DFX Intelligence
Advisor moves
Departures from Hightower Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Susan Skipper Willett | Hightower Advisors, LLC BD affiliated | Captrust institutional | Other | Oct 28, 2022 | Nov 8, 2022 |
| Sarah Haynes | Hightower Advisors, LLC BD affiliated | Captrust institutional | Other | Oct 28, 2022 | Nov 15, 2022 |
| Ronald Teri Bolte | Hightower Advisors, LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Oct 22, 2022 | Oct 27, 2022 |
| Hollyn Mudge Sekiguchi | Hightower Advisors, LLC BD affiliated | Silver Oak Wealth Advisors Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 25, 2022 | Oct 3, 2023 (373 d) |
| Deiya Pernas | Hightower Advisors, LLC BD affiliated | Silveroak Investments, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 21, 2022 | Jan 1, 2026 (1198 d) |
| Justin Hans Mccurdy | Hightower Advisors, LLC BD affiliated | Bridge Financial Planning, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 15, 2022 | Oct 27, 2022 (42 d) |
| Wesley Alvin Barnes | Hightower Advisors, LLC BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Aug 4, 2022 | Apr 16, 2025 (986 d) |
| Joanne Marie Laessig | Hightower Advisors, LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 24, 2022 | Sep 25, 2023 (458 d) |
| Todd Tamagnini | Hightower Advisors, LLC BD affiliated | Neuberger Berman Bd LLC no RAUM | Other | Jun 3, 2022 | Sep 14, 2022 (103 d) |
| Kimberly S Morrow | Hightower Advisors, LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 3, 2022 | Mar 8, 2023 (278 d) |
| Craig Chambers Dawson | Hightower Advisors, LLC BD affiliated | Arkos Global Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 29, 2022 | May 3, 2022 |
| Mark Alexander Gravina | Hightower Advisors, LLC BD affiliated | Focus Partners Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 21, 2022 | Nov 29, 2022 (222 d) |
| James S Neill | Hightower Advisors, LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 6, 2022 | May 20, 2022 (44 d) |
| Vanessa N Martinez | Hightower Advisors, LLC BD affiliated | Expressive Wealth LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Mar 8, 2022 | Mar 1, 2024 (724 d) |
| Michelle Staats | Hightower Advisors, LLC BD affiliated | Securities America Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 5, 2022 | Dec 1, 2023 (636 d) |
| Ryan Santana | Hightower Advisors, LLC BD affiliated | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 1, 2022 | Mar 8, 2022 |
| Francesca M Bolton | Hightower Advisors, LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 2, 2022 | Mar 2, 2022 |
| Faustina Lene Legett | Hightower Advisors, LLC BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Dec 31, 2021 | Dec 9, 2022 (343 d) |
| Edward James Terwilliger | Hightower Advisors, LLC BD affiliated | F L Putnam Investment Management Co. independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 23, 2021 | May 6, 2026 (1595 d) |
| Clarissa Candelario | Hightower Advisors, LLC BD affiliated | The Retirement Solution LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 20, 2021 | Aug 3, 2022 (256 d) |
| Kristen Ledbetter | Hightower Advisors, LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Nov 12, 2021 | Nov 24, 2021 |
| Andrew W Kelley | Hightower Advisors, LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 5, 2021 | Nov 23, 2021 |
| Brandon Reed | Hightower Advisors, LLC BD affiliated | Bridges Investment Management Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 8, 2021 | Aug 20, 2024 (1047 d) |
| Thomas Michael White | Hightower Advisors, LLC BD affiliated | Mountain Wealth Management, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Oct 1, 2021 | Aug 10, 2021 |
| Scott Sturgeon | Hightower Advisors, LLC BD affiliated | Oread Wealth Partners state registered | Affiliated broker-dealer or bank to a state-registered adviser | Sep 22, 2021 | Nov 4, 2021 (43 d) |
| Brendan Lauder Mcewan | Hightower Advisors, LLC BD affiliated | Rzh Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 13, 2021 | Mar 4, 2022 (172 d) |
| Jessica Cafferata | Hightower Advisors, LLC BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Sep 10, 2021 | Sep 21, 2021 |
| David Joseph Rubis | Hightower Advisors, LLC BD affiliated | Clearstead; Clearstead Advisory Solutions independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 18, 2021 | Nov 1, 2021 (75 d) |
| Jim Martyn Williams | Hightower Advisors, LLC BD affiliated | Fortress Wealth Planning independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 30, 2021 | Aug 19, 2021 (50 d) |
| Eileen Ortega | Hightower Advisors, LLC BD affiliated | Fortress Wealth Planning independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 30, 2021 | Aug 19, 2021 (50 d) |
| Michael Gerard Skowfoe | Hightower Advisors, LLC BD affiliated | Fortress Wealth Planning independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 30, 2021 | Aug 18, 2021 (49 d) |
| Julia Schlafly Lilly | Hightower Advisors, LLC BD affiliated | Ryerson Financial, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jun 30, 2021 | Feb 11, 2022 (226 d) |
| Joshua Anwar Ali | Hightower Advisors, LLC BD affiliated | Fortress Wealth Planning independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 30, 2021 | Aug 18, 2021 (49 d) |
| Jay Duncan Rolfe | Hightower Advisors, LLC BD affiliated | Fortress Wealth Planning no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 30, 2021 | Jun 8, 2021 |
| Heidi R Reyes | Hightower Advisors, LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 22, 2021 | Oct 1, 2021 (101 d) |
| Heidi Notman Muccifori | Hightower Advisors, LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 21, 2021 | Jul 15, 2021 |
| Colin Jeremiah Healy | Hightower Advisors, LLC BD affiliated | Pathway Partners Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 15, 2021 | Oct 24, 2022 (496 d) |
| Damah Rankin | Hightower Advisors, LLC BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 11, 2021 | Oct 21, 2021 (132 d) |
| Courtney Ann Sindelar | Hightower Advisors, LLC BD affiliated | Onedigital institutional | Other | Jun 8, 2021 | Jun 7, 2021 |
| Keith L Huber | Hightower Advisors, LLC BD affiliated | Onedigital institutional | Other | Jun 8, 2021 | Nov 28, 2023 (903 d) |
| Jania Elaine Stout | Hightower Advisors, LLC BD affiliated | Onedigital institutional | Other | Jun 7, 2021 | Jun 4, 2021 |
| Chad Jeremy Wilson | Hightower Advisors, LLC BD affiliated | Onedigital institutional | Other | Jun 7, 2021 | Oct 9, 2023 (854 d) |
| Patricia Lynn Brady | Hightower Advisors, LLC BD affiliated | Assetmark, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 16, 2021 | May 24, 2022 (403 d) |
| Alex Garner Mcdonald | Hightower Advisors, LLC BD affiliated | Facet independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 13, 2021 | Mar 29, 2021 |
| Kara Coville Boyd | Hightower Advisors, LLC BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 5, 2021 | Jul 8, 2021 (94 d) |
| Nicole Ann Engel | Hightower Advisors, LLC BD affiliated | Caz Investments L.P. asset manager | Other | Mar 23, 2021 | Apr 19, 2021 |
| Julien Frazzo | Hightower Advisors, LLC BD affiliated | Beacon Pointe Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 23, 2021 | Apr 19, 2021 |
| Daniel Joseph Rooker | Hightower Advisors, LLC BD affiliated | Rook Financial LLC unclassified | Other | Mar 16, 2021 | Apr 16, 2021 (31 d) |
| Marc Howard Shachtman | Hightower Advisors, LLC BD affiliated | True Wealth Advisory Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 1, 2021 | Jan 21, 2020 |
| Monica Amalia Izquierdo | Hightower Advisors, LLC BD affiliated | True Wealth Advisory Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 1, 2021 | Jan 21, 2020 |
| Amy Renee Cousin-Lancaster | Hightower Advisors, LLC BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 3, 2021 | Apr 9, 2021 (65 d) |
| Michelle Lynn Taylor | Hightower Advisors, LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 12, 2021 | Feb 4, 2021 |
| Michael Steven Policar | Hightower Advisors, LLC BD affiliated | Ngp Financial Planning, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 11, 2021 | Jan 11, 2021 |
| John P Gibson | Hightower Advisors, LLC BD affiliated | Brighthaven Capital Management, LLC unclassified | Other | Dec 21, 2020 | Jul 27, 2021 (218 d) |
| Samuel Charles Webb | Hightower Advisors, LLC BD affiliated | Freedom Day Solutions, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 21, 2020 | Dec 19, 2022 (728 d) |
| Jessica Lynn Bernhardt | Hightower Advisors, LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 8, 2020 | Jan 11, 2021 (34 d) |
| Alexander H Dardick | Hightower Advisors, LLC BD affiliated | Jrs Investments And Wealth Preservation, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Nov 28, 2020 | Apr 21, 2025 (1605 d) |
| Joseph Edward Fortunato | Hightower Advisors, LLC BD affiliated | Vantage Financial Partners Limited independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 18, 2020 | Jul 19, 2021 (243 d) |
| Heinrich Grobler | Hightower Advisors, LLC BD affiliated | Hightower Private Client independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 4, 2020 | Oct 9, 2019 |
| Joseph Keyes Nelson | Hightower Advisors, LLC BD affiliated | Secure Asset Management, L.L.C. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 26, 2020 | Feb 21, 2023 (970 d) |
360 moves match.