DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Cuna Brokerage Services, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Patrick WatsonCuna Brokerage Services, Inc. BD affiliatedFidelity Personal And Workplace Advisors BD affiliatedAffiliated broker-dealer or bank to anotherApr 19, 2021Oct 22, 2021 (186 d)
Michael SimonCuna Brokerage Services, Inc. BD affiliatedCetera Investment Advisers LLC BD affiliatedAffiliated broker-dealer or bank to anotherApr 8, 2021May 19, 2021 (41 d)
Samin Mozaffari-NejadCuna Brokerage Services, Inc. BD affiliatedFidelity Personal And Workplace Advisors BD affiliatedAffiliated broker-dealer or bank to anotherApr 6, 2021Jul 14, 2021 (99 d)
Daniel J GuibertCuna Brokerage Services, Inc. BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherMar 31, 2021Apr 7, 2021
Robert E BudavichCuna Brokerage Services, Inc. BD affiliatedHfg Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 12, 2021Apr 19, 2021 (38 d)
Andrew Richard StaleyCuna Brokerage Services, Inc. BD affiliatedCetera Investment Advisers LLC BD affiliatedAffiliated broker-dealer or bank to anotherFeb 19, 2021Mar 1, 2021
Jane Ann BrockwayCuna Brokerage Services, Inc. BD affiliatedCetera Investment Advisers LLC BD affiliatedAffiliated broker-dealer or bank to anotherFeb 4, 2021Jun 29, 2023 (875 d)
Franklin R SmithCuna Brokerage Services, Inc. BD affiliatedPrivate Advisor Group, LLC BD affiliatedAffiliated broker-dealer or bank to anotherFeb 1, 2021Nov 9, 2022 (646 d)
Robert Vincent PonciroliCuna Brokerage Services, Inc. BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherJan 22, 2021Feb 18, 2021
Kimberly Frances MyersCuna Brokerage Services, Inc. BD affiliatedWells Fargo Advisors wirehouseAffiliated broker-dealer or bank to wirehouseJan 19, 2021Jan 26, 2021
Bekka Suzanne SageCuna Brokerage Services, Inc. BD affiliatedAmeriprise Financial Services, LLC national BDAffiliated broker-dealer or bank to anotherJan 13, 2021Jan 8, 2021
Steven Laurent LavergneCuna Brokerage Services, Inc. BD affiliatedAmeriprise Financial Services, LLC national BDAffiliated broker-dealer or bank to anotherDec 22, 2020Dec 18, 2020
Thomas Patrick LynchCuna Brokerage Services, Inc. BD affiliatedRBC Capital Markets, LLC national BDAffiliated broker-dealer or bank to anotherDec 9, 2020Dec 7, 2020
Sergio Gabriel GarzaCuna Brokerage Services, Inc. BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherDec 8, 2020Dec 11, 2020
Marc D LivernoisCuna Brokerage Services, Inc. BD affiliatedLegacy Cornerstone Wealth LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 7, 2020Dec 4, 2020
Corey Randall CrewsCuna Brokerage Services, Inc. BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherNov 4, 2020Nov 2, 2020
Donovan Jay EhrmanCuna Brokerage Services, Inc. BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherOct 8, 2020Oct 7, 2020
Mark Aaron RobbinsCuna Brokerage Services, Inc. BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherOct 1, 2020Oct 15, 2020
Ernesto AguilarCuna Brokerage Services, Inc. BD affiliatedBroadway Wealth Solutions independent RIAAffiliated broker-dealer or bank to independent RIASep 24, 2020Sep 29, 2020
Robert Dante ScafaCuna Brokerage Services, Inc. BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherSep 21, 2020Sep 18, 2020
Francis SamCuna Brokerage Services, Inc. BD affiliatedJ.P. Morgan Securities LLC wirehouseAffiliated broker-dealer or bank to wirehouseSep 21, 2020Sep 28, 2020
Douglass BeltCuna Brokerage Services, Inc. BD affiliatedSecurities America Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherSep 16, 2020Sep 8, 2020
Rene HernandezCuna Brokerage Services, Inc. BD affiliatedErnst & Young Investment Advisers Llp no RAUMOtherSep 15, 2020Aug 30, 2022 (714 d)
David Levi HansenCuna Brokerage Services, Inc. BD affiliatedWells Fargo Advisors wirehouseAffiliated broker-dealer or bank to wirehouseSep 15, 2020Dec 14, 2021 (455 d)
James Duncan McgaryCuna Brokerage Services, Inc. BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherSep 14, 2020Sep 8, 2020
Christopher Ranjo RafananCuna Brokerage Services, Inc. BD affiliatedCuso Financial Services, L.P. BD affiliatedAffiliated broker-dealer or bank to anotherAug 28, 2020Aug 21, 2020
Mark A LaneCuna Brokerage Services, Inc. BD affiliatedOsaic Institutions, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherAug 26, 2020Aug 27, 2020
John MerendinoCuna Brokerage Services, Inc. BD affiliatedPnc Wealth Management BD affiliatedAffiliated broker-dealer or bank to anotherAug 25, 2020Sep 1, 2020
Brandon Joseph ArmellaCuna Brokerage Services, Inc. BD affiliatedLincoln Investment BD affiliatedAffiliated broker-dealer or bank to anotherJul 22, 2020Jul 21, 2020
Saloma BecharaCuna Brokerage Services, Inc. BD affiliatedWells Fargo Advisors wirehouseAffiliated broker-dealer or bank to wirehouseJun 30, 2020Jul 17, 2020
Michael VargaCuna Brokerage Services, Inc. BD affiliatedFirst Trust Advisors LP asset managerOtherJun 30, 2020Jun 30, 2020
Michelle Rene DilalloCuna Brokerage Services, Inc. BD affiliatedCuso Financial Services, L.P. BD affiliatedAffiliated broker-dealer or bank to anotherJun 30, 2020Jul 23, 2020
Henry Evans WurstCuna Brokerage Services, Inc. BD affiliatedColdstream Wealth Management independent RIAAffiliated broker-dealer or bank to independent RIAJun 30, 2020Jul 12, 2021 (377 d)
Clarence Edward McclainCuna Brokerage Services, Inc. BD affiliatedRaymond James & Associates, Inc. national BDAffiliated broker-dealer or bank to anotherJun 17, 2020Jun 17, 2020
Desteni Lynn LawhornCuna Brokerage Services, Inc. BD affiliatedInvesco Advisers, Inc. asset managerOtherApr 29, 2020Apr 30, 2020
Matthew Gordon SchmitzCuna Brokerage Services, Inc. BD affiliatedGreat American Advisors, Inc. otherOtherApr 15, 2020Jun 3, 2020 (49 d)
John Welsh EysterCuna Brokerage Services, Inc. BD affiliatedComerica Securities bank affiliatedOtherApr 6, 2020Apr 7, 2020
Anastasia ThermosCuna Brokerage Services, Inc. BD affiliatedU.S. Bancorp Investments, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherApr 2, 2020Mar 30, 2020
Lawrence Joseph AmentaCuna Brokerage Services, Inc. BD affiliatedCommonwealth Financial Network national BDAffiliated broker-dealer or bank to anotherMar 10, 2020Mar 6, 2020
Michael David MoschettaCuna Brokerage Services, Inc. BD affiliatedAscensus Investment Advisors, LLC institutionalOtherMar 10, 2020Jul 20, 2020 (132 d)
Randall Levi NakamuraCuna Brokerage Services, Inc. BD affiliatedJ. W. Cole Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMar 3, 2020Mar 4, 2020
Mina EisbergCuna Brokerage Services, Inc. BD affiliatedFidelity Personal And Workplace Advisors BD affiliatedAffiliated broker-dealer or bank to anotherFeb 12, 2020Jan 3, 2022 (691 d)
Kenneth I WeinsteinCuna Brokerage Services, Inc. BD affiliatedCetera Investment Advisers LLC BD affiliatedAffiliated broker-dealer or bank to anotherJan 7, 2020Jan 28, 2020
Darin Stadler RuttenbergCuna Brokerage Services, Inc. BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherJan 7, 2020Jan 7, 2020
Stephanie Delana MoralesCuna Brokerage Services, Inc. BD affiliatedCetera Investment Advisers LLC BD affiliatedAffiliated broker-dealer or bank to anotherDec 23, 2019Jun 29, 2023 (1284 d)
Gregory Wade GobbleCuna Brokerage Services, Inc. BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherDec 16, 2019Dec 18, 2019
Thomas J CurtinCuna Brokerage Services, Inc. BD affiliatedHammond Iles Wealth Advisors independent RIAAffiliated broker-dealer or bank to independent RIADec 4, 2019Jan 10, 2020 (37 d)
Richard Lee ChambersCuna Brokerage Services, Inc. BD affiliatedU.S. Bancorp Investments, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherNov 25, 2019Nov 20, 2019
Thomas A TrostCuna Brokerage Services, Inc. BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherNov 25, 2019Oct 18, 2019
Eric Christian MartinezCuna Brokerage Services, Inc. BD affiliatedWells Fargo Advisors wirehouseAffiliated broker-dealer or bank to wirehouseNov 7, 2019Nov 18, 2019
Carolina Berdoza MarquezCuna Brokerage Services, Inc. BD affiliatedMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseNov 6, 2019Nov 5, 2019
Stephanie Terese LeathermanCuna Brokerage Services, Inc. BD affiliatedPruco Securities, LLC BD affiliatedAffiliated broker-dealer or bank to anotherOct 21, 2019Oct 29, 2019
Eric Joseph EdwardsCuna Brokerage Services, Inc. BD affiliatedCape Investment Advisory, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAOct 3, 2019Feb 25, 2020 (145 d)
Martin Ho Wah LauCuna Brokerage Services, Inc. BD affiliatedMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseOct 2, 2019Oct 7, 2019
Robert J WrightCuna Brokerage Services, Inc. BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherSep 24, 2019Aug 3, 2021 (679 d)
Whitney WeeksCuna Brokerage Services, Inc. BD affiliatedMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseSep 18, 2019Oct 1, 2019
James William RobinsonCuna Brokerage Services, Inc. BD affiliatedCetera Investment Advisers LLC BD affiliatedAffiliated broker-dealer or bank to anotherSep 16, 2019Sep 30, 2020 (380 d)
Scott Martin TonkovichCuna Brokerage Services, Inc. BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherSep 13, 2019Oct 14, 2019 (31 d)
Elizabeth Windsor ThompsonCuna Brokerage Services, Inc. BD affiliatedOld Dominion Asset Management Inc. unclassifiedOtherAug 28, 2019Apr 3, 2020 (219 d)
Edward Louis NeveleffCuna Brokerage Services, Inc. BD affiliatedEnroute Wealth Management, LLC state registeredAffiliated broker-dealer or bank to a state-registered adviserAug 22, 2019Jan 1, 2026 (2324 d)
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693 moves match.