DFX Intelligence

RIA Intelligence

Advisor moves

Departures from Morgan Stanley

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Rocio HernandezMorgan Stanley wirehouseRockefeller Capital Management BD affiliatedWirehouse to affiliated broker-dealer or bankOct 20, 2025Oct 17, 2025
Rand F BeechMorgan Stanley wirehouseRockefeller Capital Management BD affiliatedWirehouse to affiliated broker-dealer or bankOct 20, 2025Oct 17, 2025
Max E SeveroMorgan Stanley wirehouseRockefeller Capital Management BD affiliatedWirehouse to affiliated broker-dealer or bankOct 20, 2025Oct 17, 2025
Nicholas Felix EguiazarianMorgan Stanley wirehouseRockefeller Capital Management BD affiliatedWirehouse to affiliated broker-dealer or bankOct 20, 2025Oct 17, 2025
Xinru LiuMorgan Stanley wirehouseMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWirehouse to wirehouseOct 20, 2025Oct 27, 2025
Tingyi WuMorgan Stanley wirehouseCharles Schwab & Co., Inc. national BDWirehouse to affiliated broker-dealer or bankOct 20, 2025Dec 23, 2025 (64 d)
Gianluca SumberacMorgan Stanley wirehouseRockefeller Capital Management BD affiliatedWirehouse to affiliated broker-dealer or bankOct 17, 2025Feb 6, 2026 (112 d)
Samuel Cook GoddardMorgan Stanley wirehouseSchwab Wealth Advisory, Inc. no RAUMOtherOct 17, 2025Dec 4, 2025 (48 d)
Amy R DeeverMorgan Stanley wirehouseWest Financial Advisors, L.L.C. independent RIAWirehouse to independent RIAOct 17, 2025Oct 17, 2025
Jeffrey Michael IsaacMorgan Stanley wirehouseUBS Financial Services Inc. wirehouseWirehouse to wirehouseOct 15, 2025Dec 22, 2025 (68 d)
Michael Thomas LangloisMorgan Stanley wirehouseRBC Capital Markets, LLC national BDWirehouse to affiliated broker-dealer or bankOct 14, 2025Sep 30, 2025
John J KirstienMorgan Stanley wirehouseJanney Montgomery Scott LLC BD affiliatedWirehouse to affiliated broker-dealer or bankOct 14, 2025Oct 10, 2025
Aidan Thomas DurneyMorgan Stanley wirehousePrivate Advisor Group, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankOct 14, 2025Oct 14, 2025
James Ambler CusickMorgan Stanley wirehouseAmeriprise Financial Services, LLC national BDWirehouse to affiliated broker-dealer or bankOct 13, 2025Oct 21, 2025
Khamar Z MaitlandMorgan Stanley wirehouseRockefeller Capital Management BD affiliatedWirehouse to affiliated broker-dealer or bankOct 13, 2025Oct 22, 2025
Victoria A DixonMorgan Stanley wirehouseIeq Capital, LLC independent RIAWirehouse to independent RIAOct 13, 2025Dec 5, 2025 (53 d)
Jonathan E FloeMorgan Stanley wirehouseLincoln Investment independent RIAWirehouse to independent RIAOct 13, 2025Feb 2, 2026 (112 d)
Evan John RunkelMorgan Stanley wirehouseRaymond James & Associates, Inc. national BDWirehouse to affiliated broker-dealer or bankOct 13, 2025Oct 29, 2025
Jesse WarshawMorgan Stanley wirehouseUBS Financial Services Inc. wirehouseWirehouse to wirehouseOct 10, 2025Dec 1, 2025 (52 d)
Gustavo G CiobataruMorgan Stanley wirehouseUBS Financial Services Inc. wirehouseWirehouse to wirehouseOct 10, 2025Oct 14, 2025
John Frederick FisherMorgan Stanley wirehouseRaymond James & Associates, Inc. national BDWirehouse to affiliated broker-dealer or bankOct 8, 2025Oct 6, 2025
Michael Patrick MurphyMorgan Stanley wirehouseWells Fargo Advisors wirehouseWirehouse to wirehouseOct 8, 2025Oct 20, 2025
John Curtis FisherMorgan Stanley wirehouseRaymond James & Associates, Inc. national BDWirehouse to affiliated broker-dealer or bankOct 8, 2025Oct 6, 2025
Harrison Lee FisherMorgan Stanley wirehouseRaymond James & Associates, Inc. national BDWirehouse to affiliated broker-dealer or bankOct 8, 2025Oct 6, 2025
David S KramerMorgan Stanley wirehouseWealthspire Advisors independent RIAWirehouse to independent RIAOct 7, 2025Jun 11, 2026 (247 d)
Sebastian Frederick Merekas RussellMorgan Stanley wirehouseRaymond James & Associates, Inc. national BDWirehouse to affiliated broker-dealer or bankOct 7, 2025Oct 6, 2025
Lesley LawsMorgan Stanley wirehouseRaymond James & Associates, Inc. national BDWirehouse to affiliated broker-dealer or bankOct 7, 2025Oct 7, 2025
Deidra M CatusMorgan Stanley wirehouseRaymond James & Associates, Inc. national BDWirehouse to affiliated broker-dealer or bankOct 6, 2025Nov 26, 2025 (51 d)
Isaac EspinozaMorgan Stanley wirehouseMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWirehouse to wirehouseOct 6, 2025Oct 3, 2025
Ivan GonzalezMorgan Stanley wirehouseFisher Investments independent RIAWirehouse to independent RIAOct 6, 2025Oct 24, 2025
Zackery Aaron MollettMorgan Stanley wirehouseLPL Financial LLC BD affiliatedWirehouse to affiliated broker-dealer or bankOct 3, 2025Oct 15, 2025
Dalyn Lee HerrmannMorgan Stanley wirehouseCetera Investment Advisers LLC BD affiliatedWirehouse to affiliated broker-dealer or bankOct 3, 2025Aug 24, 2026 (325 d)
Jordan Parkinson KillenMorgan Stanley wirehouseEdward Jones national BDWirehouse to affiliated broker-dealer or bankOct 3, 2025Oct 7, 2025
Ryan ToroMorgan Stanley wirehouseLPL Financial LLC BD affiliatedWirehouse to affiliated broker-dealer or bankOct 3, 2025Nov 25, 2025 (53 d)
Timothy Neville FowlerMorgan Stanley wirehouseCwm, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankOct 2, 2025Oct 7, 2025
Onajh PorterMorgan Stanley wirehouseMoney Concepts Advisory Service BD affiliatedWirehouse to affiliated broker-dealer or bankOct 2, 2025Oct 28, 2025
Cathleen P. KeaneMorgan Stanley wirehouseHaviland & Sams, LLC state registeredWirehouse to a state-registered adviserOct 2, 2025Jun 12, 2026 (253 d)
Austin Taylor GarciaMorgan Stanley wirehouseFisher Investments independent RIAWirehouse to independent RIAOct 2, 2025Oct 30, 2025
Jake Nicholas PergolizziMorgan Stanley wirehouseSequoia Financial Group, L.L.C. independent RIAWirehouse to independent RIAOct 2, 2025Oct 24, 2025
Gandolfo TaravellaMorgan Stanley wirehouseJ.P. Morgan Securities LLC wirehouseWirehouse to wirehouseOct 1, 2025Oct 10, 2025
Joseph S SicchitanoMorgan Stanley wirehousePrincipal Securities, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankSep 30, 2025Oct 24, 2025
Wai Kee ChanMorgan Stanley wirehouseIndependent Financial Group, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankSep 30, 2025Oct 30, 2025
Emily Yoon-Hye KimMorgan Stanley wirehouseUBS Financial Services Inc. wirehouseWirehouse to wirehouseSep 29, 2025Nov 12, 2025 (44 d)
Kenny Fidel BatresMorgan Stanley wirehouseStrategic Advisers LLC national BDWirehouse to affiliated broker-dealer or bankSep 29, 2025Nov 20, 2025 (52 d)
Hugo Andres PorroMorgan Stanley wirehouseRaymond James & Associates, Inc. national BDWirehouse to affiliated broker-dealer or bankSep 26, 2025Sep 30, 2025
Manuel Alejandro PorroMorgan Stanley wirehouseRaymond James & Associates, Inc. national BDWirehouse to affiliated broker-dealer or bankSep 26, 2025Sep 30, 2025
Daniel L WolffMorgan Stanley wirehouseCaptrust institutionalOtherSep 26, 2025Oct 20, 2025
Zachary Scott HanoyanMorgan Stanley wirehouseWells Fargo Advisors wirehouseWirehouse to wirehouseSep 25, 2025Sep 3, 2025
Julian M FloresMorgan Stanley wirehouseAmeriprise Financial Services, LLC national BDWirehouse to affiliated broker-dealer or bankSep 25, 2025Mar 23, 2026 (179 d)
John Thomas MahoneyMorgan Stanley wirehouseLPL Enterprise, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankSep 25, 2025Feb 13, 2026 (141 d)
Nicholas Angel PhylactouMorgan Stanley wirehouseWells Fargo Advisors wirehouseWirehouse to wirehouseSep 25, 2025Sep 3, 2025
Meilue VangMorgan Stanley wirehouseWells Fargo Advisors wirehouseWirehouse to wirehouseSep 23, 2025Oct 3, 2025
Emily E SchwartzMorgan Stanley wirehouseWafd Wealth, Inc no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Sep 23, 2025Oct 10, 2025
Jose M Rodriguez RodriguezMorgan Stanley wirehouseUBS Financial Services Inc. wirehouseWirehouse to wirehouseSep 23, 2025Oct 29, 2025 (36 d)
Sophia E KatsafourosMorgan Stanley wirehouseRockefeller Capital Management BD affiliatedWirehouse to affiliated broker-dealer or bankSep 23, 2025Sep 23, 2025
Ryan Andrew YoungMorgan Stanley wirehouseRaymond James Financial Services Advisors, Inc BD affiliatedWirehouse to affiliated broker-dealer or bankSep 23, 2025Sep 30, 2025
Veronica Teresa MendozaMorgan Stanley wirehouseMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWirehouse to wirehouseSep 23, 2025Oct 24, 2025 (31 d)
James M SheaMorgan Stanley wirehouseWells Fargo Advisors wirehouseWirehouse to wirehouseSep 22, 2025Sep 18, 2025
David Edward WaiteMorgan Stanley wirehouseWells Fargo Advisors wirehouseWirehouse to wirehouseSep 19, 2025Sep 18, 2025
Ronnie James MarceauxMorgan Stanley wirehouseSpirepoint Private Client, LLC independent RIAWirehouse to independent RIASep 19, 2025Sep 9, 2025
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15,846 moves match.