DFX Intelligence

RIA Intelligence

Advisor moves

Departures from Cetera Investment Services LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Anthony Frederick HobsonCetera Investment Services LLC otherNext Financial Group, Inc. otherOtherMar 19, 2007Mar 23, 2007
Michelle Marie NocitoCetera Investment Services LLC otherPnc Wealth Management otherOtherMar 13, 2007Mar 16, 2007
Richard Allen CoenCetera Investment Services LLC otherGolden Rule Financial Planning, LLC unclassifiedOtherMar 5, 2007Mar 12, 2007
Glen Thomas FlanaghanCetera Investment Services LLC otherGlobal Portfolio Strategies, Inc. otherOtherFeb 27, 2007Mar 13, 2007
Young Noh LeeCetera Investment Services LLC otherTower Square Securities, Inc. otherOtherFeb 27, 2007Mar 16, 2007
Allan Jay ThompsonCetera Investment Services LLC otherThrivent Investment Management Inc. otherOtherFeb 23, 2007Feb 26, 2007
James Wesley OliverCetera Investment Services LLC otherCitizens Securities, Inc. otherOtherFeb 15, 2007Feb 21, 2007
Daniel Ernest GolandCetera Investment Services LLC otherBanc Of America Investment Services, Inc. unclassifiedOtherFeb 15, 2007Jan 29, 2007
Daniel Jon TaylorCetera Investment Services LLC otherInvestment Centers Of America, Inc. otherOtherFeb 1, 2007Feb 1, 2007
David Dee FoxCetera Investment Services LLC otherRaymond James Financial Services Advisors, Inc otherOtherFeb 1, 2007Jan 2, 2009 (701 d)
John Paul MillerCetera Investment Services LLC otherRaymond James Financial Services, Inc. unclassifiedOtherFeb 1, 2007Feb 6, 2007
Philip Alan KruppsCetera Investment Services LLC otherRaymond James Financial Services Advisors, Inc otherOtherFeb 1, 2007Jan 2, 2009 (701 d)
Greta Messarra WoodwardCetera Investment Services LLC otherVoya Financial Partners, LLC otherOtherFeb 1, 2007Mar 1, 2007
Steven Mark MarantzCetera Investment Services LLC otherBanc Of America Investment Services, Inc. unclassifiedOtherJan 3, 2007Dec 13, 2006
Debby P PanCetera Investment Services LLC otherHsbc Securities (USA) Inc. otherOtherJan 3, 2007Feb 22, 2007 (50 d)
Mark Morelle HeadrickCetera Investment Services LLC otherRBC Capital Markets, LLC national BDOtherDec 31, 2006Dec 15, 2006
Daniel Charles ReganCetera Investment Services LLC otherBanc Of America Investment Services, Inc. unclassifiedOtherDec 4, 2006Nov 20, 2006
Ethan Howard SaidelCetera Investment Services LLC otherChase Investment Services Corp. otherOtherNov 22, 2006Nov 30, 2006
John Frank McshanCetera Investment Services LLC otherRaymond James Financial Services, Inc. unclassifiedOtherOct 31, 2006Nov 10, 2006
Todd Marvin HonoldCetera Investment Services LLC otherFifth Third Securities, Inc. otherOtherOct 30, 2006Dec 11, 2006 (42 d)
Kevin Euripides MckinnonCetera Investment Services LLC otherOsaic Institutions, Inc. otherOtherOct 12, 2006Oct 18, 2006
Mark TillmanCetera Investment Services LLC otherAmeritas Advisory Services otherOtherOct 5, 2006Oct 13, 2006
Jennifer V HeimsCetera Investment Services LLC otherKuhns Brothers Capital Management unclassifiedOtherSep 25, 2006Aug 29, 2007 (338 d)
Gregg Howard JohnsonCetera Investment Services LLC otherSecurities America Advisors, Inc. otherOtherSep 11, 2006Oct 10, 2006
Ryan Francis HornerCetera Investment Services LLC otherWells Fargo Advisors wirehouseOtherAug 31, 2006Sep 7, 2006
Chad Charles CzerwinskiCetera Investment Services LLC otherUBS Financial Services Inc. wirehouseOtherAug 11, 2006Oct 31, 2007 (446 d)
John Joseph CrosbyCetera Investment Services LLC otherTd Wealth Management Services Inc. unclassifiedOtherAug 2, 2006Sep 13, 2006 (42 d)
Christine Elizabeth WalkerCetera Investment Services LLC otherLehman Brothers Inc. unclassifiedOtherJul 3, 2006Jul 17, 2006
Jennifer Teresa MurawskiCetera Investment Services LLC otherUmb Financial Services, Inc. no RAUMOtherJun 15, 2006Jun 22, 2006
Mark Stephen SullivanCetera Investment Services LLC otherWoodbury Financial Services, Inc. otherOtherJun 8, 2006Jul 17, 2006 (39 d)
Pamela Kay RegelCetera Investment Services LLC otherEdward Jones national BDOtherJun 1, 2006May 27, 2008 (726 d)
Jon Michael GadberryCetera Investment Services LLC otherBancwest Investment Services, Inc. (Bwis) otherOtherMay 17, 2006May 22, 2006
Paul Randall WalkerCetera Investment Services LLC otherBancwest Investment Services, Inc. (Bwis) otherOtherMay 17, 2006Dec 14, 2006 (211 d)
Michael Paul RitlandCetera Investment Services LLC otherBancwest Investment Services, Inc. (Bwis) otherOtherMay 17, 2006May 26, 2006
Gregory Kenneth StarkCetera Investment Services LLC otherBancwest Investment Services, Inc. (Bwis) otherOtherMay 17, 2006Jun 27, 2006 (41 d)
Jeffery James MaynardCetera Investment Services LLC otherBancwest Investment Services, Inc. (Bwis) otherOtherMay 17, 2006May 22, 2006
Brad Richard BakkenCetera Investment Services LLC otherBancwest Investment Services, Inc. (Bwis) otherOtherMay 17, 2006May 22, 2006
Justin Wade GulleksonCetera Investment Services LLC otherBancwest Investment Services, Inc. (Bwis) otherOtherMay 17, 2006May 17, 2006
Mark David AlmlieCetera Investment Services LLC otherBancwest Investment Services, Inc. (Bwis) otherOtherMay 17, 2006May 17, 2006
Colin Robb PeldoCetera Investment Services LLC otherBancwest Investment Services, Inc. (Bwis) otherOtherMay 17, 2006Jun 27, 2006 (41 d)
John Eric NewellCetera Investment Services LLC otherBancwest Investment Services, Inc. (Bwis) otherOtherMay 17, 2006May 17, 2006
Erick FieldCetera Investment Services LLC otherBancwest Investment Services, Inc. (Bwis) otherOtherMay 17, 2006Aug 7, 2006 (82 d)
Tiffany Anna BrownCetera Investment Services LLC otherBancwest Investment Services, Inc. (Bwis) otherOtherMay 17, 2006Aug 7, 2006 (82 d)
Kelly Ron HubrigCetera Investment Services LLC otherBancwest Investment Services, Inc. (Bwis) otherOtherMay 17, 2006May 22, 2006
Michael Jay GouldCetera Investment Services LLC otherCommonwealth Financial Network national BDOtherMay 5, 2006Apr 28, 2006
Brian Craig ElliottCetera Investment Services LLC otherCommonwealth Financial Network national BDOtherMay 5, 2006Apr 28, 2006
Jonathon Paul AnasCetera Investment Services LLC otherRBC Capital Markets, LLC national BDOtherApr 28, 2006May 10, 2006
Dustin David CarrCetera Investment Services LLC otherPrincipal Securities, Inc. otherOtherApr 18, 2006Jun 1, 2006 (44 d)
Mark Steven FantasiaCetera Investment Services LLC otherCuso Financial Services, L.P. otherOtherApr 17, 2006Apr 20, 2006
Norman Trent BradshawCetera Investment Services LLC otherSpc otherOtherMar 23, 2006Apr 24, 2006 (32 d)
Amin Brent AntoineCetera Investment Services LLC otherPentegra Investors, Inc. otherOtherMar 7, 2006Mar 27, 2007 (385 d)
Ryan Thomas CleavelandCetera Investment Services LLC otherCitigroup Global Markets Inc. otherOtherMar 1, 2006Jun 19, 2007 (475 d)
James Leon MccurdyCetera Investment Services LLC otherRaymond James Financial Services Advisors, Inc otherOtherFeb 15, 2006Jan 2, 2009 (1052 d)
Todd Strayer DellingerCetera Investment Services LLC otherRaymond James Financial Services Advisors, Inc otherOtherFeb 15, 2006Jan 2, 2009 (1052 d)
Tim Eugene WardCetera Investment Services LLC otherConcourse Financial Group Advisors otherOtherFeb 14, 2006Mar 9, 2006
Matthew David DonovanCetera Investment Services LLC otherSuntrust Investment Services, Inc. otherOtherFeb 10, 2006Apr 12, 2006 (61 d)
Raymond E NicholsCetera Investment Services LLC otherStrategic Advisers LLC national BDOtherFeb 9, 2006Jul 30, 2008 (902 d)
Ryan Mathew FleischerCetera Investment Services LLC otherLPL Financial LLC otherOtherFeb 2, 2006Feb 3, 2006
Kris Anthony ThorvaldsonCetera Investment Services LLC otherEdward Jones national BDOtherFeb 2, 2006Sep 19, 2007 (594 d)
Ryan David HaleCetera Investment Services LLC otherLPL Financial LLC otherOtherJan 25, 2006Feb 10, 2006
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537 moves match.