DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Raymond James Financial Services Advisors, Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Traci Ann Provost | Raymond James Financial Services Advisors, Inc BD affiliated | Concurrent Investment Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 20, 2025 | Mar 21, 2025 |
| Yuka Tarui | Raymond James Financial Services Advisors, Inc BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 20, 2025 | Mar 14, 2025 |
| Aaron Wade Richter | Raymond James Financial Services Advisors, Inc BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Mar 18, 2025 | Jul 10, 2025 (114 d) |
| Jonathan P Mulligan | Raymond James Financial Services Advisors, Inc BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 18, 2025 | Mar 17, 2025 |
| Jose Alvarez | Raymond James Financial Services Advisors, Inc BD affiliated | Harvest Horizon Wealth Strategies state registered | Affiliated broker-dealer or bank to a state-registered adviser | Mar 14, 2025 | Mar 4, 2026 (355 d) |
| Adriane Marie Shaw | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 13, 2025 | Mar 10, 2025 |
| Heather Marie Alber | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 6, 2025 | Mar 13, 2025 |
| Christopher Brison | Raymond James Financial Services Advisors, Inc BD affiliated | Huntington Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Mar 6, 2025 | Mar 4, 2025 |
| Brent Arvid Young | Raymond James Financial Services Advisors, Inc BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Mar 5, 2025 | Jan 7, 2026 (308 d) |
| John Patrick Obrien | Raymond James Financial Services Advisors, Inc BD affiliated | Parr Mcknight Wealth Management Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 4, 2025 | Mar 28, 2025 |
| Julia Doyle | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 3, 2025 | Feb 27, 2025 |
| Joe Rex Woods | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 28, 2025 | Feb 27, 2025 |
| Joseph Patrick Gravino | Raymond James Financial Services Advisors, Inc BD affiliated | Keating Financial Advisory Services institutional | Other | Feb 28, 2025 | Oct 4, 2022 |
| William Rolfe Shinen | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 28, 2025 | Feb 28, 2025 |
| Keith Ivar Hill | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 24, 2025 | Feb 19, 2025 |
| Jay Dee Ferguson | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 24, 2025 | Feb 19, 2025 |
| Blanca Taua Salazar | Raymond James Financial Services Advisors, Inc BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Feb 21, 2025 | Apr 3, 2025 (41 d) |
| Melissa Sue Schachner | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 21, 2025 | Feb 19, 2025 |
| Stephen Joseph Hollingsworth | Raymond James Financial Services Advisors, Inc BD affiliated | Concurrent Investment Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 19, 2025 | Mar 14, 2025 |
| Afton Nicole O'Meara | Raymond James Financial Services Advisors, Inc BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Feb 19, 2025 | Feb 18, 2025 |
| Hunter Worthington Rodgers | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 14, 2025 | Feb 13, 2025 |
| Colin Ross Haueter | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Enterprise, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Feb 6, 2025 | Mar 7, 2025 |
| Shane Jay Prill | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 4, 2025 | Feb 3, 2025 |
| Vance Evan Garwood | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 4, 2025 | Feb 3, 2025 |
| Grant Sterling Garwood | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 4, 2025 | Feb 3, 2025 |
| Stephen Pederson | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 3, 2025 | Feb 19, 2025 |
| Mariah Faith Doyle | Raymond James Financial Services Advisors, Inc BD affiliated | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jan 30, 2025 | Jan 31, 2025 |
| William James Counsman | Raymond James Financial Services Advisors, Inc BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 28, 2025 | Jan 8, 2026 (345 d) |
| Nancy Schyler Cannatella | Raymond James Financial Services Advisors, Inc BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Jan 28, 2025 | Jan 24, 2025 |
| Ashley Blair Parks | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 28, 2025 | Jan 16, 2025 |
| Cody R Herring | Raymond James Financial Services Advisors, Inc BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 23, 2025 | Feb 4, 2025 |
| Robert Eugene Moranville | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 22, 2025 | Jan 21, 2025 |
| Grant Gotschall | Raymond James Financial Services Advisors, Inc BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jan 22, 2025 | Mar 10, 2025 (47 d) |
| James Dennis Martin | Raymond James Financial Services Advisors, Inc BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jan 17, 2025 | Jan 18, 2025 |
| Nicole Frances Hammick | Raymond James Financial Services Advisors, Inc BD affiliated | Lincoln Investment independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 16, 2025 | Jan 23, 2025 |
| Jonathan Earl Best | Raymond James Financial Services Advisors, Inc BD affiliated | Jaffe Tilchin Investment Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 15, 2025 | Jan 14, 2025 |
| Robert Eugene Aiken | Raymond James Financial Services Advisors, Inc BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 15, 2025 | Jan 14, 2025 |
| Culver Robert Broach | Raymond James Financial Services Advisors, Inc BD affiliated | Summit Financial, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 15, 2025 | Jan 13, 2025 |
| Todd Malone Parsons | Raymond James Financial Services Advisors, Inc BD affiliated | Summit Financial, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 14, 2025 | Jan 14, 2025 |
| Sherry Jo Mcglenon | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 14, 2025 | Jan 14, 2025 |
| Brad Allen Knight | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 14, 2025 | Jan 14, 2025 |
| April Marie Sheldon | Raymond James Financial Services Advisors, Inc BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Jan 14, 2025 | Oct 13, 2014 |
| Landon Chase Young | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 14, 2025 | Jan 14, 2025 |
| Robert Mcknight Johnston | Raymond James Financial Services Advisors, Inc BD affiliated | Stephens BD affiliated | Affiliated broker-dealer or bank to another | Jan 13, 2025 | Mar 27, 2025 (73 d) |
| Mitchell L Lowe | Raymond James Financial Services Advisors, Inc BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 13, 2025 | Feb 5, 2025 |
| Carl Dennis Hanks | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 7, 2025 | Jan 8, 2025 |
| William Olson | Raymond James Financial Services Advisors, Inc BD affiliated | Eagle Strategies LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 7, 2025 | Oct 10, 2025 (276 d) |
| Lawrence John Forlenza | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 7, 2025 | Jan 6, 2025 |
| Russell Wayne Allen | Raymond James Financial Services Advisors, Inc BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jan 7, 2025 | Jan 3, 2025 |
| Osgar Paidrig Nolan | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 7, 2025 | Feb 7, 2025 (31 d) |
| Cheryl Faye Ross | Raymond James Financial Services Advisors, Inc BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jan 7, 2025 | Jan 3, 2025 |
| Teigen D'Eston-Schlegel Fraker | Raymond James Financial Services Advisors, Inc BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 7, 2025 | Sep 8, 2026 (609 d) |
| Saletha Margaret Fuller | Raymond James Financial Services Advisors, Inc BD affiliated | Wealth Oklahoma independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 6, 2025 | Jan 2, 2025 |
| Bryan Todd Oglesby | Raymond James Financial Services Advisors, Inc BD affiliated | Wealth Intelligence, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jan 6, 2025 | Dec 5, 2024 |
| William Mctyeire Goldfinch | Raymond James Financial Services Advisors, Inc BD affiliated | Hilton Head Capital Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 6, 2025 | Jan 8, 2025 |
| Sallie Edwards Goldfinch | Raymond James Financial Services Advisors, Inc BD affiliated | Hilton Head Capital Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 6, 2025 | Mar 25, 2026 (443 d) |
| Alfredo Gonzalez | Raymond James Financial Services Advisors, Inc BD affiliated | Wealth Intelligence, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jan 6, 2025 | Dec 5, 2024 |
| Johnathon Michael Peacock | Raymond James Financial Services Advisors, Inc BD affiliated | Wealth Intelligence, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jan 6, 2025 | Dec 5, 2024 |
| Alex Colby Gardener | Raymond James Financial Services Advisors, Inc BD affiliated | Encourage Financial LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Dec 26, 2024 | Feb 10, 2026 (411 d) |
| Mark Kevin Smith | Raymond James Financial Services Advisors, Inc BD affiliated | Pointoak Retirement Advisors institutional | Other | Dec 24, 2024 | Dec 19, 2024 |
3,739 moves match.