DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Arete Wealth Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Alec Michael Mckenna | Arete Wealth Advisors, LLC BD affiliated | Masterworks Advisers, LLC asset manager | Other | Jul 3, 2023 | Jun 30, 2023 |
| Matthew Eric Stockburger | Arete Wealth Advisors, LLC BD affiliated | Masterworks Advisers, LLC asset manager | Other | Jun 29, 2023 | Jun 23, 2023 |
| Erik G Bringsjord | Arete Wealth Advisors, LLC BD affiliated | Masterworks Advisers, LLC asset manager | Other | Jun 29, 2023 | Jun 23, 2023 |
| Connor Douglas Leavell | Arete Wealth Advisors, LLC BD affiliated | Masterworks Advisers, LLC asset manager | Other | Jun 29, 2023 | Jun 23, 2023 |
| Serge Akopyan | Arete Wealth Advisors, LLC BD affiliated | Masterworks Advisers, LLC asset manager | Other | Jun 29, 2023 | Jun 23, 2023 |
| Daniel Joseph Delaney | Arete Wealth Advisors, LLC BD affiliated | Masterworks Advisers, LLC asset manager | Other | Jun 29, 2023 | Jun 23, 2023 |
| Michael Douglas Strang | Arete Wealth Advisors, LLC BD affiliated | Masterworks Advisers, LLC asset manager | Other | Jun 29, 2023 | Jun 26, 2023 |
| Chad Justin Minick | Arete Wealth Advisors, LLC BD affiliated | Masterworks Advisers, LLC asset manager | Other | Jun 29, 2023 | Jun 23, 2023 |
| Candy Denise Miles | Arete Wealth Advisors, LLC BD affiliated | Masterworks Advisers, LLC asset manager | Other | Jun 29, 2023 | Jun 23, 2023 |
| Griffin W Morgan | Arete Wealth Advisors, LLC BD affiliated | Masterworks Advisers, LLC asset manager | Other | Jun 29, 2023 | Jun 23, 2023 |
| David Huntington | Arete Wealth Advisors, LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 26, 2023 | Mar 14, 2024 (323 d) |
| Leanne Atencio Martin | Arete Wealth Advisors, LLC BD affiliated | Integrity Financial Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 25, 2023 | Apr 28, 2023 |
| Kristjan Sokoli | Arete Wealth Advisors, LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 30, 2023 | Sep 4, 2024 (583 d) |
| Ian Conover | Arete Wealth Advisors, LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 25, 2023 | Sep 13, 2023 (231 d) |
| Jonathan Paul Lester | Arete Wealth Advisors, LLC BD affiliated | 25 Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2022 | Jul 21, 2022 |
| Bradley Steven Meyers | Arete Wealth Advisors, LLC BD affiliated | 25 Financial no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 31, 2022 | Mar 30, 2022 |
| Timothy P Moore | Arete Wealth Advisors, LLC BD affiliated | 25 Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2022 | Jun 28, 2022 |
| Steven Richard Schwarz | Arete Wealth Advisors, LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 15, 2022 | Nov 9, 2022 (147 d) |
| Vincent Della Fera | Arete Wealth Advisors, LLC BD affiliated | Equilibrium Ventures, LLC asset manager | Other | Jun 9, 2022 | Aug 7, 2022 (59 d) |
| Gregory H Heisen | Arete Wealth Advisors, LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 4, 2022 | May 16, 2022 (42 d) |
| Vincent Keith Annable | Arete Wealth Advisors, LLC BD affiliated | Realta Investment Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jul 21, 2021 | Jul 19, 2021 |
| Robert Lloyd Annable | Arete Wealth Advisors, LLC BD affiliated | Realta Investment Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jul 21, 2021 | Jul 19, 2021 |
| Andrew Tang | Arete Wealth Advisors, LLC BD affiliated | Turner Financial Group, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 25, 2021 | May 4, 2021 (99 d) |
| John Peter Ferrick | Arete Wealth Advisors, LLC BD affiliated | Quincy Wells Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 11, 2020 | Nov 12, 2020 |
| Jeremy M Stuck | Arete Wealth Advisors, LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 31, 2020 | Sep 13, 2021 (409 d) |
| Andrew Fowler Thomas | Arete Wealth Advisors, LLC BD affiliated | Axxcess Wealth Management, LLC other | Other | Mar 6, 2020 | Sep 16, 2015 |
| Margaret Amelia Carter | Arete Wealth Advisors, LLC BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 31, 2020 | Feb 4, 2020 |
| Michael Charles Vogel | Arete Wealth Advisors, LLC BD affiliated | Aza Capital Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 1, 2019 | Nov 22, 2019 |
| Ross Alan Blauwkamp | Arete Wealth Advisors, LLC BD affiliated | Aza Capital Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 1, 2019 | Nov 1, 2019 |
| Karl Wolfgang Suess | Arete Wealth Advisors, LLC BD affiliated | Concorde Asset Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 15, 2019 | Oct 30, 2019 |
| Michael Ray Wallin | Arete Wealth Advisors, LLC BD affiliated | Optivise Advisory Services LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 20, 2019 | Oct 21, 2019 (154 d) |
| Vayahn Onuselogu | Arete Wealth Advisors, LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 27, 2018 | Nov 15, 2018 (80 d) |
| Jordan St Clair | Arete Wealth Advisors, LLC BD affiliated | Eagle Strategies LLC BD affiliated | Affiliated broker-dealer or bank to another | May 14, 2018 | Aug 29, 2018 (107 d) |
| Krzysztof Garlewicz | Arete Wealth Advisors, LLC other | LPL Financial LLC other | Other | Apr 28, 2016 | Apr 27, 2016 |
| Kyle J Rolek | Arete Wealth Advisors, LLC other | Rolek Retirement Planning independent RIA | Other | Apr 13, 2016 | Oct 19, 2016 (189 d) |
| Alec L Nielsen | Arete Wealth Advisors, LLC other | Investment Advisors Corp other | Other | Mar 10, 2016 | Apr 4, 2016 |
| Dung Tien Huynh | Arete Wealth Advisors, LLC other | E*Trade Capital Management, LLC other | Other | Oct 8, 2015 | Oct 20, 2015 |
| Robert Boris Geller | Arete Wealth Advisors, LLC other | Primerica Advisors national BD | Other | Dec 8, 2014 | Jul 25, 2016 (595 d) |
| Cheryl P Donnelly | Arete Wealth Advisors, LLC other | Park Avenue Securities LLC other | Other | Sep 5, 2014 | Oct 1, 2014 |
| John David Santi | Arete Wealth Advisors, LLC other | Lexington Financial/Life Management, LLC other | Other | Jul 17, 2013 | Jul 9, 2013 |
| Rebecca Y Lin | Arete Wealth Advisors, LLC other | Lexington Financial/Life Management, LLC other | Other | Jul 17, 2013 | Jul 1, 2013 |
| Lawrence Weil | Arete Wealth Advisors, LLC other | Oppenheimer & Co. Inc. other | Other | May 2, 2013 | May 14, 2013 |
| Kevin James Marsh | Arete Wealth Advisors, LLC other | Calton & Associates, Inc. other | Other | May 3, 2012 | Apr 23, 2013 (355 d) |
| Jeffrey W Stephens | Arete Wealth Advisors, LLC other | Financial Telesis, Inc. other | Other | Mar 3, 2011 | Mar 2, 2011 |
| Christopher Lee Bishop | Arete Wealth Advisors, LLC other | New England Securities Corporation other | Other | Feb 22, 2011 | Jun 27, 2011 (125 d) |
| Ryan David Moore | Arete Wealth Advisors, LLC other | Berthel Fisher & Company Financial Services, Inc. other | Other | Sep 27, 2010 | Sep 28, 2010 |
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106 moves match.