DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Gradient Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jeffrey John FioreGradient Advisors, LLC independent RIAHorter Investment Management, LLC independent RIARIA to RIANov 25, 2020Dec 4, 2020
Rexford Kent CattanachGradient Advisors, LLC independent RIASequent Planning, LLC independent RIARIA to RIAOct 21, 2020Oct 22, 2020
Trevor Shane NeufeldGradient Advisors, LLC independent RIAPaladin Financial independent RIARIA to RIAJul 15, 2020Jul 21, 2020
Jason Earl BlakeGradient Advisors, LLC independent RIABlake Wealth Strategies state registeredRIA to a state-registered adviserMay 4, 2020Apr 7, 2020
Chase Adam LeachGradient Advisors, LLC independent RIAMidwest Wealth Management Inc state registeredRIA to a state-registered adviserMar 18, 2020Mar 13, 2020
Michael Chad MccrackenGradient Advisors, LLC independent RIACorecap Advisors BD affiliatedRIA to affiliated broker-dealer or bankDec 31, 2019Jan 22, 2020
Marcus George WarrenGradient Advisors, LLC independent RIAWarren Wealth Management & Tax Planning Inc. state registeredRIA to a state-registered adviserDec 31, 2019Sep 15, 2021 (624 d)
Michelle Ann ShawnGradient Advisors, LLC independent RIARetirement & Investment Planning, Inc. state registeredRIA to a state-registered adviserDec 31, 2019Dec 1, 2025 (2162 d)
Laura Danielle JohnsonGradient Advisors, LLC independent RIABayshore Financial Solutions, LLC state registeredRIA to a state-registered adviserDec 31, 2019Jan 9, 2020
Matthew Hinton LoganGradient Advisors, LLC independent RIAMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRIA to wirehouseDec 31, 2019May 26, 2020 (147 d)
Eric Albert ImbueltenGradient Advisors, LLC independent RIAA.E.I. Financial Group state registeredRIA to a state-registered adviserDec 31, 2019Jan 1, 2026 (2193 d)
Matthew Joseph FolsomGradient Advisors, LLC independent RIAGradient Wealth Management BD affiliatedRIA to affiliated broker-dealer or bankNov 14, 2019Nov 14, 2019
Kimberly PayneGradient Advisors, LLC independent RIAAmeriprise Financial Services, LLC national BDRIA to affiliated broker-dealer or bankNov 11, 2019Nov 21, 2019
Mitchell Louis SpiehsGradient Advisors, LLC independent RIAAe Wealth Management, LLC independent RIARIA to RIAOct 18, 2019Oct 18, 2019
Marques Dalon MilesGradient Advisors, LLC independent RIAElevated Capital Advisors, LLC independent RIARIA to RIAOct 7, 2019Sep 9, 2019
Terry Wayne ThomasonGradient Advisors, LLC independent RIAReplica Wealth Advisors Inc state registeredRIA to a state-registered adviserSep 3, 2019Sep 26, 2019
Kade Eric SchoenrockGradient Advisors, LLC independent RIAAe Wealth Management, LLC independent RIARIA to RIAAug 13, 2019Aug 8, 2019
Kerin Marie ClarkGradient Advisors, LLC independent RIACorecap Advisors BD affiliatedRIA to affiliated broker-dealer or bankJul 30, 2019Jul 24, 2019
Mark Alan KontzGradient Advisors, LLC independent RIAAlternative Investment Advisors, LLC independent RIARIA to RIAJul 24, 2019Jul 30, 2019
Jared Paul GostanczikGradient Advisors, LLC independent RIATlg Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJun 6, 2019Sep 5, 2019 (91 d)
James Kenneth JohnsonGradient Advisors, LLC independent RIAWealth Watch Advisors, Inc independent RIARIA to RIAMay 29, 2019May 28, 2019
Robert Joel EisenbergGradient Advisors, LLC independent RIABrookstone Capital Management LLC independent RIARIA to RIAApr 30, 2019Jul 13, 2020 (440 d)
Matthew Phillip AndersonGradient Advisors, LLC independent RIAGradient Investments, LLC independent RIARIA to RIAFeb 26, 2019Feb 27, 2019
Wendy J PyneGradient Advisors, LLC independent RIAFinancial & Tax Architects, LLC mixed wealthRIA to RIAJan 18, 2019Feb 6, 2019
Christopher Robert SharryGradient Advisors, LLC independent RIAThe Patriot Financial Group, LLC independent RIARIA to RIADec 31, 2018Jan 23, 2019
Larry Mckinley HalesGradient Advisors, LLC independent RIAWealth Watch Advisors, Inc independent RIARIA to RIADec 17, 2018Mar 7, 2019 (80 d)
Gregory Grant GriffinGradient Advisors, LLC independent RIAGriffin Investment Services unclassifiedOtherOct 16, 2018May 21, 2019 (217 d)
Marco Carlough GinefraGradient Advisors, LLC independent RIACreativeone Wealth, LLC independent RIARIA to RIAOct 16, 2018Oct 15, 2018
Dave Alan BuchananGradient Advisors, LLC independent RIACreativeone Wealth, LLC independent RIARIA to RIAOct 9, 2018Oct 11, 2018
Freddie Howard CookGradient Advisors, LLC independent RIACook Wealth Management, LLC state registeredRIA to a state-registered adviserSep 11, 2018May 16, 2022 (1343 d)
Scott Michael SierensGradient Advisors, LLC independent RIAAe Wealth Management, LLC independent RIARIA to RIAJul 3, 2018Jul 2, 2018
Jeffrey David StevensGradient Advisors, LLC independent RIAPreferred Wealth Advisors, LLC state registeredRIA to a state-registered adviserJun 14, 2018Jan 1, 2026 (2758 d)
Allan Steven VeraGradient Advisors, LLC independent RIAGwn Securities Inc. BD affiliatedRIA to affiliated broker-dealer or bankJun 12, 2018Jun 8, 2018
Richard Allen BavetzGradient Advisors, LLC independent RIAGlobal Financial Private Capital, Inc. BD affiliatedRIA to affiliated broker-dealer or bankMay 9, 2018May 16, 2018
Michael John BlanchardGradient Advisors, LLC otherFoundations Investment Advisors LLC otherOtherDec 31, 2017Jan 10, 2018
Richard Bruce GrahamGradient Advisors, LLC otherLifecare Retirement Solutions Inc. state registeredOtherDec 31, 2017Jan 5, 2018
Mindie Nicole MolinaGradient Advisors, LLC otherAe Wealth Management, LLC independent RIAOtherNov 10, 2017Dec 1, 2017
Ian C TurnerGradient Advisors, LLC otherIams Wealth Management, LLC no RAUMOtherOct 31, 2017Nov 1, 2017
William Stephen GloverGradient Advisors, LLC otherVirtue Capital Management, LLC independent RIAOtherOct 24, 2017Oct 26, 2017
Haley Ann SandersGradient Advisors, LLC otherAltitude Wealth Management, LLC state registeredOtherAug 7, 2017Apr 23, 2024 (2451 d)
Michael Ray GraberGradient Advisors, LLC otherCreativeone Wealth, LLC otherOtherMay 25, 2017Feb 27, 2018 (278 d)
Barron Sean Fitz-GeraldGradient Advisors, LLC otherWellington Adams Investment Advisory, LLC state registeredOtherMar 31, 2017Mar 31, 2017
Christopher Michael FehrGradient Advisors, LLC otherFreedom Financial Wealth Management LLC unclassifiedOtherMar 31, 2017Mar 31, 2017
Simon Todd HilliardGradient Advisors, LLC otherWellington Adams Investment Advisory, LLC state registeredOtherMar 31, 2017Mar 31, 2017
Karen Prescia DowlingGradient Advisors, LLC otherChancellor Financial Services, Inc. state registeredOtherMar 31, 2017Apr 4, 2017
Ryan Allan LundervoldGradient Advisors, LLC otherAe Wealth Management, LLC otherOtherMar 9, 2017Jul 26, 2017 (139 d)
Keith Steven SprinczGradient Advisors, LLC otherSprincz Advisory Group, LLC state registeredOtherJan 27, 2017Jan 26, 2017
Kevin Mckinley SchaeferGradient Advisors, LLC otherSpirit West Advisors, LLC independent RIAOtherJan 5, 2017Jan 12, 2017
Jeffrey Martin WinterGradient Advisors, LLC otherStrategic Wealth Advisors Group, Inc. independent RIAOtherJan 4, 2017Jan 9, 2017
Anthony Scott RobertsGradient Advisors, LLC otherProsperity Asset Management, LLC state registeredOtherDec 31, 2016Jan 26, 2017
Diane Kathleen CaseGradient Advisors, LLC otherShenandoah Financial state registeredOtherDec 31, 2016Apr 18, 2017 (108 d)
Timothy Scott SullivanGradient Advisors, LLC otherStrategic Wealth Advisors Group, Inc. independent RIAOtherDec 31, 2016Jan 3, 2017
Suzanne Kay PorskeGradient Advisors, LLC otherAllstate Financial Advisors, LLC BD affiliatedOtherDec 31, 2016Jun 18, 2018 (534 d)
Anthony Michael MaheuGradient Advisors, LLC otherGuardian Wealth Management, LLC unclassifiedOtherDec 5, 2016Dec 1, 2016
Julia Gilels LembckeGradient Advisors, LLC otherGradient Wealth Management otherOtherNov 7, 2016Nov 4, 2016
Chad Matthew RaicheGradient Advisors, LLC otherCetera Investment Advisers LLC otherOtherNov 1, 2016Jan 5, 2017 (65 d)
James Ward MargrafGradient Advisors, LLC otherLatour Asset Management LLC state registeredOtherAug 4, 2016Aug 24, 2016
Troy A HamsherGradient Advisors, LLC otherHamsher Wealth Management, LLC state registeredOtherJun 22, 2016Jun 21, 2016
Matthew David CopleyGradient Advisors, LLC otherCopley Financial Group, Inc. independent RIAOtherJun 14, 2016Jun 15, 2016
Jacob Matthew StaszakGradient Advisors, LLC otherActify Investor Retirements, LLC state registeredOtherMay 18, 2016Jan 9, 2018 (601 d)
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266 moves match.