DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Bmo Harris Financial Advisors, Inc

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Donald Gregg Duvall	Bmo Harris Financial Advisors, Inc other	Wintrust Investments other	Other	Sep 24, 2013	Sep 20, 2013
Vanessa Lee Quintal	Bmo Harris Financial Advisors, Inc other	Pruco Securities, LLC other	Other	Sep 4, 2013	Apr 18, 2014 (226 d)
Jacob Adam Krueger	Bmo Harris Financial Advisors, Inc other	LPL Financial LLC other	Other	Sep 4, 2013	Aug 30, 2013
Gabriel Ryan Hicks	Bmo Harris Financial Advisors, Inc other	Wells Fargo Advisors wirehouse	Other	Aug 5, 2013	Jul 31, 2013
Marcin Piotr Kapral	Bmo Harris Financial Advisors, Inc other	Ameriprise Financial Services, LLC national BD	Other	Jul 25, 2013	Aug 1, 2013
Jorge Ivan Seda-Rivera	Bmo Harris Financial Advisors, Inc other	Pnc Wealth Management other	Other	Jul 23, 2013	Jul 25, 2013
William Michael Pokorsky	Bmo Harris Financial Advisors, Inc other	Raymond James Financial Services Advisors, Inc other	Other	Jul 2, 2013	Jul 2, 2013
Jill Marie Sommers	Bmo Harris Financial Advisors, Inc other	LPL Financial LLC other	Other	May 10, 2013	Apr 29, 2013
Larry Michael Hightower	Bmo Harris Financial Advisors, Inc other	Evergreen Capital Management Inc state registered	Other	Apr 30, 2013	Feb 16, 2016 (1022 d)
Joseph Bernecker	Bmo Harris Financial Advisors, Inc other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Apr 16, 2013	May 6, 2013
Brian Thomas Wilmet	Bmo Harris Financial Advisors, Inc other	New England Securities Corporation other	Other	Mar 4, 2013	Mar 26, 2013
Holly B Friel	Bmo Harris Financial Advisors, Inc other	Edward Jones national BD	Other	Mar 4, 2013	Apr 11, 2013 (38 d)
Daniel James Meyers	Bmo Harris Financial Advisors, Inc other	Pnc Wealth Management other	Other	Feb 21, 2013	May 20, 2013 (88 d)
Michael Allan Schold	Bmo Harris Financial Advisors, Inc other	Stifel, Nicolaus & Company, Incorporated national BD	Other	Jan 24, 2013	Jan 23, 2013
Sarah J Eder	Bmo Harris Financial Advisors, Inc other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Jan 8, 2013	Jan 24, 2013
Eric Michael Talbott	Bmo Harris Financial Advisors, Inc other	Envestnet Pmc other	Other	Oct 19, 2012	Jan 9, 2014 (447 d)
Paul Carl Sterk	Bmo Harris Financial Advisors, Inc other	LPL Financial LLC other	Other	Oct 4, 2012	Nov 7, 2012 (34 d)
Brian K Gregg	Bmo Harris Financial Advisors, Inc other	Chase Investment Services Corp. other	Other	Aug 7, 2012	Aug 8, 2012
Jacqueline Ann Runnberg	Bmo Harris Financial Advisors, Inc other	River Street Advisors, LLC other	Other	Apr 30, 2012	Aug 18, 2015 (1205 d)
Patrick Eugene Steketee	Bmo Harris Financial Advisors, Inc other	Invesco Advisers, Inc. asset manager	Other	Apr 30, 2012	Jul 18, 2025 (4827 d)
Matthew John Ruppe	Bmo Harris Financial Advisors, Inc other	LPL Financial LLC other	Other	Apr 5, 2012	Apr 17, 2012
James Sam Vaccaro	Bmo Harris Financial Advisors, Inc other	Wells Fargo Advisors wirehouse	Other	Apr 3, 2012	Apr 18, 2012
Randall John Winkler	Bmo Harris Financial Advisors, Inc other	Annex Wealth Management, LLC other	Other	Jan 11, 2012	Feb 17, 2012 (37 d)
Daniel Laurence Koerner	Bmo Harris Financial Advisors, Inc other	Newfocus Financial Group, LLC other	Other	Dec 13, 2011	Oct 17, 2012 (309 d)
Dudley J Balzer	Bmo Harris Financial Advisors, Inc other	V Wealth Advisors LLC other	Other	Oct 7, 2011	Sep 30, 2011
Matthew Garry Ringler	Bmo Harris Financial Advisors, Inc other	Lakeland Investment Advisors, LLC. state registered	Other	Sep 29, 2011	Sep 21, 2011
John Wesley Williams	Bmo Harris Financial Advisors, Inc other	Ameriprise Financial Services, LLC national BD	Other	Sep 19, 2011	Sep 9, 2011
Ignacio Alexander Guerrero	Bmo Harris Financial Advisors, Inc other	LPL Financial LLC other	Other	Jul 18, 2011	Jul 11, 2011
Christopher Ryan Krzus	Bmo Harris Financial Advisors, Inc other	U.S. Bancorp Investments, Inc. other	Other	Jul 8, 2011	Jun 27, 2011
Maribeth Gunger	Bmo Harris Financial Advisors, Inc other	Edward Jones national BD	Other	May 31, 2011	Sep 27, 2012 (485 d)
Troy Reese Corbridge	Bmo Harris Financial Advisors, Inc other	Morgan Stanley wirehouse	Other	May 5, 2011	Apr 18, 2011
Robert Douglas Foltz	Bmo Harris Financial Advisors, Inc other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Feb 22, 2011	Feb 11, 2011
David Matthew Weske	Bmo Harris Financial Advisors, Inc other	Allspring Funds Management, LLC other	Other	Jul 8, 2010	Jul 14, 2010
Justin S Palett	Bmo Harris Financial Advisors, Inc other	Charles Schwab & Co., Inc. national BD	Other	Mar 10, 2010	Jan 20, 2011 (316 d)
Kevin Arthur Krestan	Bmo Harris Financial Advisors, Inc other	Morgan Stanley wirehouse	Other	Sep 14, 2009	Dec 1, 2009 (78 d)
Laurence Montello	Bmo Harris Financial Advisors, Inc other	Blue Line Capital Advisors state registered	Other	Jul 31, 2009	Aug 24, 2018 (3311 d)
Alfredo Hernandez	Bmo Harris Financial Advisors, Inc other	Voya Retirement Advisors, LLC other	Other	Jun 26, 2009	Mar 17, 2010 (264 d)
Stephen John Temmer	Bmo Harris Financial Advisors, Inc other	Fifth Third Securities, Inc. other	Other	Jun 8, 2009	Dec 4, 2017 (3101 d)
Angela Crilly Grannan	Bmo Harris Financial Advisors, Inc other	Chase Investment Services Corp. other	Other	Apr 30, 2009	Jun 1, 2009 (32 d)
Michael Brian Kman	Bmo Harris Financial Advisors, Inc other	Valic Financial Advisors, Inc. other	Other	Dec 19, 2008	Apr 6, 2009 (108 d)
Natalie Renee Vaswani	Bmo Harris Financial Advisors, Inc other	Credit Suisse Securities (USA) LLC other	Other	Sep 11, 2008	Oct 21, 2008 (40 d)
Michael Kearney	Bmo Harris Financial Advisors, Inc other	Bok Financial Advisors other	Other	Aug 14, 2008	Jan 15, 2009 (154 d)
Kenneth Charles Lafleur	Bmo Harris Financial Advisors, Inc other	Morgan Stanley & Co. LLC unclassified	Other	Dec 13, 2007	Jun 25, 2008 (195 d)
Larisa Sharockman	Bmo Harris Financial Advisors, Inc other	Strategic Advisers LLC national BD	Other	Nov 16, 2007	Jan 14, 2008 (59 d)
Wendy Jo Farrissey	Bmo Harris Financial Advisors, Inc other	Northern Trust Securities, Inc no RAUM	Other	Oct 11, 2007	Dec 6, 2007 (56 d)
Michael James Pass	Bmo Harris Financial Advisors, Inc other	Wintrust Investments other	Other	Sep 26, 2007	Jan 8, 2009 (470 d)
Alfonso Cobb	Bmo Harris Financial Advisors, Inc other	Strategic Advisers LLC national BD	Other	Sep 21, 2007	Mar 4, 2008 (165 d)
Joel Barry Whitley	Bmo Harris Financial Advisors, Inc other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Sep 18, 2007	Sep 14, 2007
Daniel G Raupp	Bmo Harris Financial Advisors, Inc other	Morgan Stanley & Co. LLC unclassified	Other	Sep 17, 2007	Sep 14, 2007
Shashi Vivek Bhatia	Bmo Harris Financial Advisors, Inc other	RBC Capital Markets, LLC national BD	Other	Sep 14, 2007	Sep 5, 2007
Susan Elizabeth Mclain	Bmo Harris Financial Advisors, Inc other	Wells Fargo Advisors wirehouse	Other	Aug 27, 2007	Aug 9, 2010 (1078 d)
Jason Dominic Garcia	Bmo Harris Financial Advisors, Inc other	Northern Trust Securities, Inc no RAUM	Other	Jul 17, 2007	Jul 20, 2007
Ryan Nolan Connelly	Bmo Harris Financial Advisors, Inc other	Morgan Stanley & Co. LLC unclassified	Other	Apr 9, 2007	Apr 2, 2007
Steven John Zimmerman	Bmo Harris Financial Advisors, Inc other	Morgan Stanley Dw Inc. unclassified	Other	Mar 28, 2007	Mar 23, 2007
Anastacio Gamino	Bmo Harris Financial Advisors, Inc other	Chase Investment Services Corp. other	Other	Feb 20, 2007	Feb 20, 2007
Mark J Gilbert	Bmo Harris Financial Advisors, Inc other	Reason Financial Advisors, Inc. unclassified	Other	Feb 13, 2007	Feb 5, 2007
Christine Yu	Bmo Harris Financial Advisors, Inc other	Strategic Advisers LLC national BD	Other	Dec 20, 2006	Feb 6, 2007 (48 d)
Vainius Bronius Gleveckas	Bmo Harris Financial Advisors, Inc other	Foresters Equity Services, Inc. other	Other	Nov 14, 2006	Feb 19, 2014 (2654 d)
Michael Hollis Stewart	Bmo Harris Financial Advisors, Inc other	Fifth Third Securities, Inc. other	Other	Oct 19, 2006	Oct 28, 2006
Matthew Meyer Ordway	Bmo Harris Financial Advisors, Inc other	Natcity Investments, Inc. unclassified	Other	Oct 3, 2006	Oct 9, 2006

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247 moves match.