DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Ameritas Advisory Services

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Kent B SmothersAmeritas Advisory Services otherPrincipal Securities, Inc. otherOtherFeb 22, 2007Feb 27, 2007
James Patrick MurrayAmeritas Advisory Services otherNext Financial Group, Inc. otherOtherDec 5, 2006Nov 9, 2006
Eric Cameron Mitchell HenryAmeritas Advisory Services otherAllworth Financial, L.P. otherOtherDec 1, 2006Nov 12, 2007 (346 d)
Phillip Thomas BloydAmeritas Advisory Services otherRevolutionary Wealth Management, Corp. unclassifiedOtherNov 29, 2006Jan 2, 2007 (34 d)
Vernon Delaney HobbsAmeritas Advisory Services otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherNov 21, 2006Nov 6, 2006
Brent Allen WardAmeritas Advisory Services otherOn Investment Management Co otherOtherNov 17, 2006Apr 1, 2008 (501 d)
Price Clayton RiversAmeritas Advisory Services otherMariner Wealth Advisors otherOtherOct 24, 2006Apr 12, 2007 (170 d)
Jennifer Lei TanAmeritas Advisory Services otherSpc otherOtherOct 17, 2006Jun 1, 2007 (227 d)
Brian Keith SalmonsonAmeritas Advisory Services otherMsi Financial Services, Inc. otherOtherSep 15, 2006Oct 9, 2006
Jerry Robert CitarellaAmeritas Advisory Services otherPark Avenue Securities LLC otherOtherAug 17, 2006Aug 24, 2006
Bruce Scott GentilellaAmeritas Advisory Services otherOsaic Fs, Inc. otherOtherAug 9, 2006Jul 31, 2006
Douglas Arthur NortonAmeritas Advisory Services otherPension Planners Securities, Inc. unclassifiedOtherJul 11, 2006Jul 7, 2006
Christopher Dean MansuAmeritas Advisory Services otherPension Planners Securities, Inc. unclassifiedOtherJul 11, 2006Jul 7, 2006
Mary Bridget RileyAmeritas Advisory Services otherGold Coast Securities, Inc. otherOtherMay 23, 2006May 18, 2006
Brawn Curtis SproulAmeritas Advisory Services otherToth Financial Advisory Corp otherOtherMay 3, 2006Jul 20, 2006 (78 d)
Brian Michael GrossAmeritas Advisory Services otherCetera Advisors LLC otherOtherApr 20, 2006Apr 21, 2006
Richard J BellAmeritas Advisory Services otherPark Avenue Securities LLC otherOtherMar 22, 2006Jul 20, 2006 (120 d)
Michael Ray McpeekAmeritas Advisory Services otherNew England Securities Corporation otherOtherMar 13, 2006Mar 15, 2006
Richard B SedwayAmeritas Advisory Services otherPark Avenue Securities LLC otherOtherMar 3, 2006Mar 20, 2006
Sandra Mitchell ClevelandAmeritas Advisory Services otherBcr Wealth Strategies otherOtherMar 3, 2006Mar 9, 2006
Kelly Glen KidwellAmeritas Advisory Services otherPark Avenue Securities LLC otherOtherFeb 7, 2006Oct 25, 2006 (260 d)
John Frederick TaphornAmeritas Advisory Services otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherFeb 7, 2006Oct 9, 2006 (244 d)
Richard MccrocklinAmeritas Advisory Services otherWells Fargo Advisors wirehouseOtherJan 26, 2006Mar 25, 2009 (1154 d)
Arthur Abraham BaraschAmeritas Advisory Services otherPark Avenue Securities LLC otherOtherDec 31, 2005Feb 6, 2007 (402 d)
Robert Steven WilkinsonAmeritas Advisory Services otherEplanning Advisors Inc unclassifiedOtherDec 16, 2005Nov 21, 2005
Christian HviidAmeritas Advisory Services otherGenworth Financial Asset Management, Inc unclassifiedOtherOct 10, 2005Oct 25, 2005
Michelle Anne BarryAmeritas Advisory Services otherHornor, Townsend & Kent, LLC otherOtherAug 26, 2005Sep 15, 2005
Jonna Leigh DamianoAmeritas Advisory Services otherLPL Financial LLC otherOtherJul 12, 2005Jul 19, 2010 (1833 d)
Kari M LusbyAmeritas Advisory Services otherTransamerica Financial Advisors, LLC otherOtherJun 29, 2005Jun 17, 2005
Erin Lura HiltonAmeritas Advisory Services otherHilton Financial Group, LLC unclassifiedOtherJun 9, 2005Oct 18, 2005 (131 d)
Chad Dennis ReedAmeritas Advisory Services otherValeo Financial Advisors, LLC otherOtherMay 27, 2005Jan 20, 2009 (1334 d)
Ozeme Jeanne Bonnette CooleyAmeritas Advisory Services otherTri-Quest Investment Advisors state registeredOtherMay 9, 2005Jul 21, 2005 (73 d)
Gayle Ellen StarrAmeritas Advisory Services otherCommonwealth Financial Network national BDOtherMar 18, 2005Mar 24, 2005
Jessica Rhae GerdesAmeritas Advisory Services otherUvest Financial Services Group, Inc. unclassifiedOtherMar 9, 2005Mar 8, 2005
Erik J PedersenAmeritas Advisory Services otherUvest Financial Services Group, Inc. unclassifiedOtherFeb 28, 2005Feb 16, 2005
Christopher Allan AdamsAmeritas Advisory Services otherBanc Of America Investment Services, Inc. unclassifiedOtherJan 14, 2005Feb 9, 2005
Al ShahinpouriAmeritas Advisory Services otherIndependent Financial Group, LLC otherOtherDec 31, 2004May 13, 2014 (3420 d)
Mary Louise JamesAmeritas Advisory Services otherPark Avenue Securities LLC otherOtherOct 29, 2004Apr 26, 2005 (179 d)
Robert Lee CrandallAmeritas Advisory Services otherPrincipal Securities, Inc. otherOtherOct 20, 2004Mar 7, 2006 (503 d)
Steven Michael TempleAmeritas Advisory Services otherPark Avenue Securities LLC otherOtherSep 15, 2004Nov 4, 2004 (50 d)
Matthew Richard CunninghamAmeritas Advisory Services otherCommonwealth Financial Network national BDOtherSep 10, 2004Sep 7, 2004
Janet M ReddingAmeritas Advisory Services otherOberweis Securities, Inc. unclassifiedOtherApr 1, 2004Mar 23, 2004
Lisa Anne Kirkpatrick KirchenbauerAmeritas Advisory Services otherOmega Wealth Management LLC otherOtherJan 16, 2004Oct 1, 2004 (259 d)
Robert James MaranghiAmeritas Advisory Services otherResource Horizons Group LLC unclassifiedOtherJan 13, 2004Apr 13, 2004 (91 d)
Corey Dale HeimensenAmeritas Advisory Services otherSii Investments, Inc. otherOtherDec 31, 2003Jan 2, 2004
Daniel Joseph CloudAmeritas Advisory Services otherCloud, Minturn & Associates, LLC state registeredOtherDec 5, 2003Feb 21, 2006 (809 d)
Clark Spengler BellinAmeritas Advisory Services otherNfp Advisor Services, LLC otherOtherOct 27, 2003Oct 31, 2003
Eric Walker WenzelAmeritas Advisory Services otherSagepoint Financial, Inc. otherOtherAug 6, 2003Dec 16, 2013 (3785 d)
Eric Bradley ThompsonAmeritas Advisory Services otherNew England Securities Corporation otherOtherJun 13, 2003Jun 30, 2003
Todd Franklin GregoryAmeritas Advisory Services otherSilver Oak Securities, Inc. otherOtherApr 16, 2003Jul 16, 2007 (1552 d)
Lawrence Charles CopelandAmeritas Advisory Services otherLPL Financial LLC otherOtherApr 14, 2003Apr 17, 2003
Peter Svend TychsenAmeritas Advisory Services otherAmerican Investment Services otherOtherDec 31, 2002Jan 9, 2008 (1835 d)
Philip Parrish SalleeAmeritas Advisory Services otherRaymond James Financial Services, Inc. unclassifiedOtherNov 13, 2002Sep 22, 2003 (313 d)
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473 moves match.