| Michael David Osterthun | Cetera Advisor Networks LLC other | Raymond James Financial Services Advisors, Inc BD affiliated | Other | Jan 23, 2018 | Mar 21, 2018 (57 d) |
| Thomas Castronovo | Cetera Advisor Networks LLC other | Total Clarity Wealth Management, Inc other | Other | Jan 22, 2018 | Feb 3, 2015 |
| Julie Anne Bramlitt | Cetera Advisor Networks LLC other | Cetera Investment Advisers LLC other | Other | Jan 19, 2018 | Feb 7, 2018 |
| Lance Taylor Patton | Cetera Advisor Networks LLC other | Npb Financial Group, LLC other | Other | Jan 8, 2018 | Jan 2, 2018 |
| Alison Diane Lohmann | Cetera Advisor Networks LLC other | Transamerica Retirement Advisors, LLC other | Other | Jan 2, 2018 | Jan 25, 2018 |
| Michael Kogan | Cetera Advisor Networks LLC other | Chelsea Advisory Services, Inc independent RIA | Other | Dec 31, 2017 | Oct 18, 2023 (2117 d) |
| Paul Clinton Stein | Cetera Advisor Networks LLC other | Advisornet Wealth Partners other | Other | Dec 31, 2017 | May 22, 2013 |
| Brian Terence Ahern | Cetera Advisor Networks LLC other | Total Clarity Wealth Management, Inc other | Other | Dec 31, 2017 | Oct 15, 2010 |
| Keith Andrew Adams | Cetera Advisor Networks LLC other | Cetera Investment Advisers LLC BD affiliated | Other | Dec 31, 2017 | Jun 29, 2023 (2006 d) |
| Richard Lyden Tighe | Cetera Advisor Networks LLC other | Ameriprise Financial Services, LLC national BD | Other | Dec 31, 2017 | Mar 28, 2019 (452 d) |
| Matthew Thomas Anderson | Cetera Advisor Networks LLC other | Creative Planning Institutional Advisors, LLC other | Other | Dec 31, 2017 | Apr 20, 2015 |
| Caleb White | Cetera Advisor Networks LLC other | Northwestern Mutual Investment Services,LLC no RAUM | Other | Dec 31, 2017 | Oct 7, 2019 (645 d) |
| Tae Bum Kim | Cetera Advisor Networks LLC other | LPL Financial LLC independent RIA | Other | Dec 22, 2017 | Jan 11, 2018 |
| Grant Daniel Podsednik | Cetera Advisor Networks LLC other | Level Four Advisory Services BD affiliated | Other | Dec 19, 2017 | Feb 12, 2018 (55 d) |
| David Karl Hansch | Cetera Advisor Networks LLC other | Independent Financial Group, LLC BD affiliated | Other | Dec 12, 2017 | Jan 1, 2025 (2577 d) |
| Walter John Hansch | Cetera Advisor Networks LLC other | Independent Financial Group, LLC BD affiliated | Other | Dec 12, 2017 | Jan 14, 2025 (2590 d) |
| William Hugh Kelly | Cetera Advisor Networks LLC other | United Capital Financial Advisors independent RIA | Other | Dec 12, 2017 | Jan 22, 2025 (2598 d) |
| Jemuel M Abarientos | Cetera Advisor Networks LLC other | Clg LLC other | Other | Dec 12, 2017 | Mar 2, 2017 |
| Scott Alexander Wight | Cetera Advisor Networks LLC other | Nationwide Securities, LLC no RAUM | Other | Dec 11, 2017 | Mar 26, 2018 (105 d) |
| Martin Geddes Hurlburt | Cetera Advisor Networks LLC other | T.M. Wealth Management independent RIA | Other | Dec 7, 2017 | Dec 8, 2017 |
| Thomas Ryan Seneca | Cetera Advisor Networks LLC other | T.M. Wealth Management independent RIA | Other | Dec 7, 2017 | Dec 5, 2017 |
| Huy Quoc Nguyen | Cetera Advisor Networks LLC other | LPL Financial LLC independent RIA | Other | Dec 7, 2017 | Dec 22, 2017 |
| Andrew Ross Ramsey | Cetera Advisor Networks LLC other | Lumature Wealth Partners, LLC no RAUM | Other | Nov 29, 2017 | Jun 4, 2020 (918 d) |
| Mitchell Lewis Bloom | Cetera Advisor Networks LLC other | Bloom Financial, LLC state registered | Other | Nov 13, 2017 | Mar 15, 2017 |
| James P Donahue | Cetera Advisor Networks LLC other | Ameriprise Financial Services, LLC national BD | Other | Nov 13, 2017 | Sep 30, 2021 (1417 d) |
| Heidi Sarah Hirsh | Cetera Advisor Networks LLC other | Osaic Wealth, Inc. BD affiliated | Other | Nov 13, 2017 | May 24, 2021 (1288 d) |
| Brandon M Ross | Cetera Advisor Networks LLC other | Quotient Wealth Partners, LLC no RAUM | Other | Nov 13, 2017 | Sep 1, 2023 (2118 d) |
| Christopher Douglas Battreall | Cetera Advisor Networks LLC other | Precision Wealth Strategies, LLC independent RIA | Other | Nov 13, 2017 | May 15, 2025 (2740 d) |
| Jonathan Mark Rawlings | Cetera Advisor Networks LLC other | Hilltop Securities Inc. BD affiliated | Other | Nov 13, 2017 | Sep 5, 2023 (2122 d) |
| Gary Ovsak | Cetera Advisor Networks LLC other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Nov 7, 2017 | Dec 1, 2017 |
| Billie Van Lith | Cetera Advisor Networks LLC other | Advisornet Wealth Partners other | Other | Oct 31, 2017 | Apr 18, 2017 |
| Peter Michael Cote | Cetera Advisor Networks LLC other | LPL Financial LLC other | Other | Oct 27, 2017 | Oct 16, 2017 |
| Amanda Tawney Williams | Cetera Advisor Networks LLC other | Raymond James Financial Services Advisors, Inc BD affiliated | Other | Oct 18, 2017 | Jan 3, 2018 (77 d) |
| Brian M Mcqueeney | Cetera Advisor Networks LLC other | LPL Financial LLC other | Other | Oct 17, 2017 | Oct 17, 2017 |
| Lori Patricia Sherman | Cetera Advisor Networks LLC other | Erman Retirement Advisory independent RIA | Other | Oct 6, 2017 | Jan 27, 2017 |
| Douglas Stephan King | Cetera Advisor Networks LLC other | Prosperity Capital Advisors other | Other | Sep 17, 2017 | Apr 7, 2017 |
| Lucas Anthony Casarez | Cetera Advisor Networks LLC other | Level Up Financial Planning, LLC state registered | Other | Sep 8, 2017 | Jan 31, 2023 (1971 d) |
| Todd Kelzenberg | Cetera Advisor Networks LLC other | Thrivent Investment Management Inc. other | Other | Sep 7, 2017 | Nov 6, 2017 (60 d) |
| Derek Jonathan Nutter | Cetera Advisor Networks LLC other | Advisornet Wealth Partners other | Other | Sep 5, 2017 | Sep 19, 2014 |
| Nathan C Scholes | Cetera Advisor Networks LLC other | Fifth Third Securities, Inc. BD affiliated | Other | Sep 5, 2017 | Mar 30, 2018 (206 d) |
| Brian Jacob Wells | Cetera Advisor Networks LLC other | Securities America Advisors, Inc. other | Other | Sep 1, 2017 | Aug 31, 2017 |
| Blakely Chase Hall | Cetera Advisor Networks LLC other | Stifel, Nicolaus & Company, Incorporated national BD | Other | Aug 28, 2017 | Feb 26, 2018 (182 d) |
| David Stanley Lawrence | Cetera Advisor Networks LLC other | Ameriprise Financial Services, LLC national BD | Other | Aug 25, 2017 | Aug 25, 2017 |
| Bradford Jude Sylve | Cetera Advisor Networks LLC other | Dfw Wealthcare Advisors, LLC state registered | Other | Aug 24, 2017 | Aug 28, 2017 |
| Scott Craig Burack | Cetera Advisor Networks LLC other | Squar Milner Financial Services, LLC other | Other | Aug 23, 2017 | Aug 16, 2017 |
| Brandon B Knutson | Cetera Advisor Networks LLC other | Wells Fargo Advisors wirehouse | Other | Aug 21, 2017 | Aug 18, 2017 |
| Matthew Patrick Anderson | Cetera Advisor Networks LLC other | UBS Financial Services Inc. wirehouse | Other | Aug 18, 2017 | Aug 31, 2018 (378 d) |
| Sean P Ryan | Cetera Advisor Networks LLC other | Magis Financial Partners other | Other | Aug 11, 2017 | Dec 5, 2017 (116 d) |
| Jimmy J Suh | Cetera Advisor Networks LLC other | Mirae Asset Wealth Management (USA) Inc. unclassified | Other | Aug 10, 2017 | Aug 1, 2017 |
| Keith Gordon Hentschel | Cetera Advisor Networks LLC other | Ifc independent RIA | Other | Aug 9, 2017 | Mar 30, 2018 (233 d) |
| Zachary Stillman | Cetera Advisor Networks LLC other | Pnc Wealth Management BD affiliated | Other | Aug 1, 2017 | Nov 13, 2017 (104 d) |
| Ryan Lee Buckle | Cetera Advisor Networks LLC other | LPL Financial LLC independent RIA | Other | Jul 31, 2017 | May 22, 2018 (295 d) |
| Margarita Perez | Cetera Advisor Networks LLC other | RBC Securities, Inc. other | Other | Jul 26, 2017 | Jul 26, 2017 |
| Nicholas John Golebiowski | Cetera Advisor Networks LLC other | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jul 26, 2017 | Jun 21, 2019 (695 d) |
| Joy Soon Oh | Cetera Advisor Networks LLC other | Adviceperiod, LLC other | Other | Jul 24, 2017 | Aug 17, 2017 |
| Stephen Brian Poole | Cetera Advisor Networks LLC other | Cetera Investment Advisers LLC other | Other | Jul 17, 2017 | Aug 4, 2017 |
| Timothy Fliam | Cetera Advisor Networks LLC other | Edward Jones national BD | Other | Jul 17, 2017 | Jul 27, 2017 |
| Turner Chapman Simpson | Cetera Advisor Networks LLC other | Three Magnolias Financial Advisors other | Other | Jul 6, 2017 | Aug 1, 2017 |
| Christopher Stockstrom | Cetera Advisor Networks LLC other | Principal Securities, Inc. other | Other | Jun 27, 2017 | Jul 24, 2017 |
| Abdiel Alan Valenzuela | Cetera Advisor Networks LLC other | Financial Sense Advisors, Inc. other | Other | Jun 9, 2017 | Jun 20, 2017 |