DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Bb&T Securities, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Charles Falconer Mccallum | Bb&T Securities, LLC BD affiliated | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 10, 2021 | May 15, 2024 (1162 d) |
| Paul Nathan Deal | Bb&T Securities, LLC BD affiliated | Creative Planning independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 10, 2021 | Jun 25, 2025 (1568 d) |
| Paula F Mwangi | Bb&T Securities, LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 10, 2021 | Sep 29, 2021 (203 d) |
| Kevin James Mccarthy | Bb&T Securities, LLC BD affiliated | Synovus Securities, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 2, 2021 | Oct 3, 2021 (215 d) |
| Denise Kathleen Merinar | Bb&T Securities, LLC BD affiliated | Valley Forge Asset Management, LLC other | Other | Mar 2, 2021 | Aug 5, 2015 |
| Adrienne Meredith Medlin | Bb&T Securities, LLC BD affiliated | Synovus Securities, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 2, 2021 | Dec 11, 2025 (1745 d) |
| William E. Orielly | Bb&T Securities, LLC BD affiliated | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 17, 2021 | May 18, 2023 (820 d) |
| Thomas Dustin Fluent | Bb&T Securities, LLC BD affiliated | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Feb 17, 2021 | Jul 31, 2026 (1990 d) |
| Bryan Scott Cram | Bb&T Securities, LLC BD affiliated | Bb&T Investment Services, Inc. no RAUM | Other | Feb 17, 2021 | Jan 9, 2015 |
| Michael Eugene Pearson | Bb&T Securities, LLC BD affiliated | Balentine independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 17, 2021 | Jan 19, 2024 (1066 d) |
| Larry Christopher Parkin | Bb&T Securities, LLC BD affiliated | Hb Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 17, 2021 | Oct 7, 2024 (1328 d) |
| Bridget Geraldine Hussey | Bb&T Securities, LLC BD affiliated | Synovus Securities, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 17, 2021 | Nov 20, 2024 (1372 d) |
| Carrie Sprouse | Bb&T Securities, LLC BD affiliated | Bb&T Investment Services, Inc. other | Other | Feb 17, 2021 | Dec 1, 2015 |
| Joseph A Falzone | Bb&T Securities, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 17, 2021 | Jun 6, 2022 (474 d) |
| Misty Nicole Calderon | Bb&T Securities, LLC BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Feb 17, 2021 | May 26, 2024 (1194 d) |
| Amy Elizabeth West | Bb&T Securities, LLC BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 17, 2021 | Oct 5, 2022 (595 d) |
| Michael Francis Swallow | Bb&T Securities, LLC BD affiliated | Levy Wealth Management Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 4, 2021 | Oct 6, 2021 (244 d) |
| Jason Blair Davis | Bb&T Securities, LLC BD affiliated | Truist Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 25, 2021 | Jan 8, 2021 |
| Charles William Gillingham | Bb&T Securities, LLC BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Dec 23, 2020 | Dec 11, 2020 |
| Charles Dean Crist | Bb&T Securities, LLC BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Dec 23, 2020 | Dec 11, 2020 |
| Susan Michele Dampier | Bb&T Securities, LLC BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Dec 23, 2020 | Dec 11, 2020 |
| Ryan Hudson Jones | Bb&T Securities, LLC BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Dec 23, 2020 | Dec 11, 2020 |
| Amy Claire Barrett | Bb&T Securities, LLC BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Dec 23, 2020 | Dec 11, 2020 |
| Mark Andrew Jones | Bb&T Securities, LLC BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Dec 23, 2020 | Dec 11, 2020 |
| Joseph S Sicchitano | Bb&T Securities, LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 22, 2020 | May 12, 2023 (871 d) |
| Ariel Nmn Sanchez-Alfonso | Bb&T Securities, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 18, 2020 | Jan 28, 2021 (41 d) |
| Victoria Lynn Tiehen | Bb&T Securities, LLC BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Dec 11, 2020 | Dec 14, 2020 |
| William Michael Stacks | Bb&T Securities, LLC BD affiliated | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 8, 2020 | Nov 25, 2020 |
| Amy Robin Raisman | Bb&T Securities, LLC BD affiliated | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 8, 2020 | Nov 30, 2020 |
| Thomas Matthew Licwinko | Bb&T Securities, LLC BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 24, 2020 | Feb 24, 2021 (92 d) |
| Jason Thomas Pepe | Bb&T Securities, LLC BD affiliated | Truist Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 16, 2020 | Aug 26, 2020 |
| Adam John Geist | Bb&T Securities, LLC BD affiliated | Alliancebernstein L.P. other | Other | Nov 16, 2020 | Apr 8, 2021 (143 d) |
| Timothy E Garrett | Bb&T Securities, LLC BD affiliated | Truist Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 16, 2020 | Feb 7, 2022 (448 d) |
| Janelle Walker | Bb&T Securities, LLC BD affiliated | Comerica Securities bank affiliated | Other | Nov 5, 2020 | Apr 19, 2021 (165 d) |
| Michael Joseph Adams | Bb&T Securities, LLC BD affiliated | Tower Bridge Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 22, 2020 | Nov 2, 2020 |
| Melissa Dawn Wissler | Bb&T Securities, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 15, 2020 | Dec 17, 2020 (63 d) |
| William Gordon Savage | Bb&T Securities, LLC BD affiliated | Truist Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 5, 2020 | May 13, 2021 (220 d) |
| Samantha Bissland-Moore Link | Bb&T Securities, LLC BD affiliated | Brockenbrough mixed wealth | Affiliated broker-dealer or bank to independent RIA | Oct 5, 2020 | Oct 19, 2020 |
| Lee Dennis Berger | Bb&T Securities, LLC BD affiliated | Private Advisor Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 2, 2020 | Nov 24, 2020 (53 d) |
| Kendrick Martin Whitehurst | Bb&T Securities, LLC BD affiliated | Truist Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 1, 2020 | Jul 27, 2021 (299 d) |
| Edward John Grimpe | Bb&T Securities, LLC BD affiliated | B Riley Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Sep 29, 2020 | Sep 22, 2020 |
| Adair Mckoy Graham | Bb&T Securities, LLC BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Sep 24, 2020 | Sep 23, 2020 |
| Frederic Kent Anders | Bb&T Securities, LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Sep 21, 2020 | Jan 28, 2021 (129 d) |
| Jared Van Dyke Quereau | Bb&T Securities, LLC BD affiliated | Baldwin Investment Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 18, 2020 | Jan 20, 2021 (124 d) |
| Melissa Ann Long | Bb&T Securities, LLC BD affiliated | Cresset Asset Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 17, 2020 | Sep 16, 2020 |
| Drewry Isaacson | Bb&T Securities, LLC BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 14, 2020 | Sep 30, 2020 |
| Brent Thomas Boden | Bb&T Securities, LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Sep 9, 2020 | Sep 8, 2020 |
| Aimee M Turner | Bb&T Securities, LLC BD affiliated | M&T Securities, Inc. unclassified | Other | Aug 20, 2020 | Nov 25, 2020 (97 d) |
| Craig Edward Bowden | Bb&T Securities, LLC BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Aug 5, 2020 | Aug 6, 2020 |
| Brendan Malone | Bb&T Securities, LLC BD affiliated | Greenrock Research, Inc. asset manager | Other | Aug 3, 2020 | Jan 20, 2023 (900 d) |
| Peter D. Kelly | Bb&T Securities, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 30, 2020 | Sep 22, 2020 (54 d) |
| William Thomas Payne | Bb&T Securities, LLC BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Jul 20, 2020 | Jul 17, 2020 |
| Alvin D Arunkumar | Bb&T Securities, LLC BD affiliated | Oneseven independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 15, 2020 | Aug 7, 2025 (1849 d) |
| Michelle Roush | Bb&T Securities, LLC BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Jul 14, 2020 | Jul 17, 2020 |
| Karen Esposito Cole | Bb&T Securities, LLC BD affiliated | Truist Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 13, 2020 | Jul 16, 2020 |
| Patricia Beacham Respess | Bb&T Securities, LLC BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 7, 2020 | Jul 21, 2020 |
| Amy Patricia Stebbins | Bb&T Securities, LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 6, 2020 | Jul 24, 2020 |
| Traci-Anne Dracoulis | Bb&T Securities, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 30, 2020 | Mar 5, 2024 (1344 d) |
| William Matthew Palmer | Bb&T Securities, LLC BD affiliated | Coyle independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 30, 2020 | Jul 10, 2020 |
| Ellen Beaman Bailey | Bb&T Securities, LLC BD affiliated | Verity Asset Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 19, 2020 | Jul 7, 2020 |
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275 moves match.