DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Cantella & Co., Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Joanne Sturgill	Cantella & Co., Inc. BD affiliated	Global Capital Strategies no RAUM	Other	Dec 10, 2018	Jan 26, 2018
Kelvin Alcantara	Cantella & Co., Inc. BD affiliated	LPL Financial LLC independent RIA	Affiliated broker-dealer or bank to independent RIA	Sep 14, 2018	Oct 16, 2018 (32 d)
Craig Drisko Worcester	Cantella & Co., Inc. other	MML Investors Services, LLC BD affiliated	Other	Jun 15, 2018	Jun 14, 2018
Richard Charles Irr	Cantella & Co., Inc. other	Raymond James Financial Services Advisors, Inc other	Other	Dec 8, 2017	Nov 27, 2017
Richard Weiss	Cantella & Co., Inc. other	International Assets Investment Management, LLC other	Other	Nov 9, 2017	Feb 1, 2018 (84 d)
Charles Spencer Peterson	Cantella & Co., Inc. other	LPL Financial LLC other	Other	Oct 5, 2017	Oct 4, 2017
Naimuddin Syed	Cantella & Co., Inc. other	Ameriprise Financial Services, LLC national BD	Other	Jul 26, 2017	Jul 6, 2017
John Brandon Bell	Cantella & Co., Inc. other	Sound Income Strategies, LLC other	Other	Jun 2, 2017	Jun 2, 2017
Lance Robert Ray	Cantella & Co., Inc. other	Bellwether Investment Group, LLC other	Other	Sep 19, 2016	Sep 1, 2016
Craig Emil Sargent	Cantella & Co., Inc. other	Empower Advisory Group, LLC institutional	Other	May 9, 2016	Jul 15, 2020 (1528 d)
Robert Hirt	Cantella & Co., Inc. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Apr 27, 2016	May 12, 2016
David William Mullins	Cantella & Co., Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	Jul 9, 2015	Jun 26, 2015
Todd Micklovich	Cantella & Co., Inc. other	Strategic Advisers LLC national BD	Other	Apr 2, 2015	May 4, 2015 (32 d)
Roger Cunhui Yang	Cantella & Co., Inc. other	August Financial Advisors, Inc. unclassified	Other	Dec 2, 2014	Oct 22, 2002
Harry Marc Krigman	Cantella & Co., Inc. other	Harborview Advisors no RAUM	Other	Oct 9, 2014	Oct 2, 2014
Keith Geoffrey Fosler	Cantella & Co., Inc. other	Kovack Advisors, Inc. other	Other	Oct 9, 2014	Oct 3, 2014
William Robert Todd	Cantella & Co., Inc. other	Harborview Advisors no RAUM	Other	Oct 9, 2014	Sep 30, 2014
Eric Butler Lusk	Cantella & Co., Inc. other	Bolton Global Asset Management other	Other	Oct 9, 2014	Oct 13, 2014
Philip John Cawley	Cantella & Co., Inc. other	Harborview Advisors no RAUM	Other	Oct 8, 2014	Oct 1, 2014
Norman Henry Levesque	Cantella & Co., Inc. other	Harborview Advisors no RAUM	Other	Oct 8, 2014	Oct 1, 2014
Lee Michael Turek	Cantella & Co., Inc. other	Fintegra, LLC other	Other	Oct 7, 2014	Nov 10, 2014 (34 d)
Philip John Kiernan	Cantella & Co., Inc. other	Highlander Capital Management LLC other	Other	Sep 16, 2014	Sep 16, 2014
Stephen Russell Story	Cantella & Co., Inc. other	Wilbanks Securities Advisory other	Other	Aug 25, 2014	Sep 9, 2003
Patrick Michael Ciummo	Cantella & Co., Inc. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	May 20, 2014	Jan 6, 2015 (231 d)
Robert Bradford Entwistle	Cantella & Co., Inc. other	LPL Financial LLC other	Other	Nov 29, 2013	Nov 25, 2013
Gregory Thomas Cimmino	Cantella & Co., Inc. other	Iic no RAUM	Other	Nov 25, 2013	Sep 20, 2013
Paul Richard Stephens	Cantella & Co., Inc. other	Iic no RAUM	Other	Nov 25, 2013	Sep 10, 2013
Antonio Americo Ciocca	Cantella & Co., Inc. other	Iic no RAUM	Other	Nov 25, 2013	Sep 20, 2013
Michael William Kozemchak	Cantella & Co., Inc. other	Iic no RAUM	Other	Nov 25, 2013	Sep 10, 2013
John William Thompson	Cantella & Co., Inc. other	Jw Thompson Investments LLC state registered	Other	Aug 2, 2013	Jun 14, 2005
John William Thompson	Cantella & Co., Inc. other	Jw Thompson Investments LLC state registered	Other	Aug 2, 2013	Jun 14, 2005
Craig R Coker	Cantella & Co., Inc. other	Independent Financial Group, LLC other	Other	Jun 18, 2013	Jun 17, 2013
Stephen Leslie Coffman	Cantella & Co., Inc. other	United Brokerage Services Inc other	Other	Feb 27, 2013	Feb 25, 2013
John Daniel Hansen	Cantella & Co., Inc. other	Kenilworth Asset Management, LLC other	Other	Feb 20, 2013	May 21, 2013 (90 d)
Thomas Joseph Diem	Cantella & Co., Inc. other	Diem Wealth Management state registered	Other	Jul 6, 2012	Jul 9, 2012
Philip Edward Gillette	Cantella & Co., Inc. other	Cape Ann Financial state registered	Other	Jun 8, 2012	Jan 22, 2010
Mark William Narby	Cantella & Co., Inc. other	Next Financial Group, Inc. other	Other	Mar 20, 2012	Apr 11, 2012
Michelle Marie Martin-Yoder	Cantella & Co., Inc. other	Dempsey Lord Smith, LLC other	Other	Mar 7, 2012	Feb 22, 2012
Ryan Joseph Fleming	Cantella & Co., Inc. other	"The Pilot'S Advisor," LLC no RAUM	Other	Feb 17, 2012	May 3, 2024 (4459 d)
Thomas Robert Manning	Cantella & Co., Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	Jan 11, 2012	Jan 18, 2012
David Maxwell Irving	Cantella & Co., Inc. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Dec 6, 2011	Dec 16, 2011
Michael Charles Weber	Cantella & Co., Inc. other	Research & Portfolio Management independent RIA	Other	Nov 25, 2011	Aug 17, 2011
Luann Driscoll	Cantella & Co., Inc. other	Research & Portfolio Management independent RIA	Other	Nov 25, 2011	Nov 21, 2011
Michael Leonard Weber	Cantella & Co., Inc. other	Research & Portfolio Management independent RIA	Other	Nov 25, 2011	Aug 17, 2011
Bruce Charles Fenton	Cantella & Co., Inc. other	Atlantic Financial state registered	Other	Nov 14, 2011	Mar 5, 2019 (2668 d)
Domenick Robert Tibaldo	Cantella & Co., Inc. other	Asset & Financial Planning, Ltd other	Other	Sep 12, 2011	Aug 25, 2011
Gregg William Huxley	Cantella & Co., Inc. other	Spc other	Other	Apr 21, 2011	Apr 19, 2011
Gregory Keith Kempner	Cantella & Co., Inc. other	Wealthcare Advisory Partners LLC other	Other	Apr 21, 2011	Oct 13, 2017 (2367 d)
Richard Frank Parnigoni	Cantella & Co., Inc. other	Signator Investors, Inc. other	Other	Mar 25, 2011	Mar 20, 2013 (726 d)
Eugene Alan Cheng	Cantella & Co., Inc. other	H. Beck, Inc. other	Other	Jan 31, 2011	Feb 9, 2011
Amy Melissa Keating	Cantella & Co., Inc. other	First Citizens Investor Services, Inc. BD affiliated	Other	Oct 15, 2010	Nov 17, 2021 (4051 d)
Shelly Ann Williams	Cantella & Co., Inc. other	H. Beck, Inc. BD affiliated	Other	May 24, 2010	May 29, 2019 (3292 d)
Mark Francis Butler	Cantella & Co., Inc. other	Butler & Co., Inc. state registered	Other	Apr 28, 2010	Jun 8, 2010 (41 d)
Mara Anne Calame Wessell	Cantella & Co., Inc. other	Edward Jones national BD	Other	Apr 28, 2010	Apr 28, 2010
Larry Stephen Golub	Cantella & Co., Inc. other	Raymond James Financial Services Advisors, Inc other	Other	Apr 1, 2010	Apr 1, 2010
Jeffrey Seth Fishman	Cantella & Co., Inc. other	Alj Capital Management, LLC other	Other	Mar 11, 2010	Dec 2, 2003
Thuong Thanh Thien	Cantella & Co., Inc. other	Wipfli Financial Advisors, LLC other	Other	Mar 11, 2010	Jan 9, 2013 (1035 d)
Zev Jeffrey Fried	Cantella & Co., Inc. other	Jsf Financial, LLC other	Other	Mar 11, 2010	Sep 30, 2010 (203 d)
James Patrick Flynn	Cantella & Co., Inc. other	B. Riley Wealth Advisors, Inc. other	Other	Nov 27, 2009	Dec 2, 2011 (735 d)
John Emerson Willse	Cantella & Co., Inc. other	Tlg Advisors, Inc. other	Other	Sep 9, 2009	Sep 9, 2009

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207 moves match.