DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Brookstone Wealth Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Michael Nigel Fusella ValdezBrookstone Wealth Advisors, LLC independent RIAProsperity Capital Advisors independent RIARIA to RIAMay 28, 2019May 29, 2019
Kevin Dean KellerBrookstone Wealth Advisors, LLC independent RIADelta Investment Management, LLC independent RIARIA to RIAApr 11, 2019Aug 12, 2021 (854 d)
Michael Steven SondheimBrookstone Wealth Advisors, LLC independent RIASouth Cove Financial, LLC independent RIARIA to RIAApr 8, 2019Apr 16, 2019
Tonya Lee CooperBrookstone Wealth Advisors, LLC independent RIABlackridge Asset Management, LLC independent RIARIA to RIAApr 8, 2019Apr 10, 2019
George Arthur FossingBrookstone Wealth Advisors, LLC independent RIADelta Investment Management, LLC independent RIARIA to RIAMar 25, 2019Mar 11, 2019
Michael Thomas RiedmillerBrookstone Wealth Advisors, LLC independent RIAZega Financial, LLC independent RIARIA to RIAJan 18, 2019Jan 18, 2019
Gregory Alan TaylorBrookstone Wealth Advisors, LLC independent RIAClaraphi Advisory Network, LLC independent RIARIA to RIAJan 15, 2019Dec 13, 2018
Carlos Alves DiasBrookstone Wealth Advisors, LLC independent RIADias Wealth, LLC state registeredRIA to a state-registered adviserDec 20, 2018Jan 28, 2020 (404 d)
Steven Nicholas SaboBrookstone Wealth Advisors, LLC independent RIAVirtue Capital Management, LLC independent RIARIA to RIADec 20, 2018Apr 9, 2019 (110 d)
Steven Michael MilliganBrookstone Wealth Advisors, LLC independent RIAOsaic Institutions, Inc. BD affiliatedRIA to affiliated broker-dealer or bankOct 29, 2018Aug 14, 2018
Christopher W CercyBrookstone Wealth Advisors, LLC independent RIAFierce Financial Group LLC state registeredRIA to a state-registered adviserOct 15, 2018Dec 21, 2018 (67 d)
Christopher Alan AbramsBrookstone Wealth Advisors, LLC independent RIALifepro Asset Management independent RIARIA to RIAOct 8, 2018Oct 4, 2018
Myles Patrick O'ReillyBrookstone Wealth Advisors, LLC independent RIANavigation Wealth Management independent RIARIA to RIAAug 15, 2018Jan 1, 2026 (2696 d)
Peter Joseph LaliberteBrookstone Wealth Advisors, LLC independent RIAFoundations Investment Advisors LLC independent RIARIA to RIAAug 9, 2018Aug 15, 2018
Charisse RiversBrookstone Wealth Advisors, LLC independent RIAZinnia Wealth Advisory, LLC independent RIARIA to RIAJun 28, 2018Dec 22, 2025 (2734 d)
Anthony Scott DietrichBrookstone Wealth Advisors, LLC independent RIABlackridge Asset Management, LLC independent RIARIA to RIAMay 25, 2018May 1, 2018
Geoffrey Ervin Lester-GeorgeBrookstone Wealth Advisors, LLC independent RIALifetime Capital Planning Group LLC state registeredRIA to a state-registered adviserMay 21, 2018Dec 8, 2020 (932 d)
Mark GoldfingerBrookstone Wealth Advisors, LLC independent RIAStonehenge Retirement Planners no RAUMRIA to a newly registered adviserApr 11, 2018Mar 7, 2018
Joseph Cain LeonardBrookstone Wealth Advisors, LLC independent RIABrookstone Asset Management, LLC otherOtherApr 9, 2018Oct 21, 2014
Nicolas Dale DavisBrookstone Wealth Advisors, LLC independent RIABrindle & Bay Financial Advisors, LLC independent RIARIA to RIAApr 4, 2018Mar 6, 2018
Darren JamesBrookstone Wealth Advisors, LLC independent RIAFifth Third Securities, Inc. BD affiliatedRIA to affiliated broker-dealer or bankApr 3, 2018Apr 12, 2018
Ford Mcneill StokesBrookstone Wealth Advisors, LLC independent RIAFoundations Investment Advisors LLC otherOtherMar 23, 2018Mar 30, 2018
Kevin Bradford GeigerBrookstone Wealth Advisors, LLC independent RIABlackridge Asset Management, LLC independent RIARIA to RIAMar 12, 2018Mar 13, 2018
Carlos Alfredo CortezBrookstone Wealth Advisors, LLC independent RIACortez Wealth Advisors LLC state registeredRIA to a state-registered adviserMar 1, 2018Feb 2, 2018
Travis Blue SmithBrookstone Wealth Advisors, LLC independent RIADelta Investment Management, LLC independent RIARIA to RIAFeb 7, 2018Jan 5, 2026 (2889 d)
Donald Brian TrentlageBrookstone Wealth Advisors, LLC independent RIABrookstone Asset Management, LLC otherOtherDec 26, 2017Jul 23, 2015
William Robert WinnBrookstone Wealth Advisors, LLC independent RIAFiducial Partners LLC state registeredRIA to a state-registered adviserDec 6, 2017Jan 1, 2026 (2948 d)
Richard Scott EhrlichBrookstone Wealth Advisors, LLC independent RIASecure Wealth, Inc. independent RIARIA to RIANov 20, 2017Nov 17, 2017
David Andrew BrooksBrookstone Wealth Advisors, LLC independent RIAAe Wealth Management, LLC independent RIARIA to RIANov 9, 2017Dec 4, 2017
Eric Chandler JohnsonBrookstone Wealth Advisors, LLC otherGeiger Wealth Management state registeredOtherOct 27, 2017Jan 26, 2018 (91 d)
Thomas Edward EaglehouseBrookstone Wealth Advisors, LLC otherFoundations Investment Advisors LLC otherOtherOct 25, 2017Oct 26, 2017
Paul Henry LefevreBrookstone Wealth Advisors, LLC otherSecure Investment Management, LLC otherOtherSep 20, 2017Oct 3, 2017
Robert Thomas McmahonBrookstone Wealth Advisors, LLC otherEpi Financial Group state registeredOtherSep 11, 2017Sep 22, 2017
Matthew Keith UnderwoodBrookstone Wealth Advisors, LLC otherBrookstone Asset Management, LLC otherOtherAug 28, 2017Nov 10, 2016
Brian Lee PlatteBrookstone Wealth Advisors, LLC otherFull Spectrum Retirement Services, Inc. unclassifiedOtherAug 21, 2017Aug 23, 2017
Michael Brendan FeeleyBrookstone Wealth Advisors, LLC otherBridgemark Wealth Management independent RIAOtherJul 14, 2017Jun 15, 2017
Daniel Ryan WhelessBrookstone Wealth Advisors, LLC otherBrookstone Asset Management, LLC otherOtherApr 27, 2017Jul 19, 2016
Eric Robert LahaieBrookstone Wealth Advisors, LLC otherCreativeone Wealth, LLC otherOtherApr 5, 2017Mar 20, 2017
Matthew Sydney CurtisBrookstone Wealth Advisors, LLC otherAlpha Retirement Wealth, LLC state registeredOtherFeb 8, 2017Jan 1, 2026 (3249 d)
Douglas Marc SingerBrookstone Wealth Advisors, LLC otherPelleton Capital Management, Ltd. state registeredOtherDec 15, 2016Jan 24, 2018 (405 d)
Randy Gerard HuxBrookstone Wealth Advisors, LLC otherFmsa otherOtherDec 7, 2016Jan 17, 2017 (41 d)
Aaron Lee JohnsonBrookstone Wealth Advisors, LLC otherAtlas Private Wealth Management, LLC independent RIAOtherNov 29, 2016Sep 29, 2021 (1765 d)
Shelby Hoffman SaberonBrookstone Wealth Advisors, LLC otherEvident Wealth unclassifiedOtherNov 9, 2016Nov 17, 2016
Cody James LewisBrookstone Wealth Advisors, LLC otherAllegis Investment Advisors, LLC otherOtherOct 27, 2016Oct 5, 2016
Paul Daniel SpurlockBrookstone Wealth Advisors, LLC otherBrookstone Asset Management, LLC otherOtherMay 13, 2016Feb 5, 2015
Jeremy Michael PalenskyBrookstone Wealth Advisors, LLC otherBancwest Investment Services, Inc. (Bwis) otherOtherMay 9, 2016May 10, 2016
Thomas Donald GandolfiBrookstone Wealth Advisors, LLC otherBrookstone Capital Management LLC otherOtherFeb 4, 2016Feb 5, 2016
Matthew Thomas JacksonBrookstone Wealth Advisors, LLC otherRoyal Fund Management, LLC otherOtherJan 4, 2016Dec 16, 2015
Michael John StevensBrookstone Wealth Advisors, LLC otherAllegis Investment Advisors, LLC otherOtherJan 4, 2016Jan 5, 2016
Edward Sal GuanillBrookstone Wealth Advisors, LLC otherGuanill Wealth Management state registeredOtherOct 29, 2015Nov 9, 2015
Jeffery Paul LewisBrookstone Wealth Advisors, LLC otherLegacy Cornerstone Wealth LLC independent RIAOtherOct 19, 2015Oct 16, 2015
Steven Ronald HoakBrookstone Wealth Advisors, LLC otherTlg Advisors, Inc. otherOtherOct 8, 2015Oct 9, 2015
Randy Leon FloydBrookstone Wealth Advisors, LLC otherFloyd Financial Group LLC independent RIAOtherAug 31, 2015Aug 28, 2015
Steven Michael MartinezBrookstone Wealth Advisors, LLC otherCenter Street Advisors, Inc. no RAUMOtherJul 22, 2015Jun 16, 2015
Joshua Adam CumrineBrookstone Wealth Advisors, LLC otherRpc Wealth, LLC state registeredOtherJun 29, 2015Mar 4, 2025 (3536 d)
Randy Eugene SmithBrookstone Wealth Advisors, LLC otherCalton & Associates, Inc. otherOtherApr 23, 2015May 27, 2015 (34 d)
Michael John BucknerBrookstone Wealth Advisors, LLC otherSequent Planning, LLC independent RIAOtherApr 7, 2015Mar 2, 2022 (2521 d)
Matthew S KlaessBrookstone Wealth Advisors, LLC otherTfo Wealth Partners otherOtherMar 25, 2015Jan 20, 2015
Erik Lawrence KromBrookstone Wealth Advisors, LLC otherTfo Wealth Partners otherOtherMar 25, 2015Jan 23, 2015
Billie Lavelle OdomBrookstone Wealth Advisors, LLC otherInvestment Professionals, Inc. otherOtherMar 9, 2015Dec 12, 2014
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244 moves match.