investment Services Corp. otherOtherMar 12, 2010Apr 26, 2010 (45 d)
Gregory Carl BarsonNfsg Corporation otherCrown Capital Securities, L.P. otherOtherFeb 22, 2010Oct 19, 2016 (2431 d)
Humberto LopezNfsg Corporation otherPruco Securities, LLC otherOtherFeb 1, 2010May 8, 2017 (2653 d)
Joseph VarvaraNfsg Corporation otherB. Riley Wealth Advisors, Inc. BD affiliatedOtherMay 19, 2009Jan 6, 2020 (3884 d)
Richard William ErvolinoNfsg Corporation otherEquitable Advisors, LLC national BDOtherDec 23, 2008Feb 9, 2009 (48 d)
David James LeskoNfsg Corporation otherGms Group otherOtherAug 27, 2008Jul 29, 2010 (701 d)
John A KendallNfsg Corporation otherSagepoint Financial, Inc. otherOtherJun 9, 2008Jun 9, 2008
Cameron Van Cleve HinshawNfsg Corporation otherAdvice And Planning Services BD affiliatedOtherMar 31, 2008Oct 1, 2018 (3836 d)
Dean Salvatore DignotiNfsg Corporation otherValic Financial Advisors, Inc. otherOtherJan 11, 2008Jan 17, 2008
Robert August DwyerNfsg Corporation otherPortfolio Management Network, Inc unclassifiedOtherDec 18, 2007Sep 11, 2007
Adam Douglas LorraineNfsg Corporation otherB. Riley Wealth Advisors, Inc. otherOtherAug 23, 2007Nov 14, 2007 (83 d)
Ronnie MasseyNfsg Corporation otherQuest Capital Strategies, Inc. otherOtherJun 20, 2006Jan 30, 2007 (224 d)
Jay RabinsNfsg Corporation otherFirst Financial Equity Corporation otherOtherSep 12, 2005Dec 20, 2005 (99 d)
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112 moves match.