DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Ameritas Advisory Services

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Carson Kevin BennettAmeritas Advisory Services otherChristy Capital Management, Inc. independent RIAOtherJun 15, 2010Jul 12, 2010
William Gerard TuckerAmeritas Advisory Services otherWorld Advisory Services otherOtherMay 27, 2010May 3, 2010
Jeffrey Mark JaskolAmeritas Advisory Services otherWorld Advisory Services otherOtherMay 11, 2010Apr 29, 2010
Michelle Diane BakerAmeritas Advisory Services otherBankers Life Advisory Services, Inc. BD affiliatedOtherMay 11, 2010May 24, 2021 (4031 d)
Dean Michael SpearAmeritas Advisory Services otherWorld Advisory Services otherOtherMay 5, 2010Apr 29, 2010
Kevin Charles MccarthyAmeritas Advisory Services otherMadison Avenue Securities, LLC otherOtherMay 4, 2010May 26, 2010
David Kenneth SorensenAmeritas Advisory Services otherCetera Advisor Networks LLC otherOtherApr 22, 2010Apr 1, 2010
William George MowbrayAmeritas Advisory Services otherCetera Advisor Networks LLC otherOtherApr 21, 2010Apr 15, 2010
Darrin Michael SharpAmeritas Advisory Services otherCetera Advisor Networks LLC otherOtherApr 19, 2010Jun 9, 2010 (51 d)
Roland Walter MollAmeritas Advisory Services otherCetera Advisor Networks LLC otherOtherApr 16, 2010Apr 23, 2010
Robert Anthony BeckettAmeritas Advisory Services otherSummit Financial Resources Inc no RAUMOtherApr 16, 2010Apr 30, 2010
Daniel Thomas LloydAmeritas Advisory Services otherMwa Financial Services, Inc. independent RIAOtherApr 7, 2010Feb 11, 2019 (3232 d)
Robert Charles SternAmeritas Advisory Services otherStrategic Advisers LLC national BDOtherApr 6, 2010May 21, 2010 (45 d)
Travis Scott MoomeyAmeritas Advisory Services otherLPL Financial LLC otherOtherFeb 23, 2010Feb 26, 2010
Jason Ryan ReevesAmeritas Advisory Services otherNfp Advisor Services, LLC otherOtherFeb 17, 2010Feb 10, 2010
Eric D. GoldsteinAmeritas Advisory Services otherPruco Securities, LLC otherOtherFeb 16, 2010Feb 17, 2010
Ashwini Kumar AhluwaliaAmeritas Advisory Services otherHornor, Townsend & Kent, LLC otherOtherJan 28, 2010Feb 9, 2010
Hank Jude BoudreauxAmeritas Advisory Services otherLPL Financial LLC otherOtherDec 22, 2009Dec 16, 2009
Rory Charles RonigerAmeritas Advisory Services otherBellingrath Wealth Management, L.L.C. no RAUMOtherDec 22, 2009Jul 24, 2025 (5693 d)
Nona Parmelee BelousAmeritas Advisory Services otherMsi Financial Services, Inc. otherOtherDec 15, 2009Dec 4, 2009
Ernest J GuerrieroAmeritas Advisory Services otherPark Avenue Securities LLC otherOtherNov 30, 2009Jul 17, 2014 (1690 d)
Jason Wayne VeinotAmeritas Advisory Services otherBrokersxpress LLC otherOtherNov 25, 2009Nov 3, 2009
June Alison ChowAmeritas Advisory Services otherEsi Financial Advisors otherOtherNov 9, 2009Nov 11, 2009
Frederick James GuistAmeritas Advisory Services otherSii Investments, Inc. otherOtherNov 9, 2009Oct 26, 2009
Matthew Mark CuplinAmeritas Advisory Services otherSii Investments, Inc. otherOtherNov 9, 2009Oct 16, 2009
Adelle Ramos TanAmeritas Advisory Services otherEsi Financial Advisors otherOtherOct 19, 2009Dec 8, 2009 (50 d)
Tin Wai LiAmeritas Advisory Services otherIndependent Financial Group, LLC otherOtherSep 24, 2009Sep 30, 2014 (1832 d)
Jeffrey James BreelingAmeritas Advisory Services otherSii Investments, Inc. otherOtherSep 16, 2009Sep 23, 2009
Walter Bruce KeysAmeritas Advisory Services otherLPL Financial LLC otherOtherSep 1, 2009Aug 19, 2009
Ronald Francis MurthaAmeritas Advisory Services otherAllstate Financial Advisors, LLC BD affiliatedOtherAug 19, 2009Feb 3, 2021 (4186 d)
Alan Lee WrightAmeritas Advisory Services otherLPL Financial LLC otherOtherAug 3, 2009Jul 2, 2009
Kelli HansenAmeritas Advisory Services otherWells Fargo Advisors wirehouseOtherJul 24, 2009Dec 14, 2009 (143 d)
J. Burke HowardAmeritas Advisory Services otherNfp Advisor Services, LLC otherOtherJul 24, 2009Jun 29, 2009
Alan David KatzAmeritas Advisory Services otherTransamerica Financial Advisors, Inc. unclassifiedOtherJul 10, 2009Jul 17, 2009
Colette M GunhusAmeritas Advisory Services otherAdvice And Planning Services otherOtherJun 24, 2009Jun 12, 2009
James Joseph KirlinAmeritas Advisory Services otherCetera Advisor Networks LLC otherOtherJun 1, 2009Jun 2, 2009
Edward Campbell SmithAmeritas Advisory Services otherSmith Capital Management, LLC state registeredOtherApr 2, 2009Apr 9, 2009
Marc Anthony CanovaliAmeritas Advisory Services otherInvest Financial Corporation otherOtherMar 30, 2009Apr 7, 2009
Antonio LisiAmeritas Advisory Services otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherMar 20, 2009May 24, 2010 (430 d)
Mark Andrew CasciolaAmeritas Advisory Services otherInvest Financial Corporation otherOtherMar 13, 2009Mar 2, 2009
Gary Michael CasciolaAmeritas Advisory Services otherInvest Financial Corporation otherOtherMar 5, 2009Mar 9, 2009
Paul N LekousisAmeritas Advisory Services otherPruco Securities, LLC otherOtherDec 31, 2008Dec 21, 2011 (1085 d)
Robert Roger MalcolmAmeritas Advisory Services otherNrp Advisors, Inc. unclassifiedOtherDec 23, 2008Dec 15, 2008
Lonnie Wayne HoodAmeritas Advisory Services otherCetera Advisors LLC otherOtherDec 17, 2008Jan 2, 2009
Rodney Lee HazeltonAmeritas Advisory Services otherScottrade Investment Management otherOtherDec 16, 2008Apr 5, 2017 (3032 d)
Gary Lee SteerAmeritas Advisory Services otherCadaret Grant & Co Inc otherOtherNov 17, 2008Nov 7, 2008
Jeffrey Richard MillerAmeritas Advisory Services otherInvestment Centers Of America, Inc. otherOtherSep 17, 2008Sep 3, 2008
Evan Daniel JudgeAmeritas Advisory Services otherGfo Advisory Services, LLC otherOtherAug 5, 2008Jul 28, 2010 (722 d)
Michael J PazeraAmeritas Advisory Services otherPazera Capital Management, Inc. unclassifiedOtherJul 16, 2008Feb 25, 2009 (224 d)
Mai Le NguyenAmeritas Advisory Services otherSecurian Financial Services, Inc. otherOtherJun 20, 2008Jul 11, 2008
Kevin MounkesAmeritas Advisory Services otherWamu Investments, Inc. unclassifiedOtherApr 28, 2008Apr 22, 2008
Julie Ann SellersAmeritas Advisory Services otherPittenger & Anderson Inc mixed wealthOtherMar 5, 2008May 20, 2025 (6285 d)
Lisa M OgramAmeritas Advisory Services otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherDec 21, 2007Oct 7, 2008 (291 d)
Joni Lynne ReilingAmeritas Advisory Services otherEdward Jones national BDOtherDec 12, 2007Nov 13, 2007
Gretchen Jade ZomermaandAmeritas Advisory Services otherEquitable Advisors, LLC national BDOtherNov 27, 2007Oct 14, 2008 (322 d)
Jay Ungos ParaynoAmeritas Advisory Services otherCapital Client Group, Inc. no RAUMOtherNov 16, 2007Feb 1, 2017 (3365 d)
Lee Hicks PierceAmeritas Advisory Services otherCambridge Investment Research Advisors, Inc. otherOtherOct 30, 2007Oct 1, 2007
Colin Shane MillerAmeritas Advisory Services otherCambridge Investment Research Advisors, Inc. otherOtherOct 11, 2007Oct 1, 2007
Trent Dana BrysonAmeritas Advisory Services otherNrp Financial, Inc. unclassifiedOtherJun 15, 2007Jun 4, 2007
Christopher Hilton DouglasAmeritas Advisory Services otherCh Douglas & Gray Wealth Management independent RIAOtherApr 24, 2007Apr 18, 2007
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473 moves match.