DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Kalos Management

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Joshua Daniel StiversKalos Management BD affiliatedWealthportrait Financial, LLC state registeredAffiliated broker-dealer or bank to a state-registered adviserOct 30, 2021Jun 24, 2021
Daniel Heaton MannKalos Management BD affiliatedIndependent Financial Group, LLC BD affiliatedAffiliated broker-dealer or bank to anotherAug 2, 2021Aug 11, 2021
Lawrence Anthony NapolitanoKalos Management BD affiliatedIndependent Financial Group, LLC BD affiliatedAffiliated broker-dealer or bank to anotherAug 2, 2021Aug 3, 2021
Kyle Jensen KirwanKalos Management BD affiliatedIndependent Financial Group, LLC BD affiliatedAffiliated broker-dealer or bank to anotherAug 2, 2021Aug 11, 2021
Ellie Danae SnyderKalos Management BD affiliatedCerity Partners Ocio LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 27, 2021Apr 26, 2021
Ryan Conrad BatesKalos Management BD affiliatedAe Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 5, 2021Mar 10, 2021
Zachary Bannon WoodwardKalos Management BD affiliatedCerity Partners Ocio LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 20, 2020Oct 20, 2020
Thomas James BerkholtzKalos Management BD affiliatedAnnex Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 2, 2020Sep 23, 2020
Kyle Dean WhippleKalos Management BD affiliatedAe Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 3, 2020Sep 1, 2020
Michael H WindleKalos Management BD affiliatedAe Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 1, 2020Sep 1, 2020
Kenneth Edward HackKalos Management BD affiliatedMML Investors Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJun 4, 2020Nov 9, 2020 (158 d)
Ryan David LarsonKalos Management BD affiliatedFirstline Financial LLC state registeredAffiliated broker-dealer or bank to a state-registered adviserMay 29, 2020Jun 9, 2020
Benjamin Paul BarbourKalos Management BD affiliatedFountainhead Fiduciary, LLC state registeredAffiliated broker-dealer or bank to a state-registered adviserApr 23, 2020Apr 27, 2020
Robert Lloyd AnnableKalos Management BD affiliatedCenter Street Advisors, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAApr 22, 2020May 14, 2020
Michael R. DanjczekKalos Management BD affiliatedBrighter Financial Capital Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 13, 2020Apr 13, 2020
Martin Hunter McfarlinKalos Management BD affiliatedArkadios Wealth Advisors BD affiliatedAffiliated broker-dealer or bank to anotherMar 31, 2020Jan 1, 2025 (1737 d)
Megan Lee ClarkKalos Management BD affiliatedBrighter Financial Capital Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 31, 2020Apr 1, 2020
Daniel CooperKalos Management BD affiliatedBrighter Financial Capital Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 31, 2020Feb 25, 2021 (331 d)
John Ray WilliamsKalos Management BD affiliatedAsteria Wealth LLC no RAUMOtherFeb 11, 2020Oct 12, 2016
Robert Ronald CourserKalos Management BD affiliatedBrookstone Capital Management LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 2, 2020Jan 2, 2020
Nolan James GosleeKalos Management BD affiliatedBrookstone Capital Management LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 2, 2020Jan 2, 2020
Daniel Gerard MeehanKalos Management BD affiliatedArkadios Wealth Advisors independent RIAAffiliated broker-dealer or bank to independent RIASep 13, 2019Oct 2, 2019
Joseph Patrick RoopKalos Management BD affiliatedDempsey Lord Smith, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 22, 2019Oct 18, 2019 (88 d)
Stephen Douglas NortonKalos Management BD affiliatedDempsey Lord Smith, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 22, 2019Jul 22, 2019
Shaun Francis MoynihanKalos Management BD affiliatedDempsey Lord Smith, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 22, 2019Jul 22, 2019
Cory Adam ShufordKalos Management BD affiliatedDempsey Lord Smith, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 22, 2019Jul 22, 2019
Kyle David SikesKalos Management BD affiliatedDempsey Lord Smith, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 22, 2019Jul 22, 2019
Emily Cales HardingKalos Management BD affiliatedMorgan Stanley wirehouseAffiliated broker-dealer or bank to wirehouseJul 9, 2019Nov 4, 2019 (118 d)
Andrew D GauldinKalos Management BD affiliatedMorgan Stanley wirehouseAffiliated broker-dealer or bank to wirehouseMay 13, 2019Jun 25, 2019 (43 d)
Christopher J ShawKalos Management BD affiliatedPruco Securities, LLC BD affiliatedAffiliated broker-dealer or bank to anotherMay 9, 2019May 16, 2019
Jacob Daniel StansfieldKalos Management BD affiliatedPrincipal Securities, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJul 25, 2018Aug 21, 2018
Thomas Mahone TollesonKalos Management BD affiliatedCatalyst Wealth Management no RAUMAffiliated broker-dealer or bank to a newly registered adviserJul 11, 2018Apr 13, 2018
Jack Matthew CayceKalos Management BD affiliatedCatalyst Wealth Management no RAUMAffiliated broker-dealer or bank to a newly registered adviserJul 11, 2018May 3, 2018
David Allen PierceKalos Management BD affiliatedCatalyst Wealth Management no RAUMAffiliated broker-dealer or bank to a newly registered adviserJul 11, 2018May 7, 2018
Christopher David PullaroKalos Management BD affiliatedCatalyst Wealth Management no RAUMAffiliated broker-dealer or bank to a newly registered adviserJul 11, 2018May 7, 2018
Caleb Will HuftalinKalos Management BD affiliatedCatalyst Wealth Management no RAUMAffiliated broker-dealer or bank to a newly registered adviserJul 11, 2018Apr 13, 2018
David Scott MirolliKalos Management BD affiliatedCatalyst Wealth Management no RAUMAffiliated broker-dealer or bank to a newly registered adviserJul 11, 2018May 3, 2018
Brian Timothy PierceKalos Management BD affiliatedCatalyst Wealth Management no RAUMAffiliated broker-dealer or bank to a newly registered adviserJul 11, 2018May 4, 2018
Michael John LeeKalos Management otherWildermuth Advisory, LLC otherOtherMar 29, 2018Feb 15, 2018
Todd David CarterKalos Management otherThe Blue Oak Group, LLC state registeredOtherJan 11, 2018Mar 30, 2018 (78 d)
Thomas Matthew ChaseKalos Management otherCapital Markets Iq, LLC independent RIAOtherJun 12, 2017Dec 22, 2025 (3115 d)
Bernard Emile BoucherKalos Management otherBrookstone Capital Management LLC otherOtherJun 6, 2017Jun 5, 2017
Matthew Clinton BadeKalos Management otherLPL Financial LLC otherOtherJan 3, 2017Mar 24, 2017 (80 d)
William Thomas DowneyKalos Management otherRev Capital, LLC state registeredOtherDec 5, 2016Dec 7, 2016
Justin Dene StreeterKalos Management otherAmeriprise Financial Services, LLC national BDOtherNov 10, 2016Nov 10, 2016
Todd Robert DavisKalos Management otherPnc Wealth Management otherOtherNov 3, 2016Jan 1, 2017 (59 d)
William S RogersKalos Management otherBeacon Capital Management, LLC otherOtherAug 23, 2016Aug 16, 2016
Amy Claire AndrewsKalos Management otherThrivent Investment Management Inc. otherOtherJun 3, 2016Jul 6, 2016 (33 d)
Matthew John MundyKalos Management otherLPL Financial LLC otherOtherMar 8, 2016Mar 8, 2016
Eric Simon KallalKalos Management otherAdvisornet Wealth Partners independent RIAOtherMar 7, 2016Mar 22, 2019 (1110 d)
Marvin Andrew RiddleKalos Management otherRev Capital, LLC state registeredOtherFeb 12, 2016Feb 19, 2016
Russell Scott CramerKalos Management otherCramer & Rauchegger, Inc. independent RIAOtherDec 31, 2015Dec 11, 2015
Anne Marie HudsonKalos Management otherCramer & Rauchegger, Inc. independent RIAOtherDec 31, 2015Jun 30, 2016 (182 d)
Thomas Michael RaucheggerKalos Management otherCramer & Rauchegger, Inc. independent RIAOtherDec 15, 2015Aug 3, 2015
Gary Allen WedgeKalos Management otherNewage Advisors LLC state registeredOtherAug 10, 2015Aug 17, 2015
Martin James AspinKalos Management otherStrategic Advisers LLC national BDOtherJul 21, 2015Feb 19, 2016 (213 d)
John Blake TaylorKalos Management otherHorter Investment Management, LLC otherOtherOct 13, 2014Oct 23, 2014
Karen Meyer HollandKalos Management otherGlobal Financial Private Capital, Inc. otherOtherSep 15, 2014Sep 16, 2014
Ann Brogan MartinKalos Management otherJ. W. Cole Advisors, Inc. otherOtherSep 10, 2014Oct 2, 2014
Ryan David LarsonKalos Management otherBridgelight Capital LLC otherOtherMay 8, 2014Aug 21, 2014 (105 d)
Page 2 of 3PreviousNext
155 moves match.